DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Innovest Portfolio Solutions LLC

No RAUM reportedDenver, ColoradoCRD 106110SEC 801-51483websiteIAPD
Latest filing Apr 1, 2026
First filing on the tape Mar 30, 2012 · 31 filings
SEC status approved since Mar 19, 1996
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
23
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
63
30 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$0 as of Apr 1, 2026
Mar 30, 2012$4.1B then
HNW client RAUM$0 as of Apr 1, 2026
Mar 22, 2018$0 then
State-registered IARs (5.B.3)22 as of Apr 1, 2026
Apr 1, 20138 then
Employees (5.A)63 as of Apr 1, 2026
Apr 1, 201329 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 20 to 22offices 2 to 3
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
8derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$0derivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.7derivedItem 5.A over advisors
Advisors per office
5.8derived4 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+10%derivedItem 5.B.3 between annual amendments
Client growth, one year
+7.3%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
14reported
HNW clients
178reported
Pension plan clients
87reported
Charitable clients
106reported
Accounts
0reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
23 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Wendy Jo DominguezDenver, CoJan 1, 199932 y0
Richard Michael ToddDenver, CoJan 1, 199940 y0
Gordon Kennedy TewellChartered Financial AnalystDenver, CoNov 21, 201130 y0
Peter James MustianDenver, CoMay 1, 201222 y0
Aidan Sloan SmithDenver, CoMar 8, 201611 y0
Jared A MartinCertified Financial PlannerDenver, CoJun 28, 201625 y1
Robert Walton StebbinsAlameda, CaJun 25, 202029 y3
Richard Anthony RodgersDenver, CoJul 1, 202017 y4
Troy Thomas JensenDenver, CoAug 24, 202011 y0
Dustin Wayne RobertsDenver, CoOct 20, 202020 y1
Franklin Dwayne CornettCertified Financial PlannerDenver, CoMar 3, 202210 y1
Kyli Mikiko SotoDenver, CoJun 16, 202215 y0
Sydney Nicole AeschlimannDenver, CoJan 26, 202310 y0
Tomas Erik JanssonDenver, Co Oct 31, 202322 y4
Christian Strauss O'DwyerChartered Financial AnalystDenver, CoDec 15, 202312 y3
Kristy Beth LegrandeChartered Financial AnalystDenver, CoJan 14, 202527 y0
Steven Andrew KarshDenver, CoMay 5, 202523 y2
Cheryl Kostka WilksDenver, CoJan 1, 202634 y0
Wyck Joseph BrownChartered Financial AnalystDenver, CoFeb 19, 202612 y0
Amy Susan HanophyDenver, CoFeb 22, 202629 y11
Zachary PitmanDenver, CoJun 8, 202612 y2
Eric Thomas KoeplinDenver, CoJun 16, 202634 y4
Joseph EssermanDenver, CoAug 4, 202610 y2
Advisor movement
3 left, 4 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 13% of current headcount6 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Jo Wendy Dominguez · Presidentcontrol
      since 07/1996 · owns less than 5%
    • James Peter Mustian · Chief Operating Officercontrol
      since 05/2015 · owns less than 5%
    • Michael Richard Todd · Ceocontrol
      since 07/1996 · owns less than 5%
    • Jo Wendy Dominguez · Manager, Membercontrol
      since 07/2007 · owns 25% to 50% of Innovest Holdings, Inc.
    • Michael Richard Todd · Manager, Membercontrol
      since 07/1996 · owns 50% to 75% of Innovest Holdings, Inc.
