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E• B••••• • C••• I•••

Independent wealth managerSEC-registered· Tampa, Florida

Independent wealth manager, based in Tampa, Florida, reporting $249M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$249M
Form ADV
Advisors
1
IAPD
Net advisor flow, 12 months
0 (0 in, 0 out)
IAPD registration history
RAUM change, last fiscal year
+4.3%
Form ADV, consecutive annual filings
Private clients
99% of RAUM, $246M
Form ADV
Advisors (1)Advisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

  1. +4.3%
    RAUM, one year

    RAUM $239M to $249M (+4.3%) on the Form ADV filed 30 Mar 2026.

    The one filed measure of whether clients are staying.

    FactForm ADV Item 5History →
Every filed figure, and the identifiersCRD 124815 · SEC 801-61788 · 18 filingsShow
CRD 124815SEC 801-61788First filing on the tape Mar 27, 2012, latest Mar 30, 2026SEC status approved since Feb 3, 2003IAPD
RAUM
$249M
reported, Item 5.F
Discretionary
48%
of RAUM
Private clients
99%
$246M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$249M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$249M as of Mar 30, 2026
Mar 27, 2012$116M then
HNW client RAUM$220M as of Mar 30, 2026
Mar 21, 2018$139M then
State-registered IARs (5.B.3)1 as of Mar 30, 2026
Mar 27, 20120 then
Employees (5.A)1 as of Mar 30, 2026
Apr 30, 20132 then
Private funds: no history
RAUM +4.3% over the last fiscal year+5.5% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes
The rule behind each archetype, and every derived figure2 rulesShow
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$249MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$7.6MderivedRAUM over accounts (5.F.2.f)
Discretionary
48%derivedof RAUM
Institutional
1.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+4.3%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$220M88%
  • Individuals$26.0M10%
  • Pension and profit-sharing plans$3.2M1.3%
Individual clients
9reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
33reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      1 on IAPD today; the 10 longest tenured
      NameBranchHere sinceIn industryPrior firms
      E••• R••• B•••••Tampa, FlAug 25, 200323 y0
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• E•••• R••• · Vice-President;Chief Compliance Officercontrol
        since 06/2003 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 39 to 33
        Mar 28, 2025 to Mar 30, 2026
      • Individual clients · 11 to 9
        Mar 28, 2025 to Mar 30, 2026
      • Discretionary RAUM · $133M to $119M
        Mar 28, 2025 to Mar 30, 2026
      • HNW RAUM · $207M to $220M
        Mar 28, 2025 to Mar 30, 2026
      • Individual RAUM · $29.0M to $26.0M
        Mar 28, 2025 to Mar 30, 2026
      Full history · 80 changes
      • Non-discretionary RAUM · $106M to $130M
        Mar 28, 2025 to Mar 30, 2026
      • Pension RAUM · $2.9M to $3.2M
        Mar 28, 2025 to Mar 30, 2026
      • RAUM · $239M to $249M
        Mar 28, 2025 to Mar 30, 2026
      • Accounts · 48 to 39
        Mar 26, 2024 to Mar 28, 2025
      • Individual clients · 15 to 11
        Mar 26, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        Mar 26, 2024 to Mar 28, 2025
      • Discretionary RAUM · $133M to $133M
        Mar 26, 2024 to Mar 28, 2025
      • HNW RAUM · $198M to $207M
        Mar 26, 2024 to Mar 28, 2025
      • Individual RAUM · $28.0M to $29.0M
        Mar 26, 2024 to Mar 28, 2025
      • Non-discretionary RAUM · $95.0M to $106M
        Mar 26, 2024 to Mar 28, 2025
      • Pension RAUM · $1.7M to $2.9M
        Mar 26, 2024 to Mar 28, 2025
      • RAUM · $228M to $239M
        Mar 26, 2024 to Mar 28, 2025
      • Accounts · 40 to 48
        Mar 24, 2023 to Mar 26, 2024
      • Advisory employees · 2 to 1
        Mar 24, 2023 to Mar 26, 2024
      • Individual clients · 17 to 15
        Mar 24, 2023 to Mar 26, 2024
      • Employees · 2 to 1
        Mar 24, 2023 to Mar 26, 2024
      • State-registered IARs · 2 to 1
        Mar 24, 2023 to Mar 26, 2024
      • Discretionary RAUM · $212M to $133M
        Mar 24, 2023 to Mar 26, 2024
      • HNW RAUM · $188M to $198M
        Mar 24, 2023 to Mar 26, 2024
      • Individual RAUM · $23.2M to $28.0M
        Mar 24, 2023 to Mar 26, 2024
      • Non-discretionary RAUM · $0 to $95.0M
