DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
356 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Savvly Advisor CRD 321125 | Boulder, CO | asset manager | $75,208 | 0.0% | 2 | $37,604 | 0 | 2 |
| Innovest Portfolio Solutions LLC CRD 106110 | Denver, CO | no RAUM | $0 | n/a | 23 | Not computed | 3 | 0 |
| Monticello Associates, LLC CRD 107392 | Denver, CO | no RAUM | $0 | n/a | 0 | Not computed | 4 | 0 |
| S•••• F••• I•• G•• L•• CRD 323864 | Denver, CO | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| A•• D•••• CRD 337843 | Denver, CO | no RAUM | $0 | n/a | 1 | Not computed | 0 | 0 |
| G••••••• R•••• C•••••• L•• CRD 341317 | Littleton, CO | no RAUM | $0 | n/a | 1 | Not computed | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
Page 8 of 8Previous