DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
L• V••• M••••••
Asset manager (funds and pooled vehicles), based in New York, New York, reporting $206M of regulatory assets.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $206M
- Advisors
- 0
- Private clients
- 0.0% of RAUM
Form ADV
IAPD
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Nothing material in the last 180 days. No dated change on record yet.
Every filed figure, and the identifiersCRD 338361 · SEC 801-134421 · 6 filingsShowHide
CRD 338361SEC 801-134421Legal name L• V••• M•••••• L••First filing on the tape Sep 9, 2025, latest Sep 15, 2026SEC status approved since Nov 13, 2025IAPD
RAUM
$206M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$206M as of Aug 17, 2026
Sep 9, 2025$70.3M then
HNW client RAUM: $70.3M
State-registered IARs (5.B.3)1 as of Aug 17, 2026
Sep 9, 20251 then
Employees (5.A)3 as of Aug 17, 2026
Sep 9, 20253 then
Private funds4 as of Aug 17, 2026
Sep 9, 20251 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 15, 2026; every figure names its basis
Archetypes
The rule behind each archetype, and every derived figure1 rulesShowHide
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $206MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $51.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$206M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Advisors registered through the firm
0 on IAPD today; the 10 longest tenured
No representative is registered through this CRD on IAPD.
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L• V••• F••• I•• L• | Private Equity Fund | $93.3M | 47 | Aug 17, 2026 |
| L• V••• F••• I• L•• | Private Equity Fund | $82.7M | 78 | Aug 17, 2026 |
| L• V••• F••• I• L•• | Private Equity Fund | $27.1M | 4 | Aug 17, 2026 |
| L• V••• A• B•••••• | Private Equity Fund | $2.5M | 5 | Aug 17, 2026 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• D•••••• M• · General Partner/Managing Membercontrolsince 10/2023 · owns 25% to 50%
- B••••••••• A••••••••• E••• · General Partner/Managing Membercontrolsince 10/2023 · owns 50% to 75%
- S•••• A•••• T•••••••• · Cfo/Ccocontrolsince 05/2025 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $206M to $0Aug 17, 2026 to Sep 15, 2026
- Financial planning clients · 0 to 0Aug 17, 2026 to Sep 15, 2026
- Private funds · 4 to unsetAug 17, 2026 to Sep 15, 2026
- Succession · false to unsetAug 17, 2026 to Sep 15, 2026
- Custody of client assets · true to falseJun 9, 2026 to Aug 17, 2026
Full history · 15 changesShow fewer
- Related insurance company · true to falseJun 9, 2026 to Aug 17, 2026
- Accounts · 76 to 4Sep 9, 2025 to Feb 18, 2026
- HNW clients · 76.0 to unsetSep 9, 2025 to Feb 18, 2026
- Pooled vehicle clients · unset to 4.0Sep 9, 2025 to Feb 18, 2026
- Assets in custody · $70.3M to $206MSep 9, 2025 to Feb 18, 2026
- Private funds · 1 to 4Sep 9, 2025 to Feb 18, 2026
- Discretionary RAUM · $70.3M to $206MSep 9, 2025 to Feb 18, 2026
- HNW RAUM · 70320000.0 to unsetSep 9, 2025 to Feb 18, 2026
- Pooled vehicle RAUM · unset to 205620000.0Sep 9, 2025 to Feb 18, 2026
- RAUM · $70.3M to $206MSep 9, 2025 to Feb 18, 2026
Signals
5 dated events
- ••• LockedAug 17, 2026 · private fund first reported · fact
- ••• LockedAug 17, 2026 · private fund first reported · fact
- ••• LockedAug 17, 2026 · private fund first reported · fact
- ••• LockedAug 17, 2026 · private fund first reported · fact
- ••• LockedFeb 18, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- L• V••• M•••••• · Independent Sponsorsshared crd · capital_provider
- L• V••• M•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- ••• Lockedreportedpublic record, Form ADV, Sep 15, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- Not computedderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Not yet on record: net advisor flow, 12 months, RAUM change, last fiscal year.