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M• C••••••• L••

Independent wealth managerSEC-registeredwebsite

Independent wealth manager, reporting $150M of regulatory assets across 3 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$150M
Form ADV
Advisors
3
IAPD
Net advisor flow, 12 months
0
0 joined, 0 left
IAPD registration history
RAUM change, 1 year
+6.3%
Form ADV, consecutive annual filings
Private clients
100%
of RAUM, $150M
Form ADV
See where advisers wentSee teams that moved
More
Advisors (3)Where the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 17 Mar 2026, RAUM $141M to $150M (+6.3%) on the Form ADV filed 17 Mar 2026, while advisors on the filing rose 2 to 2 and offices fell 1 to 0.

Every filed figure, and the identifiersCRD 134726 · SEC 801-130471 · 6 filingsShow
CRD 134726SEC 801-130471Legal name M• C•••••• M••••••••• L••First filing on the tape May 15, 2024, latest Mar 17, 2026SEC status approved since Jun 17, 2024IAPD
RAUM
$150M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$150M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$50.0M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape

RAUM +6.3% over the last fiscal year · the tape starts May 15, 2024

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$150M as of Mar 17, 2026
Mar 19, 2025$141M then
HNW client RAUM$129M as of Mar 17, 2026
Mar 19, 2025$125M then
State-registered IARs (5.B.3)2 as of Mar 17, 2026
Mar 19, 20252 then
Employees (5.A)2 as of Mar 17, 2026
Mar 19, 20252 then
Private funds: no history
RAUM +6.3% over the last fiscal yearIARs 2 to 2offices 1 to 0
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes
The rule behind each archetype, and every derived figure3 rulesShow
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$50.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
24derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.8MderivedHNW RAUM over HNW clients
Average account
$2.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.7derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+6.3%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-5.3%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, publicationsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing

86% high-net-worth individuals, 14% individuals

The breakdown by client type, and the client counts2 client typesShow
  • High-net-worth individuals$129M86%
  • Individuals$21.3M14%
Individual clients
25reported
HNW clients
46reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
71reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisor movement
0 left over 36 months
0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount
Left, latest
none on the tape
    Every departureEvery arrival
    Advisors registered through the firm
    3 on IAPD today; the longest tenured first
    NameBranchHere sinceIn industryPrior firms
    J•••••• Z•••••Bethesda, MdJun 26, 200721 y0
    T••• T••••••Washington, DcJan 10, 201710 y0
    M•••••• C••• S•••••••Washington, DcAug 10, 202322 y2
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Z•••••• J•••••• · Principal, Chief Compliance Officercontrol
      since 03/2005 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Washington, Dc200
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • account count collapseChange between filings · filing Mar 17, 2026
      accounts (Item 5.F.2.f) moved from 448.0 to 71.0 (-84.0%) between the annual amendments of 2025-03-19 and 2026-03-17; the peer median change was +5.0% (3683 comparable advisers, 0.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (3,683) · 0.2% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 448 to 71
      Mar 19, 2025 to Mar 17, 2026
    • Individual clients · 29 to 25
      Mar 19, 2025 to Mar 17, 2026
    • Other offices · 1 to 0
      Mar 19, 2025 to Mar 17, 2026
    • Discretionary RAUM · $125M to $150M
      Mar 19, 2025 to Mar 17, 2026
    • HNW RAUM · $125M to $129M
      Mar 19, 2025 to Mar 17, 2026
    Full history · 21 changes
    • Individual RAUM · $16.3M to $21.3M
      Mar 19, 2025 to Mar 17, 2026
    • Non-discretionary RAUM · $16.0M to $0
      Mar 19, 2025 to Mar 17, 2026
    • RAUM · $141M to $150M
      Mar 19, 2025 to Mar 17, 2026
    • Accounts · 450 to 448
      Nov 18, 2024 to Mar 19, 2025
    • HNW clients · 48 to 46
      Nov 18, 2024 to Mar 19, 2025
    • Individual clients · 28 to 29
      Nov 18, 2024 to Mar 19, 2025
    • Assets in custody · 118229230.0 to unset
      Nov 18, 2024 to Mar 19, 2025
    • Financial planning clients · 1-10 to 1-10
      Nov 18, 2024 to Mar 19, 2025
    • HQ city · unset to
      Nov 18, 2024 to Mar 19, 2025
    • HQ state · unset to
      Nov 18, 2024 to Mar 19, 2025
    • Other offices · 0 to 1
      Nov 18, 2024 to Mar 19, 2025
    • Discretionary RAUM · $118M to $125M
      Nov 18, 2024 to Mar 19, 2025
    • HNW RAUM · $121M to $125M
      Nov 18, 2024 to Mar 19, 2025
    • Individual RAUM · $11.5M to $16.3M
      Nov 18, 2024 to Mar 19, 2025
    • Non-discretionary RAUM · $14.1M to $16.0M
      Nov 18, 2024 to Mar 19, 2025
    • RAUM · $132M to $141M
      Nov 18, 2024 to Mar 19, 2025
    Signals
    1 dated events
    • ••• Locked
      May 15, 2024 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    ••• Lockedreportedpublished by the firm, firm site, Sep 15, 2026
    Website
    ••• Lockedreportedpublic record, Form ADV, Mar 17, 2026
    Principal office phone
    ••• Lockedreportedpublic record, Form ADV, Mar 17, 2026
    Team page
    ••• Lockedreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $50.0Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026