DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••• B•••• W••••• A•••••••
Legal name M••• B•••• W••••• A•••••••• L••
Latest filing Feb 26, 2026
First filing on the tape Dec 6, 2011 · 17 filings
SEC status approved since May 28, 2021
RAUM
$166M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$166M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$166M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$166M as of Feb 26, 2026
Jan 18, 2012$55.0M then
HNW client RAUM$118M as of Feb 26, 2026
Mar 16, 2022$123M then
State-registered IARs (5.B.3)1 as of Feb 26, 2026
Mar 16, 20222 then
Employees (5.A)3 as of Feb 26, 2026
Mar 16, 20224 then
Private funds: no history
RAUM +0.9% over the last fiscal year+8.9% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $166MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 152derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $587,025derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.2%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $76.9M, 84 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$118M71%
- Individuals$47.3M29%
- Individual clients
- 110reported
- HNW clients
- 42reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 282reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $166M managedreported
- Custody of client assets
- $76.9M for 84 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E•••••••• B•••• K•••••• | Oakwood, Oh | Aug 24, 2006 | 21 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K••••••• E••••••••• B•••• · Managing Member/Chief Compliance Officercontrolsince 07/2024 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 293 to 282Jan 27, 2026 to Feb 26, 2026
- HNW clients · 41 to 42Jan 27, 2026 to Feb 26, 2026
- Individual clients · 116 to 110Jan 27, 2026 to Feb 26, 2026
- Assets in custody · $5.0M to $76.9MJan 27, 2026 to Feb 26, 2026
- Discretionary RAUM · $162M to $163MJan 27, 2026 to Feb 26, 2026
- HNW RAUM · $114M to $118MJan 27, 2026 to Feb 26, 2026
- Individual RAUM · $50.0M to $47.3MJan 27, 2026 to Feb 26, 2026
- Non-discretionary RAUM · $2.0M to $2.1MJan 27, 2026 to Feb 26, 2026
- RAUM · $164M to $166MJan 27, 2026 to Feb 26, 2026
- Wrap assets (manager) · $164M to $166MJan 27, 2026 to Feb 26, 2026
- Accounts · 290 to 293Sep 3, 2024 to Feb 27, 2025
- HNW clients · 40 to 41Sep 3, 2024 to Feb 27, 2025
- Individual clients · 115 to 116Sep 3, 2024 to Feb 27, 2025
- Assets in custody · $3.7M to $5.0MSep 3, 2024 to Feb 27, 2025
- Financial planning clients · unset to Sep 3, 2024 to Feb 27, 2025
- Discretionary RAUM · $149M to $162MSep 3, 2024 to Feb 27, 2025
- HNW RAUM · $102M to $114MSep 3, 2024 to Feb 27, 2025
- Individual RAUM · $47.0M to $50.0MSep 3, 2024 to Feb 27, 2025
- Non-discretionary RAUM · $0 to $2.0MSep 3, 2024 to Feb 27, 2025
- RAUM · $149M to $164MSep 3, 2024 to Feb 27, 2025
- Wrap assets (manager) · $149M to $164MSep 3, 2024 to Feb 27, 2025
- Advisory employees · 2 to 1Mar 13, 2024 to Aug 5, 2024
- BD registered reps · 2 to 1Mar 13, 2024 to Aug 5, 2024
- Employees · 4 to 3Mar 13, 2024 to Aug 5, 2024
- State-registered IARs · 2 to 1Mar 13, 2024 to Aug 5, 2024
- Accounts · 285 to 290Apr 26, 2023 to Mar 13, 2024
- HNW clients · 17 to 40Apr 26, 2023 to Mar 13, 2024
- Individual clients · 137 to 115Apr 26, 2023 to Mar 13, 2024
- Assets in custody · $3.2M to $3.7MApr 26, 2023 to Mar 13, 2024
- HQ city · KETTERING to OAKWOODApr 26, 2023 to Mar 13, 2024
- Discretionary RAUM · $128M to $149MApr 26, 2023 to Mar 13, 2024
- HNW RAUM · $60.1M to $102MApr 26, 2023 to Mar 13, 2024
- Individual RAUM · $68.1M to $47.0MApr 26, 2023 to Mar 13, 2024
- RAUM · $128M to $149MApr 26, 2023 to Mar 13, 2024
- Wrap assets (manager) · $128M to $149MApr 26, 2023 to Mar 13, 2024
- Business name · M••• B•••• W••••• A•••••••• L•• to M••• B•••• W••••• A•••••••Feb 14, 2023 to Apr 26, 2023
- Accounts · 286 to 285Jul 20, 2022 to Feb 14, 2023
- HNW clients · 47 to 17Jul 20, 2022 to Feb 14, 2023
- Individual clients · 117 to 137Jul 20, 2022 to Feb 14, 2023
- Assets in custody · $3.2M to $3.2MJul 20, 2022 to Feb 14, 2023
Signals
4 dated events
- Kuntz Martin Brown (Managing Member/Chief Compliance Officer) no longer on Schedule A of M••• B•••• W••••• A••••••• (listed 2024-03-13, absent 2024-08-05)Aug 5, 2024 · Control person left · inference
- Brown Elizabeth Kussman (Managing Member/Chief Compliance Officer) appeared on Schedule A of M••• B•••• W••••• A•••••••Aug 5, 2024 · Control person joined · fact
- M••• B•••• W••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Apr 30, 2021 · First SEC registration · fact
- M••• B•••• • A••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Dec 6, 2011 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- m••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 937-298-8904reportedpublic record, Form ADV, Feb 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $166Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026