DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• C•••••• G••••
Asset manager (funds and pooled vehicles)Washington, District of ColumbiaCRD 111128SEC 801-52462websiteIAPD
Legal name C•••••• I••••••••• M••••••••• L•••••
Latest filing Jul 7, 2026
First filing on the tape Mar 30, 2012 · 35 filings
SEC status approved since Aug 6, 1996
RAUM
$284B
reported, Item 5.F
Discretionary
71%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1,040
317 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
314
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$284B as of Jul 7, 2026
Mar 30, 2012$100B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 7, 2026
Mar 28, 20130 then
Employees (5.A)1,040 as of Jul 7, 2026
Mar 28, 2013775 then
Private funds314 as of Jul 7, 2026
Mar 30, 2012394 then
RAUM +2.9% over the last fiscal year+5.2% a year over threeIARs 0 to 0offices 5 to 4
Practice profile
derived from the filing of Jul 7, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $464MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 71%derivedof RAUM
- Institutional
- 28%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $124B, 480 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$203B72%
- Insurance companies$80B28%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 612reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $124B for 480 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.72 institutional_share=0.28 related_bd=true related_bank=true bd_reps=3.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
200 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••• P••••••• V•• | Private Equity Fund | $23B | 837 | Mar 30, 2018 |
| C•••••• P••••••• V••• | Private Equity Fund | $8.5B | 824 | Mar 31, 2022 |
| C•••••• E••••• P••••••• V• | Private Equity Fund | $7.8B | 571 | Mar 29, 2019 |
| C•••••• A••• P••••••• V• | Private Equity Fund | $6.4B | 373 | Mar 30, 2018 |
| C•••••• P••••••• I••••••••• L••• | Real Estate Fund | $6.1B | 194 | Mar 30, 2018 |
| C•••••• P••••••• V• L•••no longer reported | Private Equity Fund | $5.5B | 359 | Mar 30, 2012 |
| C•••••• P••••••• V• | Private Equity Fund | $5.4B | 680 | Mar 28, 2013 |
| C•••••• E••••• P••••••• I••• L•••no longer reported | Private Equity Fund | $5.0B | 307 | Mar 30, 2012 |
| C•••••• P••••••• I•• L•••no longer reported | Private Equity Fund | $4.4B | 411 | Mar 30, 2012 |
| C•••••• R••••• P••••••• I• | Real Estate Fund | $4.4B | 345 | Mar 31, 2022 |
| C•••••• R••••• P••••••• V••• | Real Estate Fund | $4.3B | 354 | Mar 30, 2018 |
| C•••••• G••••• P••••••• | Private Equity Fund | $3.0B | 73 | Mar 30, 2015 |
| C•••••• F••• L••• | Private Equity Fund | $2.6B | 6 | Mar 30, 2020 |
| C•••••• A••• P••••••• I• | Private Equity Fund | $2.5B | 342 | Mar 28, 2013 |
| C•••••• G••••• I••••••••• O••••••••• F••• | Private Equity Fund | $2.4B | 160 | Mar 30, 2018 |
| C•••••• I••••••••• E••••• P••••••• | Private Equity Fund | $2.3B | 294 | Mar 28, 2014 |
| C•••••• U••• E••••• O••••••••• F••• I• | Private Equity Fund | $2.0B | 331 | Mar 30, 2016 |
| C•••••• J•••• P••••••• I• | Private Equity Fund | $1.9B | 201 | Mar 30, 2020 |
| C•••••• E••••• T••••••••• P••••••• I• | Private Equity Fund | $1.9B | 321 | Mar 30, 2020 |
| C•••••• E••••• R••• E••••• P••••••• I••• L•••no longer reported | Real Estate Fund | $1.9B | 116 | Mar 30, 2012 |
| C•••••• P•••• P••••••• I• | Private Equity Fund | $1.8B | 159 | Mar 30, 2015 |
| C••• 2•••••• L••• | Securitized Asset Fund | $1.6B | 18 | Mar 30, 2018 |
| C•••••• P••••••• I• C•••••• L•••no longer reported | Private Equity Fund | $1.6B | 412 | Mar 30, 2012 |
