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C•••••••• W••••• P•••••••• L•

Former SEC-registered adviserFormer SEC adviser· Beverly Hills, California

Former SEC-registered adviser, based in Beverly Hills, California.

Composed from this adviser's Form ADV classification, location and filed figures.

Net advisor flow, 12 months
0
1 joined, 1 left
IAPD registration history
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

  1. 0
    net advisors, 12 months

    1 advisor left in 12 months and 1 joined, net 0. 1 went to one firm: V•••••• C•••••• 1.

    Where advisors go names the firms recruiting from this one.

    FactIAPD registrations, read dailyFor Recruiters, aggregators, asset managers' distributionAdvisor movement →
Every filed figure, and the identifiersCRD 338720 · SEC 801-135245 · 1 filingShow
CRD 338720SEC 801-135245First filing on the tape Jan 7, 2026, latest Jan 7, 2026SEC status 120-day approval since Jan 26, 2026IAPD
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filing and snapshots on the tape

Filed figures over time · the tape starts Jan 7, 2026

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM: $0
HNW client RAUM: no history
State-registered IARs (5.B.3): 1
Employees (5.A): 2
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jan 7, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 office incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing

No Item 5.D breakdown on this filing.

The breakdown by client type, and the client countsShow
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisor movement
1 left over 36 months
0 left in 90 days0 joined in 90 days
Where they went: the top destinations among the 1 most recent departures on the tape
Every departureEvery arrival
Advisors registered through the firm
0 on IAPD today; the longest tenured first
No representative is registered through this CRD on IAPD.
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • C•••• A•••••• H•• E• · Partner, Chief Compliance Officercontrol
    since 10/2025 · owns 25% to 50%
  • W•••• M••••••• J••••• · As Trustee Of The M•••••• A•• T••••• W••• R•••••••• T••••control
    since 05/2003 · owns 25% to 50%
  • W•••• T••••• · As Trustee Of The M•••••• A•• T••••• W••• R•••••••• T••••control
    since 05/2003 · owns 25% to 50%
Entity owners
  • C•••••••• W••••• A•••••••• L• · Partner
    direct · owns 10% to 25%
  • C•••••••• W••••• P••••••• G•• I•• · General Partner
    direct · owns less than 5%
  • M•••••• A•• T••••• W••• R•••••••• T•••• · Partner
    direct · owns 25% to 50%
  • P•••••• A•••• H•••••••• I••• · Partner
    direct · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Beverly Hills, Ca · principal001
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
2 dated events
  • ••• Locked
    May 1, 2026 · Left the SEC roster · derived
  • ••• Locked
    Jan 7, 2026 · First SEC registration · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026

Not yet on record: private clients.