DFX Intelligence
Advisor moves
Arrivals at Ventura AdvisorsWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lisa Estelle Harwood | Wells Fargo Investments, LLC unclassified | Ventura Advisors state registered | Other | Jul 26, 2005 | Jan 1, 2012 (2350 d) |
| Jeffrey Alan Harwood | Abacus Portfolios unclassified | Ventura Advisors state registered | Other | Sep 1, 2004 | Aug 27, 2004 |
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