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Registered advisor
K•••••• K•• Y••••••••
Feed of 09/15/2026
Also filed as K•••••• K•• D••••••••• K•• Y••••
At current firm
1 y
since Jan 1, 2025
In the industry
13 y
since Oct 26, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Jan 1, 2025 · Greenwood Village, Co
- A••••••••• F•••••••• S•••••••• L•• national BDSep 5, 2018 to Sep 23, 2019 · Starkville, Ms
- E• G••••• I••••••••• M••••••••• L•• formerMar 13, 2014 to Jun 18, 2018 · Starkville, Ms
- W•••• F•••• A••••••• wirehouseOct 29, 2012 to Apr 3, 2013 · Starkville, Ms
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to E•••••• A••••••• G••••• L••left Sep 23, 2019, registered Jan 1, 2025 (1927 days) · Affiliated broker-dealer or bank to another
- E• G••••• I••••••••• M••••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Jun 18, 2018, registered Sep 5, 2018 (79 days) · RIA to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to E• G••••• I••••••••• M••••••••• L••left Apr 3, 2013, registered Mar 13, 2014 (344 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address