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E• G••••• I••••••••• M••••••••• L••

Former SEC-registered adviserFormer SEC adviser· Starkville, Mississippi

Former SEC-registered adviser, based in Starkville, Mississippi, reporting $165M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$165M
Form ADV
RAUM change, 1 year
+6.4%
Form ADV, consecutive annual filings
Private clients
100%
of RAUM, $164M
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 2 Jun 2021, RAUM $155M to $165M (+6.4%) on the Form ADV filed 2 Jun 2021, while advisors on the filing held at 1.

Every filed figure, and the identifiersCRD 167296 · SEC 801-79437 · 27 filingsShow
CRD 167296SEC 801-79437First filing on the tape Mar 19, 2014, latest Jun 2, 2021IAPD
RAUM
$165M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$164M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape

RAUM +7.4% a year over three years · the tape starts Mar 19, 2014

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$165M as of Feb 24, 2021
Mar 9, 2015$104M then
HNW client RAUM$120M as of Feb 24, 2021
Mar 6, 2018$90.4M then
State-registered IARs (5.B.3)1 as of Feb 24, 2021
Mar 9, 20152 then
Employees (5.A)3 as of Feb 24, 2021
Mar 9, 20154 then
Private funds: no history
RAUM +6.4% over the last fiscal year+7.4% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jun 2, 2021; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
$165MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
155derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.7MderivedHNW RAUM over HNW clients
Average account
$303,944derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 office incl. principal (1.F.5)
RAUM growth, one year
+6.4%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+2.0%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing

73% high-net-worth individuals, 27% individuals, and 1 other client type

The breakdown by client type, and the client counts3 client typesShow
  • High-net-worth individuals$120M73%
  • Individuals$44.3M27%
  • Charitable organizations$794,1030.5%
Individual clients
110reported
HNW clients
45reported
Pension plan clients
n/areported
Charitable clients
1reported
Accounts
543reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisor movement
Where they went: the top destinations among the 1 most recent departures on the tape
Every departureEvery arrival
Advisors registered through the firm
0 on IAPD today; the longest tenured first
No representative is registered through this CRD on IAPD.
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • G•••••• E•••••• T••••••• · Managing Membercontrol
    since 05/2013 · owns less than 5%
  • P••••• C••••••••• L•• · Chief Compliance Officercontrol
    since 02/2019 · owns less than 5%
Entity owners
  • M••••• G••••• A••••••• I••• · Parent Company
    direct · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 542 to 543
    May 20, 2020 to Feb 24, 2021
  • Advisory activities · 4 to 3
    May 20, 2020 to Feb 24, 2021
  • Charity clients · unset to 1.0
    May 20, 2020 to Feb 24, 2021
  • HNW clients · 43 to 45
    May 20, 2020 to Feb 24, 2021
  • Individual clients · 109 to 110
    May 20, 2020 to Feb 24, 2021
Full history · 61 changes
  • Discretionary RAUM · $155M to $165M
    May 20, 2020 to Feb 24, 2021
  • HNW RAUM · $110M to $120M
    May 20, 2020 to Feb 24, 2021
  • Individual RAUM · $44.9M to $44.3M
    May 20, 2020 to Feb 24, 2021
  • RAUM · $155M to $165M
    May 20, 2020 to Feb 24, 2021
  • Accounts · 540 to 542
    Aug 28, 2019 to Feb 19, 2020
  • Charity clients · 1.0 to unset
    Aug 28, 2019 to Feb 19, 2020
  • HNW clients · 14 to 43
    Aug 28, 2019 to Feb 19, 2020
  • Individual clients · 140 to 109
    Aug 28, 2019 to Feb 19, 2020
  • Discretionary RAUM · $129M to $155M
    Aug 28, 2019 to Feb 19, 2020
  • HNW RAUM · $53.6M to $110M
    Aug 28, 2019 to Feb 19, 2020
  • Individual RAUM · $74.1M to $44.9M
    Aug 28, 2019 to Feb 19, 2020
  • RAUM · $129M to $155M
    Aug 28, 2019 to Feb 19, 2020
  • Accounts · 535 to 540
    Oct 10, 2018 to Feb 25, 2019
  • HNW clients · 39 to 14
    Oct 10, 2018 to Feb 25, 2019
  • Individual clients · 117 to 140
    Oct 10, 2018 to Feb 25, 2019
  • Employees · 2 to 3
    Oct 10, 2018 to Feb 25, 2019
  • Financial planning clients · 11-25 to 101-250
    Oct 10, 2018 to Feb 25, 2019
  • Discretionary RAUM · $137M to $129M
    Oct 10, 2018 to Feb 25, 2019
  • HNW RAUM · $90.4M to $53.6M
    Oct 10, 2018 to Feb 25, 2019
  • Individual RAUM · $42.5M to $74.1M
    Oct 10, 2018 to Feb 25, 2019
  • RAUM · $137M to $129M
    Oct 10, 2018 to Feb 25, 2019
  • Discretionary RAUM · $133M to $137M
    Jun 19, 2018 to Jun 28, 2018
  • RAUM · $133M to $137M
    Jun 19, 2018 to Jun 28, 2018
  • Advisory employees · 2 to 1
    Apr 18, 2018 to Jun 19, 2018
  • Employees · 3 to 2
    Apr 18, 2018 to Jun 19, 2018
  • State-registered IARs · 2 to 1
    Apr 18, 2018 to Jun 19, 2018
  • Advisory activities · 3 to 4
    Mar 6, 2018 to Apr 18, 2018
  • Accounts · 521 to 535
    Oct 18, 2017 to Mar 6, 2018
  • Charity clients · unset to 1.0
    Oct 18, 2017 to Mar 6, 2018
  • HNW clients · unset to 39.0
    Oct 18, 2017 to Mar 6, 2018
  • Individual clients · unset to 117.0
    Oct 18, 2017 to Mar 6, 2018
  • Financial planning clients · 0 to 11-25
    Oct 18, 2017 to Mar 6, 2018
  • Discretionary RAUM · $116M to $133M
    Oct 18, 2017 to Mar 6, 2018
  • HNW RAUM · unset to 90404560.0
    Oct 18, 2017 to Mar 6, 2018
  • Individual RAUM · unset to 42459434.0
    Oct 18, 2017 to Mar 6, 2018
  • RAUM · $116M to $133M
    Oct 18, 2017 to Mar 6, 2018
  • Other offices · unset to 0.0
    May 19, 2017 to Oct 18, 2017
  • Accounts · 526 to 521
    Jul 15, 2016 to Feb 22, 2017
  • Employees · 4 to 3
    Jul 15, 2016 to Feb 22, 2017
  • Discretionary RAUM · $108M to $116M
    Jul 15, 2016 to Feb 22, 2017
  • RAUM · $108M to $116M
    Jul 15, 2016 to Feb 22, 2017
  • Discretionary RAUM · $101M to $108M
    Mar 8, 2016 to Apr 5, 2016
  • RAUM · $101M to $108M
    Mar 8, 2016 to Apr 5, 2016
  • Accounts · 500 to 526
    May 21, 2015 to Mar 8, 2016
  • Discretionary RAUM · $114M to $101M
    May 21, 2015 to Mar 8, 2016
  • RAUM · $114M to $101M
    May 21, 2015 to Mar 8, 2016
  • Advisory activities · 5 to 3
    Mar 9, 2015 to Apr 22, 2015
  • Discretionary RAUM · $104M to $114M
    Apr 22, 2015 to Apr 22, 2015
  • RAUM · $104M to $114M
    Apr 22, 2015 to Apr 22, 2015
  • Employees · 3 to 4
    Jan 20, 2015 to Mar 9, 2015
  • Discretionary RAUM · $105M to $104M
    Jan 20, 2015 to Mar 9, 2015
  • RAUM · $105M to $104M
    Jan 20, 2015 to Mar 9, 2015
  • Accounts · 538 to 500
    Aug 4, 2014 to Nov 13, 2014
  • Discretionary RAUM · $101M to $105M
    Aug 4, 2014 to Nov 13, 2014
  • RAUM · $101M to $105M
    Aug 4, 2014 to Nov 13, 2014
  • Advisory activities · 4 to 5
    Mar 19, 2014 to Apr 22, 2014
Signals
2 dated events
  • ••• Locked
    Feb 25, 2019 · Control person joined · fact
  • ••• Locked
    Mar 19, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026