| C•••••• G••••• F•••••••• S••••••• P••••••• I•• | Private Equity Fund | $1.5B | 160 | Mar 30, 2018 |
| C•••••• S•••••••• C••••••••• L••• | Private Equity Fund | $1.5B | 24 | Mar 29, 2019 |
| C•••••• E••••• P••••••• I• | Private Equity Fund | $1.5B | 346 | Mar 28, 2014 |
| C•••••• R••••• P••••••• V•• | Real Estate Fund | $1.5B | 279 | Mar 30, 2015 |
| C•••••• P••••••• V• U•• L•••no longer reported | Private Equity Fund | $1.5B | 351 | Mar 30, 2012 |
| C••• 2•••••• L••• | Securitized Asset Fund | $1.4B | 13 | Mar 30, 2018 |
| C•••••• P••••••• I• K•••••• L•••no longer reported | Private Equity Fund | $1.3B | 412 | Mar 30, 2012 |
| C•••••• S•••••••• P••••••• I•• L•••no longer reported | Private Equity Fund | $1.2B | 164 | Mar 30, 2012 |
| C•••••• C••••••• F•••• L••• | Private Equity Fund | $1.2B | 2 | Mar 30, 2016 |
| C•••••• E••••• P••••••• I•• L•••no longer reported | Private Equity Fund | $1.2B | 175 | Mar 30, 2012 |
| C•••••• G••••• P••••••• I• | Private Equity Fund | $1.2B | 82 | Mar 30, 2020 |
| C•••••• E••••• T••••••••• P••••••• V• | Private Equity Fund | $1.2B | 524 | Mar 30, 2023 |
| C•••••• P••••••• V• | Private Equity Fund | $1.1B | 613 | Mar 28, 2013 |
| C•••••• M••••• C••••••••• H•••••••• L••• | Private Equity Fund | $1.1B | 15 | Mar 31, 2022 |
| C•••••• A••• P••••••• I•• L•••no longer reported | Private Equity Fund | $1.1B | 139 | Mar 30, 2012 |
| C••• 2••••• L••• | Securitized Asset Fund | $1.0B | 15 | Aug 2, 2017 |
| C•••••• I••••••••• E••••• P••••••• I• | Private Equity Fund | $1.0B | 301 | Mar 29, 2019 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• W••••••• E•••• · Co-Founder - T•• C•••••• G••••controlsince 07/1996 · owns less than 5%
- D••••••••• D•••••• A•••••• · Co-Founder - T•• C•••••• G••••controlsince 07/1996 · owns less than 5%
- F•••••••• J••••••• W•••••• · M••••••• D•••••Or/G•••••• Counsel - T•• C•••••• G••••controlsince 04/1997 · owns less than 5%
- L••••• L••••••• P• · M••••••• D•••••Or/Chief Operating Officer - T•• C•••••• G••••controlsince 07/2024 · owns less than 5%
- M•••••••• H••••••• A•• · M••••••• D•••••Or/Chief Risk Officer - T•• C•••••• G••••controlsince 03/2021 · owns less than 5%
- R•••••• J•••• C••••••••• · M••••••• D•••••Or/Chief Financial Officer - T•• C•••••• G••••controlsince 10/2023 · owns less than 5%
- R••••••••• D••••• M••• · Co-Founder - T•• C•••••• G••••controlsince 07/1996 · owns less than 5%
- S•••••••• H•••••• M••••••• · M••••••• D•••••Or/Chief Executive Officer - T•• C•••••• G••••controlsince 02/2023 · owns less than 5%
- Z•••••• C••••••••• L•••••• · M••••••• D•••••Or/Chief Compliance Officer - T•• C•••••• G••••since 01/2009 · owns less than 5%
Entity owners
- T• G••••• L••••• · Memberdirect · owns 75% or more
- C•••••• H••••••• I• G• I••• · Memberindirect · owns 75% or more of C•••••• H••••••• I• G• S•• L•••••
- C•••••• H••••••• I• G• S•• L••••• · G•••••• Partnerindirect · owns F of C•••••• H••••••• I• L•••
- C•••••• H••••••• I• L••• · Memberindirect · owns 50% to 75% of C• S••••••••• H••••••• L•••••
- C•••••• H••••••• I• G• L••••• · Memberindirect · owns 75% or more of C•••••• H••••••• I• L•••••
- C•••••• H••••••• I• L••••• · Memberindirect · owns 25% to 50% of C• S••••••••• H••••••• L•••••
- C• S••••••••• H••••••• L••••• · Memberindirect · owns 75% or more of T• G••••• L•••••
- T•• C•••••• G•••• I••• · Shareholderindirect · owns 75% or more of C•••••• H••••••• I• G• I••• · public reporting company
- T•• C•••••• G•••• I••• · Memberindirect · owns 75% or more of C•••••• H••••••• I• G• L••••• · public reporting company
- T•• C•••••• G•••• I••• · Memberindirect · owns 50% to 75% of C•••••• H••••••• I• L••••• · public reporting company