    • Pamela Cruz · Chief Compliance Officer
      since 04/2023 · owns less than 5%
    • Ewart William Fender · Principal
      since 01/2002 · owns less than 5%
    Entity owners
    • Innovest Holdings, Inc. · Member
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Denver, Co · principal2263
    Alameda, Ca200
    Offices
    Schedule D 1.F, the 25 largest
    • Alameda, CA2 employees
    • , 1 employees
    What changed
    consecutive filings, newest first
    • Related adviser · false to true
      Mar 19, 2026 to Apr 1, 2026
    • Advisory employees · 29 to 30
      Jan 27, 2026 to Mar 19, 2026
    • Charity clients · 95 to 106
      Jan 27, 2026 to Mar 19, 2026
    • HNW clients · 165 to 178
      Jan 27, 2026 to Mar 19, 2026
    • Pension plan clients · 84 to 87
      Jan 27, 2026 to Mar 19, 2026
    • Employees · 61 to 63
      Jan 27, 2026 to Mar 19, 2026
    • Insurance-licensed employees · 0 to 1
      Jan 27, 2026 to Mar 19, 2026
    • State-registered IARs · 20 to 22
      Jan 27, 2026 to Mar 19, 2026
    • Other offices · 2 to 3
      Jan 27, 2026 to Mar 19, 2026
    • Accounts · unset to 0.0
      Mar 28, 2024 to Apr 9, 2025
    • Advisory employees · 37 to 29
      Mar 28, 2024 to Apr 9, 2025
    • Charity clients · 77 to 95
      Mar 28, 2024 to Apr 9, 2025
    • HNW clients · 145 to 165
      Mar 28, 2024 to Apr 9, 2025
    • Individual clients · 59 to 14
      Mar 28, 2024 to Apr 9, 2025
    • Pension plan clients · 65 to 84
      Mar 28, 2024 to Apr 9, 2025
    • Employees · 60 to 61
      Mar 28, 2024 to Apr 9, 2025
    • Financial planning clients · unset to
      Mar 28, 2024 to Apr 9, 2025
    • State-registered IARs · 21 to 20
      Mar 28, 2024 to Apr 9, 2025
    • Other offices · 3 to 2
      Mar 28, 2024 to Apr 9, 2025
    • Discretionary RAUM · unset to 0.0
      Mar 28, 2024 to Apr 9, 2025
    • Non-discretionary RAUM · unset to 0.0
      Mar 28, 2024 to Apr 9, 2025
    • RAUM · unset to 0.0
      Mar 28, 2024 to Apr 9, 2025
    • HNW clients · 125 to 145
      Mar 29, 2023 to Mar 28, 2024
    • Individual clients · 29 to 59
      Mar 29, 2023 to Mar 28, 2024
    • Pension plan clients · 62 to 65
      Mar 29, 2023 to Mar 28, 2024
    • Employees · 56 to 60
      Mar 29, 2023 to Mar 28, 2024
    • State-registered IARs · 19 to 21
      Mar 29, 2023 to Mar 28, 2024
    • Advisory employees · 32 to 37
      Mar 29, 2023 to Mar 28, 2024
    • Charity clients · 79 to 77
      Mar 29, 2023 to Mar 28, 2024
    • Advisory employees · 30 to 32
      Mar 23, 2022 to Mar 29, 2023
    • Advisory activities · 4 to 5
      Mar 23, 2022 to Mar 29, 2023
    • Charity clients · 50 to 79
      Mar 23, 2022 to Mar 29, 2023
    • HNW clients · 100 to 125
      Mar 23, 2022 to Mar 29, 2023
    • Individual clients · 20 to 29
      Mar 23, 2022 to Mar 29, 2023
    • Pension plan clients · 80 to 62
      Mar 23, 2022 to Mar 29, 2023
    • Employees · 53 to 56
      Mar 23, 2022 to Mar 29, 2023
    • State-registered IARs · 20 to 19
      Mar 23, 2022 to Mar 29, 2023
    • Advisory employees · 29 to 30
      Aug 3, 2021 to Mar 23, 2022
    • State-registered IARs · 17 to 20
      Aug 3, 2021 to Mar 23, 2022
    • Other offices · 2 to 3
      Mar 30, 2021 to Jul 9, 2021
    Signals
    8 dated events
    • Abigail Kathleen Thomas left Innovest Portfolio Solutions Llc for Rbc Capital Markets, Llc (registered 2026-06-08)
      Jun 2, 2026 · Advisor changed firm · fact
    • Matthew Robert Foster left Innovest Portfolio Solutions Llc for Moneta Group Investment Advisors, Llc (registered 2026-06-05)
      Jun 2, 2026 · Advisor changed firm · fact
    • Natalie Anne Miller left Innovest Portfolio Solutions Llc for Aspen Grove Capital, Llc (registered 2026-03-12)
      Mar 5, 2026 · Advisor changed firm · fact
    • Steven Paul Fraley left Innovest Portfolio Solutions Llc for First Trust Advisors Lp (registered 2025-08-26)
      Jun 23, 2025 · Advisor changed firm · fact
    • Paul Gareth Nacario left Innovest Portfolio Solutions Llc for Creative Planning (registered 2025-04-23)
      Apr 9, 2025 · Advisor changed firm · fact
    • Steven Andrew Karsh left Innovest Portfolio Solutions Llc for Ulrich Investment Consultants (registered 2023-09-18)
      Oct 12, 2023 · Advisor changed firm · fact
    • Michael Sutton Corbett left Innovest Portfolio Solutions Llc for Wealtheq (registered 2023-02-22)
      Jan 2, 2023 · Advisor changed firm · fact
    • Innovest Portfolio Solutions Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
      Jun 4, 2020 · Succession (Item 4) · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    303-694-1900reportedpublished by the firm, firm site, Sep 17, 2026
    Business phone
    303-694-4707reportedpublished by the firm, firm site, Sep 17, 2026
    Firm profile
    LINKEDIN.COM/COMPANY/INNOVEST-PORTFOLIO-SOLUTIONSreportedpublic record, Form ADV, Sep 17, 2026
    Website
    INNOVESTINC.COMreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    303-694-1900reportedpublic record, Form ADV, Apr 1, 2026
    Team page
    innovestinc.com/teamreportedpublished by the firm, firm site, Sep 17, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    No RAUM reportedderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026