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E••• T•••••• S••••••• L•• L•••• C••

Independent wealth managerSEC-registered· Chiasso, Ticinowebsite

Independent wealth manager, based in Chiasso, Ticino, reporting $44.7M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$44.7M
Form ADV
Advisors
1
IAPD
Net advisor flow, 12 months
0 (0 in, 0 out)
IAPD registration history
Private clients
53% of RAUM, $23.6M
Form ADV
See where advisers wentSee teams that moved
More
Advisors (1)Where the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 2 Feb 2026, E••• F••••••••• S• appeared on Schedule A as an owner on 2 Feb 2026.

Every filed figure, and the identifiersCRD 338094 · SEC 801-134604 · 2 filingsShow
CRD 338094SEC 801-134604First filing on the tape Nov 24, 2025, latest Feb 2, 2026SEC status approved since Nov 24, 2025IAPD
RAUM
$44.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
53%
$23.6M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$44.7M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape

Filed figures over time · the tape starts Nov 24, 2025

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$44.7M as of Feb 2, 2026
Nov 24, 2025$42.2M then
HNW client RAUM$21.6M as of Feb 2, 2026
Nov 24, 2025$23.5M then
State-registered IARs (5.B.3)0 as of Feb 2, 2026
Nov 24, 20250 then
Employees (5.A)4 as of Feb 2, 2026
Nov 24, 20254 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 2, 2026; every figure names its basis
Archetypes
The rule behind each archetype, and every derived figure1 rulesShow
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$44.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
10derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$5.4MderivedHNW RAUM over HNW clients
Average account
$2.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
4.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a trust company (6.A.8)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing

48% high-net-worth individuals, 47% corporations and businesses, and 1 other client type

The breakdown by client type, and the client counts3 client typesShow
  • High-net-worth individuals$21.6M48%
  • Corporations and businesses$21.0M47%
  • Individuals$2.0M4.5%
Individual clients
6reported
HNW clients
4reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
18reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.53 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisor movement
0 left over 36 months
0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      1 on IAPD today; the longest tenured first
      NameBranchHere sinceIn industryPrior firms
      A•••••• E••••• B••••••ChiassoNov 24, 202511 y0
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • V••••••••• S••••• · Chief Compliance Officer
        since 12/2022 · owns less than 5%
      Entity owners
      • E••• F••••••••• S• · Shareholder
        direct · owns 25% to 50%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Corporate clients · 4 to 8
        Nov 24, 2025 to Feb 2, 2026
      • HNW clients · 9 to 4
        Nov 24, 2025 to Feb 2, 2026
      • Individual clients · 5 to 6
        Nov 24, 2025 to Feb 2, 2026
      • Discretionary RAUM · $42.2M to $44.7M
        Nov 24, 2025 to Feb 2, 2026
      • HNW RAUM · $23.5M to $21.6M
        Nov 24, 2025 to Feb 2, 2026
      Full history · 7 changes
      • Individual RAUM · $1.0M to $2.0M
        Nov 24, 2025 to Feb 2, 2026
      • RAUM · $42.2M to $44.7M
        Nov 24, 2025 to Feb 2, 2026
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
      Website
      ••• Lockedreportedpublic record, Form ADV, Feb 2, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Feb 2, 2026
      Contact form
      ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $44.7Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: RAUM change, last fiscal year.