Related persons
Schedule D 7.A
- A••••••••• C•• 2• G•••••• P•••••• L••pooled vehicle sponsorn
- A••••••••• C•• G•••••• P•••••• L••pooled vehicle sponsorn
- A••••••••• G•••••• P•••••• 8• L••pooled vehicle sponsorn
- A••••••••• G•••••• P•••••• V• L••pooled vehicle sponsorn
- A••••••••• G•••••• P•••••• V• L••pooled vehicle sponsorn
- A••••••••• G•••••• P•••••• V•• L••pooled vehicle sponsorn
- A••••••••• L••investment advisery
- A•• 9• G• L•pooled vehicle sponsorn
- A•• 9• L•• G•• S•• R•••pooled vehicle sponsorn
- A•••••••• P••••••• B•••investment adviserbankpooled vehicle sponsornRAUM $40B
- A•••••••• P•••••• E••••• I••••••••• M••••••••• L•••••investment advisery
- A•••••••• U• H•••••••• L••investment adviseryRAUM $58B
- A••••••• S••••••• P•••••• E••••• G•••••• P•••••• C•••••• P••• G•• L•••pooled vehicle sponsorn
- B••••• I••••••••• I• ••••••••• L•••••pooled vehicle sponsorn
- C••• I• A•• G•• L•••pooled vehicle sponsorn
- C••• I• G•••••• P••••••• L•••pooled vehicle sponsorn
- C••• V• G•••••• P••••••• L•••pooled vehicle sponsorn
- C•• G••••• I• G•••••• P••••••• L•••pooled vehicle sponsorn
- C•• G••••• I• G•••••• P••••••• L•••pooled vehicle sponsorn
- C•• G••••• I• L•• G•• S•• R•••pooled vehicle sponsorn
- C•• I•• G•••••• P•••••• •••••• L•••pooled vehicle sponsorn
- C•• I•• G•••••• P•••••• S•• L•••pooled vehicle sponsorn
- C•• I•• G•••••• P••••••• L•••bankpooled vehicle sponsorn
- C•• I• G•••••• P••••••• L•••pooled vehicle sponsorn
- C•• V• G•••••• P••••••• L•••pooled vehicle sponsorn
- C•• V• G•••••• P••••••• L•••pooled vehicle sponsorn
- C•• V• L•• G•• S•• R•••pooled vehicle sponsorn
- C•••••• •••••••• I••••••••• M••••••••• C•• L••investment advisery
- C•••••• A••••• G• 2•••• L•••••bankpooled vehicle sponsorn
- C•••••• A••••• G• 2•••• L•••••bankpooled vehicle sponsorn
Advisers that list T•• C•••••• G•••• as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY120 employees
- Los Angeles, CA13 employees
- Menlo Park, CA13 employees
- San Francisco, CA10 employees
- Boston, MA3 employees
What changed
consecutive filings, newest first
- Accounts · 602 to 612Jan 20, 2026 to Mar 31, 2026
- Advisory employees · 319 to 317Jan 20, 2026 to Mar 31, 2026
- Pooled vehicle clients · 585 to 595Jan 20, 2026 to Mar 31, 2026
- Assets in custody · $122B to $124BJan 20, 2026 to Mar 31, 2026
- Employees · 1,028 to 1,040Jan 20, 2026 to Mar 31, 2026
- Other offices · 5 to 4Jan 20, 2026 to Mar 31, 2026
- Private funds · 303 to 314Jan 20, 2026 to Mar 31, 2026
- Discretionary RAUM · $201B to $201BJan 20, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $74B to $83BJan 20, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $204B to $203BJan 20, 2026 to Mar 31, 2026
- RAUM · $276B to $284BJan 20, 2026 to Mar 31, 2026
- Private funds · 302 to 303Mar 31, 2025 to Jan 20, 2026
- Accounts · 639 to 602Jan 23, 2025 to Mar 31, 2025
- Advisory employees · 311 to 319Jan 23, 2025 to Mar 31, 2025
- Pooled vehicle clients · 622 to 585Jan 23, 2025 to Mar 31, 2025
- Assets in custody · $121B to $122BJan 23, 2025 to Mar 31, 2025
- Employees · 1,010 to 1,028Jan 23, 2025 to Mar 31, 2025
- Financial planning clients · unset to Jan 23, 2025 to Mar 31, 2025
- Private funds · 286 to 302Jan 23, 2025 to Mar 31, 2025
- Discretionary RAUM · $195B to $201BJan 23, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $78B to $74BJan 23, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $198B to $204BJan 23, 2025 to Mar 31, 2025
- RAUM · $274B to $276BJan 23, 2025 to Mar 31, 2025
- Accounts · 632 to 639Oct 4, 2023 to Mar 27, 2024
