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M••••••••• P•••••• I••••••••• A••••••• L••

Independent wealth managerSEC-registered· Fairport, New Yorkwebsite

Independent wealth manager, based in Fairport, New York, reporting $223M of regulatory assets across 2 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-02-26 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $223M
Advisors: 2
Net advisor flow, 12 months: 0
RAUM change, 1 year: +12%
Private clients: 99%

See where advisers went See teams that moved

Advisors (2)Where the RAUM sits

As of 2026-02-26 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 26 Feb 2026, RAUM $198M to $223M (+12.4%) on the Form ADV filed 26 Feb 2026, while advisors on the filing rose 2 to 2.

Every filed figure, and the identifiersCRD 289116 · SEC 801-111043 · 20 filingsShow

CRD 289116SEC 801-111043First filing on the tape Jul 25, 2017, latest Feb 26, 2026SEC status approved since Aug 24, 2017IAPD

RAUM

$223M

reported, Item 5.F

Discretionary

64%

of RAUM

Private clients

99%

$220M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$111M

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

20 filings and snapshots on the tape

RAUM +14% a year over three years · the tape starts Jul 25, 2017

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$223M as of Feb 26, 2026

Mar 28, 2018$131M then

HNW client RAUM$176M as of Feb 26, 2026

Mar 28, 2018$94.4M then

State-registered IARs (5.B.3)2 as of Feb 26, 2026

Mar 28, 20182 then

Employees (5.A)3 as of Feb 26, 2026

Mar 28, 20182 then

Private funds: no history

RAUM +12% over the last fiscal year+14% a year over threeIARs 2 to 2

Practice profile

derived from the filing of Feb 26, 2026; every figure names its basis

Archetypes

The rule behind each archetype, and every derived figure3 rulesShow

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $111MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 127derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.5MderivedHNW RAUM over HNW clients
Average account: $328,836derivedRAUM over accounts (5.F.2.f)
Discretionary: 64%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.5derivedItem 5.A over advisors
Advisors per office: 2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +12%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: -1.2%derived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
a related person has custody of client cash (9.B.1.a)

Where the RAUM sits

Form ADV Item 5.D, latest filing

79% high-net-worth individuals, 20% individuals, and 1 other client type

The breakdown by client type, and the client counts3 client typesShow

High-net-worth individuals$176M79%
Individuals$44.6M20%
Corporations and businesses$2.2M1.0%

Individual clients: 183reported
HNW clients: 70reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 677reported
Financial planning clients: 1-10reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisor movement

0 left over 36 months

0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount

Left, latest

none on the tape

Joined, latest

M••• T••••• B•••••• from W•••• F•••• A•••••••
Jun 21, 2019 · Wirehouse to independent RIA
H•••••• A•• P•••••• from W•••• F•••• A•••••••
Mar 18, 2019 · Wirehouse to independent RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from W•••• F•••• A•••••••
Sep 25, 2017 · Pittsford, Ny

Teams out Teams in

Advisors registered through the firm

2 on IAPD today; the longest tenured first

Name	Branch	Here since	In industry	Prior firms
H•••••• A•• P••••••	Fairport, Ny	Mar 18, 2019	33 y	1
M••• T••••• B••••••	Fairport, Ny	Jun 21, 2019	22 y	2

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

B••••••• M•••• T••••• · Managing Principalcontrol
since 09/2017 · owns 50% to 75%
P••••••• H••••••• A•• · Chief Compliance Officer And Principalcontrol
since 09/2017 · owns 50% to 75%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Fairport, Ny · principal	2	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 666 to 677
Mar 28, 2025 to Feb 26, 2026
HNW clients · 67 to 70
Mar 28, 2025 to Feb 26, 2026
Individual clients · 189 to 183
Mar 28, 2025 to Feb 26, 2026
Discretionary RAUM · $105M to $143M
Mar 28, 2025 to Feb 26, 2026
HNW RAUM · $154M to $176M
Mar 28, 2025 to Feb 26, 2026