        Mar 24, 2023 to Mar 26, 2024
      • Pension RAUM · $1.5M to $1.7M
        Mar 24, 2023 to Mar 26, 2024
      • RAUM · $212M to $228M
        Mar 24, 2023 to Mar 26, 2024
      • Accounts · 37 to 40
        Mar 24, 2022 to Mar 24, 2023
      • Individual clients · 18 to 17
        Mar 24, 2022 to Mar 24, 2023
      • Financial planning clients · 0 to unset
        Mar 24, 2022 to Mar 24, 2023
      • HQ city · unset to TAMPA
        Mar 24, 2022 to Mar 24, 2023
      • HQ state · unset to FL
        Mar 24, 2022 to Mar 24, 2023
      • Other offices · 1 to 0
        Mar 24, 2022 to Mar 24, 2023
      • Discretionary RAUM · $169M to $212M
        Mar 24, 2022 to Mar 24, 2023
      • HNW RAUM · $145M to $188M
        Mar 24, 2022 to Mar 24, 2023
      • Individual RAUM · $22.2M to $23.2M
        Mar 24, 2022 to Mar 24, 2023
      • Pension RAUM · $1.7M to $1.5M
        Mar 24, 2022 to Mar 24, 2023
      • RAUM · $169M to $212M
        Mar 24, 2022 to Mar 24, 2023
      • Accounts · 41 to 37
        Mar 26, 2021 to Mar 24, 2022
      • Individual clients · 15 to 18
        Mar 26, 2021 to Mar 24, 2022
      • Discretionary RAUM · $204M to $169M
        Mar 26, 2021 to Mar 24, 2022
      • HNW RAUM · $24.0M to $145M
        Mar 26, 2021 to Mar 24, 2022
      • Individual RAUM · $20.0M to $22.2M
        Mar 26, 2021 to Mar 24, 2022
      • Pension RAUM · $1.5M to $1.7M
        Mar 26, 2021 to Mar 24, 2022
      • RAUM · $204M to $169M
        Mar 26, 2021 to Mar 24, 2022
      • Accounts · 34 to 41
        Nov 16, 2020 to Mar 26, 2021
      • Advisory activities · 1 to 2
        Nov 16, 2020 to Mar 26, 2021
      • Individual clients · 26 to 15
        Nov 16, 2020 to Mar 26, 2021
      • Financial planning clients · 11-25 to 0
        Nov 16, 2020 to Mar 26, 2021
      • Discretionary RAUM · $135M to $204M
        Nov 16, 2020 to Mar 26, 2021
      • HNW RAUM · $129M to $24.0M
        Nov 16, 2020 to Mar 26, 2021
      • Individual RAUM · $6.0M to $20.0M
        Nov 16, 2020 to Mar 26, 2021
      • Pension RAUM · unset to 1500000.0
        Nov 16, 2020 to Mar 26, 2021
      • RAUM · $135M to $204M
        Nov 16, 2020 to Mar 26, 2021
      • Organization form · Limited Liability Partnership to Corporation
        Apr 29, 2020 to Jun 25, 2020
      • Individual clients · 30 to 26
        Jan 30, 2019 to Apr 29, 2020
      • Organization form · Corporation to Limited Liability Partnership
        Jan 30, 2019 to Apr 29, 2020
      • HNW RAUM · $124M to $129M
        Jan 30, 2019 to Apr 29, 2020
      • Individual RAUM · $10.8M to $6.0M
        Jan 30, 2019 to Apr 29, 2020
      • Discretionary RAUM · $154M to $135M
        Dec 10, 2018 to Jan 30, 2019
      • HNW RAUM · $139M to $124M
        Dec 10, 2018 to Jan 30, 2019
      • Pension RAUM · 4250000.0 to unset
        Dec 10, 2018 to Jan 30, 2019
      • RAUM · $154M to $135M
        Dec 10, 2018 to Jan 30, 2019
      • Accounts · 19 to 34
        Mar 16, 2017 to Mar 21, 2018
      • Individual clients · unset to 30.0
        Mar 16, 2017 to Mar 21, 2018
      • Other offices · unset to 1.0
        Mar 16, 2017 to Mar 21, 2018
      • Discretionary RAUM · $120M to $154M
        Mar 16, 2017 to Mar 21, 2018
      • HNW RAUM · unset to 139000000.0
        Mar 16, 2017 to Mar 21, 2018
      • Individual RAUM · unset to 10750000.0
        Mar 16, 2017 to Mar 21, 2018
      • Pension RAUM · unset to 4250000.0
        Mar 16, 2017 to Mar 21, 2018
      • RAUM · $120M to $154M
        Mar 16, 2017 to Mar 21, 2018
      • Accounts · 16 to 19
        Mar 2, 2016 to Mar 16, 2017
      • Financial planning clients · unset to 11-25
        Mar 2, 2016 to Mar 16, 2017
      • Discretionary RAUM · $112M to $120M
        Mar 2, 2016 to Mar 16, 2017
      • RAUM · $112M to $120M
        Mar 2, 2016 to Mar 16, 2017
      • Accounts · 22 to 16
        Mar 16, 2015 to Mar 2, 2016
      • Discretionary RAUM · $129M to $112M
        Mar 16, 2015 to Mar 2, 2016
      • RAUM · $129M to $112M
        Mar 16, 2015 to Mar 2, 2016
      • Accounts · 17 to 22
        Jan 31, 2014 to Mar 16, 2015
      Signals
      1 dated events
      • ••• Locked
        Mar 26, 2024 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $249Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026