DFX Intelligence

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O••••••••• I•••••••••

Wealth manager with institutional or fund businessSEC-registered· Akron, Ohiowebsite

Wealth manager with institutional or fund business, based in Akron, Ohio, reporting $93.3M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-07-27 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $93.3M
Advisors: 1
Net advisor flow, 12 months: 0
RAUM change, 1 year: +48%
Private clients: 23%

See where advisers went See teams that moved

Advisors (1)Where the RAUM sits

As of 2026-07-27 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

+47.8%
RAUM, one year
RAUM $63.1M to $93.3M (+47.8%) on the Form ADV filed 27 Jul 2026, while advisors on the filing held at 1.
The one filed measure of whether clients are staying.
FactForm ADV Item 5History →

Every filed figure, and the identifiersCRD 306035 · SEC 801-117587 · 10 filingsShow

CRD 306035SEC 801-117587Legal name O••••••••• I••••••••• L••First filing on the tape Oct 7, 2019, latest Jul 27, 2026SEC status approved since Nov 7, 2019IAPD

RAUM

$93.3M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

23%

$21.8M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$93.3M

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

10 filings and snapshots on the tape

RAUM +27% a year over three years · the tape starts Oct 7, 2019

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$93.3M as of Jul 27, 2026

Feb 19, 2020$3.0M then

HNW client RAUM$21.8M as of Jul 27, 2026

Mar 24, 2022$8.9M then

State-registered IARs (5.B.3)1 as of Jul 27, 2026

Feb 19, 20200 then

Employees (5.A)4 as of Jul 27, 2026

Feb 19, 20203 then

Private funds: no history

RAUM +48% over the last fiscal year+27% a year over threeIARs 1 to 1

Practice profile

derived from the filing of Jul 27, 2026; every figure names its basis

Archetypes

The rule behind each archetype, and every derived figure2 rulesShow

Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
Solo or small team · one advisor, or a wealth manager with up to three advisors and one office, and at most 25 employees (Item 5.A)

RAUM per advisor: $93.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $909,109derivedHNW RAUM over HNW clients
Average account: $3.6MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 4.0derivedItem 5.A over advisors
Advisors per office: 1.0derived1 office incl. principal (1.F.5)
RAUM growth, one year: +48%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for investment companiesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

77% investment companies, 23% high-net-worth individuals

The breakdown by client type, and the client counts2 client typesShow

Investment companies$71.5M77%
High-net-worth individuals$21.8M23%

Individual clients: n/areported
HNW clients: 24reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 26reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: RAUM: 23% private clients, 77% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

0 left over 36 months

0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

1 on IAPD today; the longest tenured first

Name	Branch	Here since	In industry	Prior firms
M••• W••••• O•••••••••Chartered Financial Analyst	Akron, Oh	Jun 28, 2021	34 y	0

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

O••••••••• M•••• W••••• · Member, President, Chief Investment Officercontrol
since 09/2019 · owns 75% or more
O••••••••• T•••• T•• · Member, Chief Compliance Officercontrol
since 09/2019 · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM up 25 %Change between filings · filing Mar 27, 2026
RAUM (Item 5.F) moved from $63,112,887 to $93,297,658 (+48.0%) between the annual amendments of 2025-03-19 and 2026-03-27; the peer median change was +9.0% (215 comparable advisers, 98.0th percentile of changes)
peers: independent wealth managers, under $100M (215) · 98% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 22 to 26
Mar 19, 2025 to Mar 27, 2026
HNW clients · 20 to 24
Mar 19, 2025 to Mar 27, 2026
Discretionary RAUM · $63.1M to $93.3M
Mar 19, 2025 to Mar 27, 2026
HNW RAUM · $16.4M to $21.8M
Mar 19, 2025 to Mar 27, 2026
RAUM · $63.1M to $93.3M
Mar 19, 2025 to Mar 27, 2026

Full history · 40 changes

Accounts · 20 to 22
Mar 25, 2024 to Mar 19, 2025
HNW clients · 18 to 20
Mar 25, 2024 to Mar 19, 2025
Financial planning clients · unset to
Mar 25, 2024 to Mar 19, 2025
Discretionary RAUM · $52.0M to $63.1M
Mar 25, 2024 to Mar 19, 2025
HNW RAUM · $16.0M to $16.4M
Mar 25, 2024 to Mar 19, 2025
RAUM · $52.0M to $63.1M
Mar 25, 2024 to Mar 19, 2025
Accounts · 14 to 20
Mar 15, 2023 to Mar 25, 2024
HNW clients · 12 to 18
Mar 15, 2023 to Mar 25, 2024
Discretionary RAUM · $45.2M to $52.0M
Mar 15, 2023 to Mar 25, 2024
HNW RAUM · $13.8M to $16.0M
Mar 15, 2023 to Mar 25, 2024
RAUM · $45.2M to $52.0M
Mar 15, 2023 to Mar 25, 2024
Accounts · 11 to 14
Mar 24, 2022 to Mar 15, 2023
HNW clients · 9 to 12
Mar 24, 2022 to Mar 15, 2023
Discretionary RAUM · $35.1M to $45.2M
Mar 24, 2022 to Mar 15, 2023
HNW RAUM · $8.9M to $13.8M
Mar 24, 2022 to Mar 15, 2023
RAUM · $35.1M to $45.2M
Mar 24, 2022 to Mar 15, 2023
Accounts · 2 to 11
Mar 25, 2021 to Mar 24, 2022
HNW clients · unset to 9.0
Mar 25, 2021 to Mar 24, 2022
Discretionary RAUM · $15.1M to $35.1M
Mar 25, 2021 to Mar 24, 2022
HNW RAUM · unset to 8932453.0
Mar 25, 2021 to Mar 24, 2022
RAUM · $15.1M to $35.1M
Mar 25, 2021 to Mar 24, 2022
Accounts · 1 to 2
Aug 12, 2020 to Mar 25, 2021
Advisory activities · 1 to 2
Aug 12, 2020 to Mar 25, 2021
Employees · 3 to 4
Aug 12, 2020 to Mar 25, 2021
State-registered IARs · 0 to 1
Aug 12, 2020 to Mar 25, 2021
Discretionary RAUM · $11.4M to $15.1M
Aug 12, 2020 to Mar 25, 2021
RAUM · $11.4M to $15.1M
Aug 12, 2020 to Mar 25, 2021
Discretionary RAUM · $3.0M to $11.4M
Feb 19, 2020 to Aug 12, 2020
RAUM · $3.0M to $11.4M
Feb 19, 2020 to Aug 12, 2020
Accounts · unset to 1.0
Oct 7, 2019 to Feb 19, 2020
Employees · 2 to 3
Oct 7, 2019 to Feb 19, 2020
HQ city · BROADVIEW HEIGHTS to AKRON
Oct 7, 2019 to Feb 19, 2020
Discretionary RAUM · unset to 3000000.0
Oct 7, 2019 to Feb 19, 2020
Non-discretionary RAUM · unset to 0.0
Oct 7, 2019 to Feb 19, 2020
RAUM · unset to 3000000.0
Oct 7, 2019 to Feb 19, 2020

Signals

1 dated events

••• Locked
Oct 7, 2019 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
Business email: ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
Business email: ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
Website: ••• Lockedreportedpublic record, Form ADV, Jul 27, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Jul 27, 2026
Contact form: ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
RAUM per advisor: $93.3Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026