Full history · 80 changes

Individual RAUM · $42.2M to $44.6M
Mar 28, 2025 to Feb 26, 2026
Non-discretionary RAUM · $93.1M to $80.0M
Mar 28, 2025 to Feb 26, 2026
RAUM · $198M to $223M
Mar 28, 2025 to Feb 26, 2026
Wrap assets (sponsor) · 0.0 to unset
Jan 23, 2024 to Mar 28, 2025
Accounts · 682 to 666
Jan 23, 2024 to Mar 28, 2025
HNW clients · 59 to 67
Jan 23, 2024 to Mar 28, 2025
Individual clients · 180 to 189
Jan 23, 2024 to Mar 28, 2025
Financial planning clients · 1-10 to 1-10
Jan 23, 2024 to Mar 28, 2025
Discretionary RAUM · $93.7M to $105M
Jan 23, 2024 to Mar 28, 2025
HNW RAUM · $130M to $154M
Jan 23, 2024 to Mar 28, 2025
Individual RAUM · $43.6M to $42.2M
Jan 23, 2024 to Mar 28, 2025
Non-discretionary RAUM · $81.6M to $93.1M
Jan 23, 2024 to Mar 28, 2025
RAUM · $175M to $198M
Jan 23, 2024 to Mar 28, 2025
Wrap assets (manager) · 0.0 to unset
Jan 23, 2024 to Mar 28, 2025
Accounts · 627 to 682
Mar 14, 2023 to Jan 23, 2024
HNW clients · 49 to 59
Mar 14, 2023 to Jan 23, 2024
Individual clients · 166 to 180
Mar 14, 2023 to Jan 23, 2024
Discretionary RAUM · $80.7M to $93.7M
Mar 14, 2023 to Jan 23, 2024
HNW RAUM · $112M to $130M
Mar 14, 2023 to Jan 23, 2024
Individual RAUM · $36.7M to $43.6M
Mar 14, 2023 to Jan 23, 2024
Non-discretionary RAUM · $69.2M to $81.6M
Mar 14, 2023 to Jan 23, 2024
RAUM · $150M to $175M
Mar 14, 2023 to Jan 23, 2024
Accounts · 623 to 627
Feb 17, 2022 to Mar 14, 2023
Corporate clients · unset to 1.0
Feb 17, 2022 to Mar 14, 2023
HNW clients · 54 to 49
Feb 17, 2022 to Mar 14, 2023
Individual clients · 171 to 166
Feb 17, 2022 to Mar 14, 2023
Employees · 2 to 3
Feb 17, 2022 to Mar 14, 2023
Financial planning clients · 11-25 to 1-10
Feb 17, 2022 to Mar 14, 2023
Discretionary RAUM · $86.7M to $80.7M
Feb 17, 2022 to Mar 14, 2023
HNW RAUM · $128M to $112M
Feb 17, 2022 to Mar 14, 2023
Individual RAUM · $39.7M to $36.7M
Feb 17, 2022 to Mar 14, 2023
Non-discretionary RAUM · $80.8M to $69.2M
Feb 17, 2022 to Mar 14, 2023
RAUM · $168M to $150M
Feb 17, 2022 to Mar 14, 2023
Accounts · 586 to 623
Sep 14, 2021 to Feb 17, 2022
HNW clients · 49 to 54
Sep 14, 2021 to Feb 17, 2022
Individual clients · 156 to 171
Sep 14, 2021 to Feb 17, 2022
Assets in custody · 44471412.0 to unset
Sep 14, 2021 to Feb 17, 2022
Custody of client assets · true to false
Sep 14, 2021 to Feb 17, 2022
Discretionary RAUM · $80.7M to $86.7M
Sep 14, 2021 to Feb 17, 2022
HNW RAUM · $111M to $128M
Sep 14, 2021 to Feb 17, 2022
Individual RAUM · $40.3M to $39.7M
Sep 14, 2021 to Feb 17, 2022
Non-discretionary RAUM · $70.2M to $80.8M
Sep 14, 2021 to Feb 17, 2022
RAUM · $151M to $168M
Sep 14, 2021 to Feb 17, 2022
Accounts · 543 to 586
Sep 18, 2020 to Feb 15, 2021
HNW clients · 47 to 49
Sep 18, 2020 to Feb 15, 2021
Individual clients · 144 to 156
Sep 18, 2020 to Feb 15, 2021
Assets in custody · $21.5M to $44.5M
Sep 18, 2020 to Feb 15, 2021
Financial planning clients · 26-50 to 11-25
Sep 18, 2020 to Feb 15, 2021
Discretionary RAUM · $75.5M to $80.7M
Sep 18, 2020 to Feb 15, 2021
HNW RAUM · $97.2M to $111M
Sep 18, 2020 to Feb 15, 2021
Individual RAUM · $38.0M to $40.3M
Sep 18, 2020 to Feb 15, 2021
Non-discretionary RAUM · $59.6M to $70.2M
Sep 18, 2020 to Feb 15, 2021
RAUM · $135M to $151M
Sep 18, 2020 to Feb 15, 2021
Accounts · 559 to 543
Sep 11, 2019 to Mar 10, 2020
HNW clients · 35 to 47
Sep 11, 2019 to Mar 10, 2020
Individual clients · 151 to 144
Sep 11, 2019 to Mar 10, 2020
Assets in custody · $19.6M to $21.5M
Sep 11, 2019 to Mar 10, 2020
State-registered IARs · 1 to 2
Sep 11, 2019 to Mar 10, 2020
Discretionary RAUM · $80.1M to $75.5M
Sep 11, 2019 to Mar 10, 2020
HNW RAUM · $82.4M to $97.2M
Sep 11, 2019 to Mar 10, 2020
Individual RAUM · $43.6M to $38.0M
Sep 11, 2019 to Mar 10, 2020
Non-discretionary RAUM · $45.9M to $59.6M
Sep 11, 2019 to Mar 10, 2020
RAUM · $126M to $135M
Sep 11, 2019 to Mar 10, 2020
Accounts · 521 to 559
Mar 28, 2018 to Mar 16, 2019
HNW clients · 45 to 35
Mar 28, 2018 to Mar 16, 2019
Individual clients · 130 to 151
Mar 28, 2018 to Mar 16, 2019
Assets in custody · unset to 19599495.0
Mar 28, 2018 to Mar 16, 2019
Custody of client assets · false to true
Mar 28, 2018 to Mar 16, 2019
Financial planning clients · 0 to 26-50
Mar 28, 2018 to Mar 16, 2019
State-registered IARs · 2 to 1
Mar 28, 2018 to Mar 16, 2019
Discretionary RAUM · $90.1M to $80.1M
Mar 28, 2018 to Mar 16, 2019
HNW RAUM · $94.4M to $82.4M
Mar 28, 2018 to Mar 16, 2019
Individual RAUM · $37.1M to $43.6M
Mar 28, 2018 to Mar 16, 2019
Non-discretionary RAUM · $41.4M to $45.9M
Mar 28, 2018 to Mar 16, 2019
RAUM · $131M to $126M
Mar 28, 2018 to Mar 16, 2019

Signals

1 dated events

••• Locked
Jul 25, 2017 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
Business phone: ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
Business phone: ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
Website: ••• Lockedreportedpublic record, Form ADV, Feb 26, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Feb 26, 2026
Contact form: ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $111Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026