DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• A••••••
Legal name S••••• A••••••• L••
Latest filing Jun 6, 2024
First filing on the tape Jun 6, 2024 · 2 filings
SEC status 120-day approval since Jul 3, 2024
RAUM
$75,208
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$37,604
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$75,208 gross assets
History
2 filings and snapshots on the tape
RAUM$75,208 as of Jun 6, 2024
Jun 6, 2024$75,208 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Jun 6, 2024
Jun 6, 20241 then
Employees (5.A)2 as of Jun 6, 2024
Jun 6, 20242 then
Private funds2 as of Jun 6, 2024
Jun 6, 20242 then
Practice profile
derived from the filing of Jun 6, 2024; every figure names its basis
- RAUM per advisor
- $37,604derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $37,604derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, pension consulting, otherreportedItem 5.G
- Custody
- $75,208, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$75,208100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $75,208 for 2 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• F••••• | Boulder, Co | Jul 10, 2024 | 17 y | 0 |
| H•••• H••••••••• | Boulder, Co | Jun 9, 2026 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••• I••••••••• F••• 2• L••• | Hedge Fund | $63,000 | 5 | Jun 6, 2024 |
| S••••• I••••••••• F••• 1• L••• | Hedge Fund | $12,208 | 1 | Apr 12, 2022 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• A••••••• N•• · Chief Compliance Officercontrolsince 03/2022 · owns less than 5%
- F•••••• D•••• · Ceocontrolsince 03/2022 · owns less than 5%
- F•••••• D•••• · Ceocontrolsince 03/2022 · owns 25% to 50% of S••••• I••
Entity owners
- S••••• I•• · Parent Companydirect · owns 75% or more
Related persons
Schedule D 7.A
- D•••• F•••••pooled vehicle sponsory
- R••• A••••••• L••real estaten
- S••••• I••••••••• G• 1• L••pooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boulder, Co · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
1 dated events
- S••••• A•••••• filed its initial SEC registration (Form ADV)Jun 6, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/savvlyreportedpublic record, Form ADV, Sep 19, 2026
- Website
- savvly.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (888)-372-8859reportedpublic record, Form ADV, Jun 6, 2024
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $37,604derivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026