DFX Intelligence
Consolidation
What the advisers themselves reported about M&AWhere this comes fromItem 4 of Form ADV asks whether the adviser is succeeding to the business of another registered adviser and names the firm acquired. It catches asset purchases and mergers where the target’s registration folds into the buyer’s; a stock purchase that keeps the target registered shows instead as a new owner on Schedule A and, later, as a roster exit.Firms absorbed reads the same events from the people side: half or more of a firm’s registered advisors moving to one other firm within fourteen days, which catches acquisitions before, or without, a succession filing.Press-sourced deals, PE sponsors and consolidator platforms are the next cycle.
1,631 events match
- Townsend Holdings Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- M.K. Brown & Associates Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- First National Fund Advisers reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Waller Financial Planning Group, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Phillips & Company reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Palisade Investments reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Rsm Mcgladrey, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sva Plumb Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Natixis Securities Americas Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Tbh Global Asset Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Keats, Connelly And Associates, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
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