- Advisory employees · 334 to 311Oct 4, 2023 to Mar 27, 2024
- BD registered reps · 9 to 3Oct 4, 2023 to Mar 27, 2024
- Pooled vehicle clients · 612 to 622Oct 4, 2023 to Mar 27, 2024
- Assets in custody · $118B to $121BOct 4, 2023 to Mar 27, 2024
- Employees · 1,018 to 1,010Oct 4, 2023 to Mar 27, 2024
- Other offices · 6 to 5Oct 4, 2023 to Mar 27, 2024
- Private funds · 274 to 286Oct 4, 2023 to Mar 27, 2024
- Discretionary RAUM · $193B to $195BOct 4, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $51B to $78BOct 4, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $197B to $198BOct 4, 2023 to Mar 27, 2024
- RAUM · $244B to $274BOct 4, 2023 to Mar 27, 2024
- Accounts · 606 to 632Feb 16, 2023 to Mar 30, 2023
- Advisory employees · 297 to 334Feb 16, 2023 to Mar 30, 2023
- BD registered reps · 3 to 9Feb 16, 2023 to Mar 30, 2023
- Pooled vehicle clients · 593 to 612Feb 16, 2023 to Mar 30, 2023
- Assets in custody · $113B to $118BFeb 16, 2023 to Mar 30, 2023
Signals
11 dated events
- C••••••••• F••• (Managing Director/Chief Operating Officer - T•• C•••••• G••••) no longer on Schedule A of T•• C•••••• G•••• (listed 2024-03-27, absent 2024-07-03)Jul 3, 2024 · Control person left · inference
- P. Lindsay Lobue (Managing Director/Chief Operating Officer - T•• C•••••• G••••) appeared on Schedule A of T•• C•••••• G••••Jul 3, 2024 · Control person joined · fact
- C••••••••• John Redett (Managing Director/Chief Financial Officer - T•• C•••••• G••••) appeared on Schedule A of T•• C•••••• G••••Oct 4, 2023 · Control person joined · fact
- Lyle Curtis Buser (Managing Director/Cfo - T•• C•••••• G••••) no longer on Schedule A of T•• C•••••• G•••• (listed 2023-03-30, absent 2023-10-04)Oct 4, 2023 · Control person left · inference
- John Peter Clare (Managing Director/Chief Investment Officer For Cpe - T•• C•••••• G••••) no longer on Schedule A of T•• C•••••• G•••• (listed 2023-02-16, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Mitchell Harvey Schwartz (Managing Director/Chief Executive Officer - T•• C•••••• G••••) appeared on Schedule A of T•• C•••••• G••••Feb 16, 2023 · Control person joined · fact
- Kewsong Lee (Managing Director/Chief Executive Officer - T•• C•••••• G••••) no longer on Schedule A of T•• C•••••• G•••• (listed 2022-05-05, absent 2022-08-30)Aug 30, 2022 · Control person left · inference
- Edward Bruce Rosenblum (Managing Director/Chief Risk Officer - T•• C•••••• G••••) no longer on Schedule A of T•• C•••••• G•••• (listed 2020-10-16, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Ann Heather Mitchell (Managing Director/Chief Risk Officer - T•• C•••••• G••••) appeared on Schedule A of T•• C•••••• G••••Mar 31, 2021 · Control person joined · fact
- Allen Glenn Youngkin (Managing Director/Co-Chief Executive Officer - T•• C•••••• G••••) no longer on Schedule A of T•• C•••••• G•••• (listed 2020-03-30, absent 2020-10-16)Oct 16, 2020 · Control person left · inference
- C••••••••• F••• (Managing Director/Chief Operating Officer - T•• C•••••• G••••) appeared on Schedule A of T•• C•••••• G••••Mar 29, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- T•• C•••••• G•••• · Independent Sponsorsshared crd · capital_provider
- T•• C•••••• G•••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/the-carlyle-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- carlylecreditincomefund.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 202-729-5626reportedpublic record, Form ADV, Jul 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
T•• C•••••• G•••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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