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R••••••••• A•••• P•••••••• I•••

Independent wealth managerSEC-registered· Tampa, Floridawebsite

Independent wealth manager, based in Tampa, Florida, reporting $181M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$181M
Form ADV
Advisors
1
IAPD
Net advisor flow, 12 months
0 (0 in, 0 out)
IAPD registration history
RAUM change, last fiscal year
+5.1%
Form ADV, consecutive annual filings
Private clients
100% of RAUM, $181M
Form ADV
See where advisers wentSee teams that moved
More
Advisors (1)Where the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 4 Feb 2026, RAUM $172M to $181M (+5.1%) on the Form ADV filed 4 Feb 2026, while advisors on the filing rose 1 to 1.

Every filed figure, and the identifiersCRD 128036 · SEC 801-62324 · 21 filingsShow
CRD 128036SEC 801-62324First filing on the tape Apr 2, 2012, latest Feb 4, 2026SEC status approved since Sep 17, 2003IAPD
RAUM
$181M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$181M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$181M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$181M as of Feb 4, 2026
Apr 2, 2012$114M then
HNW client RAUM$164M as of Feb 4, 2026
Jan 31, 2018$153M then
State-registered IARs (5.B.3)1 as of Feb 4, 2026
Apr 2, 20120 then
Employees (5.A)2 as of Feb 4, 2026
Apr 1, 20135 then
Private funds: no history
RAUM +5.1% over the last fiscal year+4.4% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 4, 2026; every figure names its basis
Archetypes
The rule behind each archetype, and every derived figure1 rulesShow
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$181MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
77derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.0MderivedHNW RAUM over HNW clients
Average account
$713,831derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+5.1%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+0.0%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Custody
$66.6M, 39 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$164M90%
  • Individuals$17.2M9.5%
Individual clients
36reported
HNW clients
41reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
254reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
$66.6M for 39 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      1 on IAPD today; the 10 longest tenured
      NameBranchHere sinceIn industryPrior firms
      K•••• A•••••• A•••••••Certified Financial Planner, Chartered Financial AnalystTampa, FlMay 15, 200933 y0
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••••• K••••• A•••••• · Chief Executive Officer/Chief Compliance Officercontrol
        since 02/2014 · owns 50% to 75%
      • R••••••••• R•••••• K••• · Board Membercontrol
        since 04/1997 · owns 25% to 50%
      • R••••••••• S•••••••• B••••••••• · Presidentcontrol
        since 04/1997 · owns 25% to 50%
      Related persons
      Schedule D 7.A
      • S••••••• B• R•••••••••
        n
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • custody status changedChange between filings · filing Feb 4, 2026
        custody of client assets (Item 9.A): no on the filing of 2025-01-14, yes on the filing of 2026-02-04
        peers: independent wealth managers, $100M to $500M (5,682)
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 257 to 254
        Jan 14, 2025 to Feb 4, 2026
      • HNW clients · 36 to 41
        Jan 14, 2025 to Feb 4, 2026
      • Individual clients · 41 to 36
        Jan 14, 2025 to Feb 4, 2026
      • Assets in custody · unset to 66643470.0
        Jan 14, 2025 to Feb 4, 2026
      • Custody of client assets · false to true
        Jan 14, 2025 to Feb 4, 2026
      Full history · 80 changes
      • Financial planning clients · 26-50 to 51-100
        Jan 14, 2025 to Feb 4, 2026
      • Discretionary RAUM · $172M to $181M
        Jan 14, 2025 to Feb 4, 2026
      • HNW RAUM · $151M to $164M
        Jan 14, 2025 to Feb 4, 2026
      • Individual RAUM · $21.0M to $17.2M
        Jan 14, 2025 to Feb 4, 2026
      • RAUM · $172M to $181M
        Jan 14, 2025 to Feb 4, 2026
      • Accounts · 261 to 257
        Nov 22, 2024 to Jan 14, 2025
      • HNW clients · 45 to 36
        Nov 22, 2024 to Jan 14, 2025
      • Individual clients · 29 to 41
        Nov 22, 2024 to Jan 14, 2025
      • Financial planning clients · 26-50 to 26-50
        Nov 22, 2024 to Jan 14, 2025
      • Discretionary RAUM · $154M to $172M
        Nov 22, 2024 to Jan 14, 2025
      • HNW RAUM · $145M to $151M
        Nov 22, 2024 to Jan 14, 2025
      • Individual RAUM · $8.9M to $21.0M
        Nov 22, 2024 to Jan 14, 2025
      • RAUM · $154M to $172M
        Nov 22, 2024 to Jan 14, 2025
      • Accounts · 285 to 261
        Jan 5, 2023 to Jan 10, 2024
      • Individual clients · 36 to 29
        Jan 5, 2023 to Jan 10, 2024
