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Former SEC-registered adviser

B•••••••• F••••• W••••• S•••••••• L••

Former SEC-registered adviserBeverly Hills, CaliforniaCRD 327643SEC 801-128610IAPD
Latest filing Jan 23, 2024
First filing on the tape Jul 21, 2023 · 8 filings
RAUM
$2.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$2.5M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$2.5M as of Jan 23, 2024
Jul 21, 2023$0 then
HNW client RAUM$2.5M as of Jan 23, 2024
Nov 29, 2023$2.5M then
State-registered IARs (5.B.3)5 as of Jan 23, 2024
Jul 21, 20234 then
Employees (5.A)5 as of Jan 23, 2024
Jul 21, 20234 then
Private funds: no history
Practice profile
derived from the filing of Jan 23, 2024; every figure names its basis
RAUM per advisor
$493,127derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.5MderivedHNW RAUM over HNW clients
Average account
$1.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months
1derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$2.5M100%
Individual clients
n/areported
HNW clients
1reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • M••••••••• S••••••• K••••••• · Chief Compliance Officercontrol
      since 07/2023 · owns less than 5%
    • C••••••• M••••••• J••••• · Grantor & Trusteecontrol
      since 10/2018 · owns F of C•••••• L••••• T••••
    • C••••••• P••••• · Grantor & Trusteecontrol
      since 10/2018 · owns F of C•••••• L••••• T••••
    Entity owners
    • C•••••• L••••• T•••• · Managing Member
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Advisers that list B•••••••• F••••• W••••• S•••••••• L•• as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Beverly Hills, Ca · principal000
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Advisory employees · 4 to 5
      Nov 29, 2023 to Dec 18, 2023
    • BD registered reps · 3 to 4
      Nov 29, 2023 to Dec 18, 2023
    • Employees · 4 to 5
      Nov 29, 2023 to Dec 18, 2023
    • Insurance-licensed employees · 0 to 4
      Nov 29, 2023 to Dec 18, 2023
    • State-registered IARs · 4 to 5
      Nov 29, 2023 to Dec 18, 2023
    • Accounts · 0 to 2
      Sep 7, 2023 to Nov 29, 2023
    • HNW clients · unset to 1.0
      Sep 7, 2023 to Nov 29, 2023
    • Discretionary RAUM · $0 to $2.5M
      Sep 7, 2023 to Nov 29, 2023
    • HNW RAUM · unset to 2465635.0
      Sep 7, 2023 to Nov 29, 2023
    • RAUM · $0 to $2.5M
      Sep 7, 2023 to Nov 29, 2023
    • Related adviser · false to true
      Sep 7, 2023 to Nov 29, 2023
    Signals
    7 dated events
    • B•••••••• F••••• W•••••'s advisors moved to B•••••••• F••••• W••••• S•••••••• L•• (Los Angeles, CA): 3 of 4 registered, on the same day
      May 22, 2025 · Firm absorbed (people side) · derived
    • M•••••• J••••• C•••••• left B•••••••• F••••• W••••• S•••••••• L•• for A•••••••• P•••••••• L•• (registered 2025-06-11)
      Aug 14, 2024 · Advisor changed firm · fact
    • S•••••• K••••••• M••••••••• left B•••••••• F••••• W••••• S•••••••• L•• for A•••••••• P•••••••• L•• (registered 2025-04-25)
      Aug 14, 2024 · Advisor changed firm · fact
    • M•••• I•• S•••••••• left B•••••••• F••••• W••••• S•••••••• L•• for A•••••••• P•••••••• L•• (registered 2025-04-26)
      Aug 14, 2024 · Advisor changed firm · fact
    • B•••••••• F••••• W••••• S•••••••• L••'s advisors moved to A•••••••• P•••••••• L•• (Beverly Hills, CA): 3 of 3 registered, on the same day
      Aug 14, 2024 · Firm absorbed (people side) · derived
    • A••••• S•••• left B•••••••• F••••• W••••• S•••••••• L•• for M••••• G••••• A••••••• I••• (registered 2024-07-24)
      Jul 12, 2024 · Advisor changed firm · fact
    • B•••••••• F••••• W••••• S•••••••• L•• filed its initial SEC registration (Form ADV)
      Jul 21, 2023 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026