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F• F•••••••• A••••••• L••

Independent wealth managerSEC-registered· Coral Springs, Floridawebsite

Independent wealth manager, based in Coral Springs, Florida, reporting $136M of regulatory assets across 2 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$136M
Form ADV
Advisors
2
IAPD
Net advisor flow, 12 months
0
0 joined, 0 left
IAPD registration history
RAUM change, 1 year
+11%
Form ADV, consecutive annual filings
Private clients
86%
of RAUM, $117M
Form ADV
See where advisers wentSee teams that moved
More
Advisors (2)Where the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 24 Mar 2026, RAUM $123M to $136M (+10.7%) on the Form ADV filed 24 Mar 2026, while advisors on the filing rose 2 to 2.

Every filed figure, and the identifiersCRD 135980 · SEC 801-130330 · 4 filingsShow
CRD 135980SEC 801-130330First filing on the tape Apr 23, 2024, latest Mar 24, 2026SEC status approved since May 24, 2024IAPD
RAUM
$136M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
86%
$117M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$67.8M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape

RAUM +11% over the last fiscal year · the tape starts Apr 23, 2024

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$136M as of Mar 24, 2026
Mar 26, 2025$123M then
HNW client RAUM$90.2M as of Mar 24, 2026
Mar 26, 2025$74.9M then
State-registered IARs (5.B.3)2 as of Mar 24, 2026
Mar 26, 20252 then
Employees (5.A)2 as of Mar 24, 2026
Mar 26, 20252 then
Private funds: no history
RAUM +11% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes
The rule behind each archetype, and every derived figure2 rulesShow
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$67.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
60derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.4MderivedHNW RAUM over HNW clients
Average account
$437,658derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+11%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-4.8%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing

66% high-net-worth individuals, 20% individuals, and 1 other client type

The breakdown by client type, and the client counts3 client typesShow
  • High-net-worth individuals$90.2M66%
  • Individuals$27.1M20%
  • Pension and profit-sharing plans$18.4M14%
Individual clients
83reported
HNW clients
37reported
Pension plan clients
17reported
Charitable clients
n/areported
Accounts
310reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.86 fund_share=0.0 institutional_share=0.14 related_bd=false related_bank=false bd_reps=0.0derived
Advisor movement
0 left over 36 months
0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount
Left, latest
none on the tape
    Every departureEvery arrival
    Advisors registered through the firm
    2 on IAPD today; the longest tenured first
    NameBranchHere sinceIn industryPrior firms
    A•••• C••••• F••••••Personal Financial SpecialistCoral Springs, FlAug 8, 200526 y1
    B•••••• B•••••• P••••••Certified Financial PlannerCoral Springs, FlFeb 5, 201615 y1
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • F••••••• A••••• C••••• · Managing Member/Ccocontrol
      since 05/2005 · owns 75% or more
    Related persons
    Schedule D 7.A
    • F•••••• R•••••••• P•••
      insurancen
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Coral Springs, Fl · principal200
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 308 to 310
      Sep 15, 2025 to Mar 24, 2026
    • HNW clients · 33 to 37
      Sep 15, 2025 to Mar 24, 2026
    • Individual clients · 93 to 83
      Sep 15, 2025 to Mar 24, 2026
    • Pension plan clients · 14 to 17
      Sep 15, 2025 to Mar 24, 2026
    • Discretionary RAUM · $123M to $136M
      Sep 15, 2025 to Mar 24, 2026
    Full history · 22 changes
    • HNW RAUM · $74.9M to $90.2M
      Sep 15, 2025 to Mar 24, 2026
    • Individual RAUM · $31.2M to $27.1M
      Sep 15, 2025 to Mar 24, 2026
    • Pension RAUM · $16.5M to $18.4M
      Sep 15, 2025 to Mar 24, 2026
    • RAUM · $123M to $136M
      Sep 15, 2025 to Mar 24, 2026
    • Assets in custody · 122308529.0 to unset
      Mar 26, 2025 to Sep 15, 2025
    • Custody of client assets · true to false
      Mar 26, 2025 to Sep 15, 2025
    • Accounts · 299 to 308
      Apr 23, 2024 to Mar 26, 2025
    • HNW clients · 29 to 33
      Apr 23, 2024 to Mar 26, 2025
    • Individual clients · 86 to 93
      Apr 23, 2024 to Mar 26, 2025
    • Pension plan clients · 18 to 14
      Apr 23, 2024 to Mar 26, 2025
    • Assets in custody · $109M to $122M
      Apr 23, 2024 to Mar 26, 2025
    • Financial planning clients · 1-10 to 1-10
      Apr 23, 2024 to Mar 26, 2025
    • Discretionary RAUM · $109M to $123M
      Apr 23, 2024 to Mar 26, 2025
    • HNW RAUM · $61.3M to $74.9M
      Apr 23, 2024 to Mar 26, 2025
    • Individual RAUM · $30.5M to $31.2M
      Apr 23, 2024 to Mar 26, 2025
    • Pension RAUM · $17.7M to $16.5M
      Apr 23, 2024 to Mar 26, 2025
    • RAUM · $109M to $123M
      Apr 23, 2024 to Mar 26, 2025
    Signals
    1 dated events
    • ••• Locked
      Apr 23, 2024 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
    Business email
    ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
    Website
    ••• Lockedreportedpublic record, Form ADV, Mar 24, 2026
    Principal office phone
    ••• Lockedreportedpublic record, Form ADV, Mar 24, 2026
    Contact form
    ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
    Team page
    ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $67.8Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026