DFX Intelligence

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K••• F•••••••• A•••••••• L••

Independent wealth managerSEC-registered

Independent wealth manager, reporting $247M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-21 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $247M
Advisors: 1
Net advisor flow, 12 months: 0
RAUM change, 1 year: +13%
Private clients: 100%

See where advisers went See teams that moved

Advisors (1)Where the RAUM sits

As of 2026-03-21 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 21 Mar 2026, RAUM $219M to $247M (+13.2%) on the Form ADV filed 21 Mar 2026, while advisors on the filing rose 1 to 1.

Every filed figure, and the identifiersCRD 138959 · SEC 801-66245 · 18 filingsShow

CRD 138959SEC 801-66245First filing on the tape Mar 23, 2012, latest Mar 21, 2026SEC status approved since Feb 17, 2006IAPD

RAUM

$247M

reported, Item 5.F

Discretionary

95%

of RAUM

Private clients

100%

$247M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$247M

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

18 filings and snapshots on the tape

RAUM +12% a year over three years · the tape starts Mar 23, 2012

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$247M as of Mar 21, 2026

Mar 23, 2012$102M then

HNW client RAUM$245M as of Mar 21, 2026

Mar 26, 2018$157M then

State-registered IARs (5.B.3)1 as of Mar 21, 2026

Mar 23, 20120 then

Employees (5.A)1 as of Mar 21, 2026

Mar 20, 20131 then

Private funds: no history

RAUM +13% over the last fiscal year+12% a year over threeIARs 1 to 1

Practice profile

derived from the filing of Mar 21, 2026; every figure names its basis

Archetypes

Solo or small team

The rule behind each archetype, and every derived figure1 rulesShow

Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $247MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $4.5MderivedHNW RAUM over HNW clients
Average account: $656,256derivedRAUM over accounts (5.F.2.f)
Discretionary: 95%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +13%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, pension consulting, otherreportedItem 5.G
Custody: $43.5M, 23 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

99% high-net-worth individuals, 0.8% individuals

The breakdown by client type, and the client counts2 client typesShow

High-net-worth individuals$245M99%
Individuals$1.9M0.8%

Individual clients: n/areported
HNW clients: 55reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 377reported
Financial planning clients: 51-100reported
Wrap fee programs: noreported
Custody of client assets: $43.5M for 23 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisor movement

0 left over 36 months

0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

1 on IAPD today; the longest tenured first

Name	Branch	Here since	In industry	Prior firms
K•••• T••••• K•••Certified Financial Planner, Personal Financial Specialist	Plymouth, Mi	Mar 4, 2010	20 y	0

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

K•••• K••••• T••••• · President And Chief Compliance Officercontrol
since 02/2006 · owns 75% or more

Related persons

Schedule D 7.A

K•••• K••• • A••••••••• P•••
insurancen

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 382 to 377
Mar 7, 2025 to Mar 21, 2026
Assets in custody · $41.5M to $43.5M
Mar 7, 2025 to Mar 21, 2026
Discretionary RAUM · $206M to $235M
Mar 7, 2025 to Mar 21, 2026
HNW RAUM · $217M to $245M
Mar 7, 2025 to Mar 21, 2026
Individual RAUM · $1.8M to $1.9M
Mar 7, 2025 to Mar 21, 2026