      • Employees · 5 to 2
        Jan 5, 2023 to Jan 10, 2024
      • Discretionary RAUM · $159M to $154M
        Jan 5, 2023 to Jan 10, 2024
      • HNW RAUM · $148M to $145M
        Jan 5, 2023 to Jan 10, 2024
      • Individual RAUM · $10.9M to $8.9M
        Jan 5, 2023 to Jan 10, 2024
      • RAUM · $159M to $154M
        Jan 5, 2023 to Jan 10, 2024
      • Accounts · 335 to 285
        Jan 19, 2022 to Jan 5, 2023
      • HNW clients · 44 to 45
        Jan 19, 2022 to Jan 5, 2023
      • Individual clients · 41 to 36
        Jan 19, 2022 to Jan 5, 2023
      • Discretionary RAUM · $193M to $159M
        Jan 19, 2022 to Jan 5, 2023
      • HNW RAUM · $174M to $148M
        Jan 19, 2022 to Jan 5, 2023
      • Individual RAUM · $19.4M to $10.9M
        Jan 19, 2022 to Jan 5, 2023
      • RAUM · $193M to $159M
        Jan 19, 2022 to Jan 5, 2023
      • Accounts · 305 to 335
        Feb 1, 2021 to Jan 19, 2022
      • HNW clients · 46 to 44
        Feb 1, 2021 to Jan 19, 2022
      • Individual clients · 39 to 41
        Feb 1, 2021 to Jan 19, 2022
      • Employees · 3 to 5
        Feb 1, 2021 to Jan 19, 2022
      • Discretionary RAUM · $173M to $193M
        Feb 1, 2021 to Jan 19, 2022
      • HNW RAUM · $159M to $174M
        Feb 1, 2021 to Jan 19, 2022
      • Individual RAUM · $13.9M to $19.4M
        Feb 1, 2021 to Jan 19, 2022
      • RAUM · $173M to $193M
        Feb 1, 2021 to Jan 19, 2022
      • Accounts · 282 to 305
        Jun 29, 2020 to Feb 1, 2021
      • HNW clients · 37 to 46
        Jun 29, 2020 to Feb 1, 2021
      • Individual clients · 41 to 39
        Jun 29, 2020 to Feb 1, 2021
      • Discretionary RAUM · $140M to $173M
        Jun 29, 2020 to Feb 1, 2021
      • HNW RAUM · $124M to $159M
        Jun 29, 2020 to Feb 1, 2021
      • Individual RAUM · $15.9M to $13.9M
        Jun 29, 2020 to Feb 1, 2021
      • RAUM · $140M to $173M
        Jun 29, 2020 to Feb 1, 2021
      • Advisory employees · 2 to 1
        Feb 18, 2020 to Jun 29, 2020
      • State-registered IARs · 2 to 1
        Feb 18, 2020 to Jun 29, 2020
      • Accounts · 317 to 282
        Mar 12, 2019 to Feb 18, 2020
      • HNW clients · 38 to 37
        Mar 12, 2019 to Feb 18, 2020
      • Individual clients · 40 to 41
        Mar 12, 2019 to Feb 18, 2020
      • Other offices · 1 to 0
        Mar 12, 2019 to Feb 18, 2020
      • Discretionary RAUM · $156M to $140M
        Mar 12, 2019 to Feb 18, 2020
      • HNW RAUM · $142M to $124M
        Mar 12, 2019 to Feb 18, 2020
      • Individual RAUM · $14.2M to $15.9M
        Mar 12, 2019 to Feb 18, 2020
      • RAUM · $156M to $140M
        Mar 12, 2019 to Feb 18, 2020
      • Accounts · 331 to 317
        Jan 31, 2018 to Feb 7, 2019
      • Advisory activities · 3 to 2
        Jan 31, 2018 to Feb 7, 2019
      • HNW clients · 40 to 38
        Jan 31, 2018 to Feb 7, 2019
      • Discretionary RAUM · $169M to $156M
        Jan 31, 2018 to Feb 7, 2019
      • HNW RAUM · $153M to $142M
        Jan 31, 2018 to Feb 7, 2019
      • Individual RAUM · $15.8M to $14.2M
        Jan 31, 2018 to Feb 7, 2019
      • Pension RAUM · unset to 0.0
        Jan 31, 2018 to Feb 7, 2019
      • Pooled vehicle RAUM · unset to 0.0
        Jan 31, 2018 to Feb 7, 2019
      • RAUM · $169M to $156M
        Jan 31, 2018 to Feb 7, 2019
      • Wrap assets (manager) · 0.0 to unset
        Jan 31, 2018 to Feb 7, 2019
      • Wrap assets (sponsor) · 0.0 to unset
        Jan 31, 2018 to Feb 7, 2019
      • Accounts · 339 to 331
        Jan 6, 2017 to Jan 31, 2018
      • Charity clients · unset to 0.0
        Jan 6, 2017 to Jan 31, 2018
      • Corporate clients · unset to 0.0
        Jan 6, 2017 to Jan 31, 2018
      • HNW clients · unset to 40.0
        Jan 6, 2017 to Jan 31, 2018
      • Individual clients · unset to 40.0
        Jan 6, 2017 to Jan 31, 2018
      • Pension plan clients · unset to 0.0
        Jan 6, 2017 to Jan 31, 2018
      • Pooled vehicle clients · unset to 0.0
        Jan 6, 2017 to Jan 31, 2018
      • Other offices · unset to 1.0
        Jan 6, 2017 to Jan 31, 2018
      • Discretionary RAUM · $151M to $169M
        Jan 6, 2017 to Jan 31, 2018
      • HNW RAUM · unset to 153076395.0
        Jan 6, 2017 to Jan 31, 2018
      • Individual RAUM · unset to 15803354.0
        Jan 6, 2017 to Jan 31, 2018
      • RAUM · $151M to $169M
        Jan 6, 2017 to Jan 31, 2018
      Signals
      1 dated events
      • ••• Locked
        Jun 20, 2014 · Succession (Item 4) · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
      Business phone
      ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
      Website
      ••• Lockedreportedpublic record, Form ADV, Feb 4, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Feb 4, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $181Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026