Full history · 80 changes

Non-discretionary RAUM · $12.2M to $12.7M
Mar 7, 2025 to Mar 21, 2026
RAUM · $219M to $247M
Mar 7, 2025 to Mar 21, 2026
Accounts · 378 to 382
Mar 15, 2024 to Mar 7, 2025
Assets in custody · $36.3M to $41.5M
Mar 15, 2024 to Mar 7, 2025
Financial planning clients · 51-100 to 51-100
Mar 15, 2024 to Mar 7, 2025
HQ city · unset to
Mar 15, 2024 to Mar 7, 2025
HQ state · unset to
Mar 15, 2024 to Mar 7, 2025
Discretionary RAUM · $184M to $206M
Mar 15, 2024 to Mar 7, 2025
HNW RAUM · $198M to $217M
Mar 15, 2024 to Mar 7, 2025
Individual RAUM · $2.0M to $1.8M
Mar 15, 2024 to Mar 7, 2025
Non-discretionary RAUM · $15.4M to $12.2M
Mar 15, 2024 to Mar 7, 2025
RAUM · $200M to $219M
Mar 15, 2024 to Mar 7, 2025
Accounts · 376 to 378
Mar 14, 2023 to Mar 15, 2024
HNW clients · 61 to 55
Mar 14, 2023 to Mar 15, 2024
Assets in custody · $30.1M to $36.3M
Mar 14, 2023 to Mar 15, 2024
Discretionary RAUM · $153M to $184M
Mar 14, 2023 to Mar 15, 2024
HNW RAUM · $175M to $198M
Mar 14, 2023 to Mar 15, 2024
Individual RAUM · $1.5M to $2.0M
Mar 14, 2023 to Mar 15, 2024
Non-discretionary RAUM · $23.2M to $15.4M
Mar 14, 2023 to Mar 15, 2024
RAUM · $176M to $200M
Mar 14, 2023 to Mar 15, 2024
Accounts · 397 to 376
Mar 17, 2022 to Mar 14, 2023
HNW clients · 65 to 61
Mar 17, 2022 to Mar 14, 2023
Assets in custody · $37.2M to $30.1M
Mar 17, 2022 to Mar 14, 2023
Financial planning clients · 26-50 to 51-100
Mar 17, 2022 to Mar 14, 2023
Discretionary RAUM · $182M to $153M
Mar 17, 2022 to Mar 14, 2023
HNW RAUM · $214M to $175M
Mar 17, 2022 to Mar 14, 2023
Individual RAUM · $1.8M to $1.5M
Mar 17, 2022 to Mar 14, 2023
Non-discretionary RAUM · $34.7M to $23.2M
Mar 17, 2022 to Mar 14, 2023
RAUM · $216M to $176M
Mar 17, 2022 to Mar 14, 2023
Accounts · 387 to 397
Mar 22, 2021 to Mar 17, 2022
HNW clients · 70 to 65
Mar 22, 2021 to Mar 17, 2022
Individual clients · 7.0 to unset
Mar 22, 2021 to Mar 17, 2022
Assets in custody · $31.9M to $37.2M
Mar 22, 2021 to Mar 17, 2022
Discretionary RAUM · $173M to $182M
Mar 22, 2021 to Mar 17, 2022
HNW RAUM · $202M to $214M
Mar 22, 2021 to Mar 17, 2022
Individual RAUM · $2.8M to $1.8M
Mar 22, 2021 to Mar 17, 2022
Non-discretionary RAUM · $31.9M to $34.7M
Mar 22, 2021 to Mar 17, 2022
RAUM · $205M to $216M
Mar 22, 2021 to Mar 17, 2022
Accounts · 405 to 387
Jun 30, 2020 to Mar 22, 2021
Assets in custody · $26.9M to $31.9M
Jun 30, 2020 to Mar 22, 2021
Discretionary RAUM · $140M to $173M
Jun 30, 2020 to Mar 22, 2021
HNW RAUM · $170M to $202M
Jun 30, 2020 to Mar 22, 2021
Individual RAUM · $2.9M to $2.8M
Jun 30, 2020 to Mar 22, 2021
Non-discretionary RAUM · $32.9M to $31.9M
Jun 30, 2020 to Mar 22, 2021
RAUM · $172M to $205M
Jun 30, 2020 to Mar 22, 2021
Accounts · 409 to 405
Mar 19, 2019 to Mar 22, 2020
HNW clients · 69 to 70
Mar 19, 2019 to Mar 22, 2020
Assets in custody · $21.7M to $26.9M
Mar 19, 2019 to Mar 22, 2020
Discretionary RAUM · $117M to $140M
Mar 19, 2019 to Mar 22, 2020
HNW RAUM · $142M to $170M
Mar 19, 2019 to Mar 22, 2020
Individual RAUM · $2.8M to $2.9M
Mar 19, 2019 to Mar 22, 2020
Non-discretionary RAUM · $27.8M to $32.9M
Mar 19, 2019 to Mar 22, 2020
RAUM · $145M to $172M
Mar 19, 2019 to Mar 22, 2020
Accounts · 400 to 409
Mar 26, 2018 to Mar 19, 2019
HNW clients · 68 to 69
Mar 26, 2018 to Mar 19, 2019
Assets in custody · $17.9M to $21.7M
Mar 26, 2018 to Mar 19, 2019
Discretionary RAUM · $130M to $117M
Mar 26, 2018 to Mar 19, 2019
HNW RAUM · $157M to $142M
Mar 26, 2018 to Mar 19, 2019
Non-discretionary RAUM · $30.5M to $27.8M
Mar 26, 2018 to Mar 19, 2019
RAUM · $160M to $145M
Mar 26, 2018 to Mar 19, 2019
Accounts · 395 to 400
Mar 21, 2017 to Mar 26, 2018
HNW clients · unset to 68.0
Mar 21, 2017 to Mar 26, 2018
Individual clients · unset to 7.0
Mar 21, 2017 to Mar 26, 2018
Other offices · unset to 0.0
Mar 21, 2017 to Mar 26, 2018
Discretionary RAUM · $102M to $130M
Mar 21, 2017 to Mar 26, 2018
HNW RAUM · unset to 157407000.0
Mar 21, 2017 to Mar 26, 2018
Individual RAUM · unset to 2800000.0
Mar 21, 2017 to Mar 26, 2018
Non-discretionary RAUM · $27.2M to $30.5M
Mar 21, 2017 to Mar 26, 2018
RAUM · $130M to $160M
Mar 21, 2017 to Mar 26, 2018
Accounts · 390 to 395
Mar 15, 2016 to Mar 21, 2017
Assets in custody · $16.0M to $17.9M
Mar 15, 2016 to Mar 21, 2017
Discretionary RAUM · $98.0M to $102M
Mar 15, 2016 to Mar 21, 2017
Non-discretionary RAUM · $26.1M to $27.2M
Mar 15, 2016 to Mar 21, 2017
RAUM · $124M to $130M
Mar 15, 2016 to Mar 21, 2017
Accounts · 410 to 390
Mar 23, 2015 to Mar 15, 2016

Signals

No event on the tape.

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 21, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $247Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026