DFX Intelligence
Advisor moves
Arrivals at Broad Brook FinancialWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1 move
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Carlos Rodriguez | Voya Financial Advisors, Inc. other | Broad Brook Financial state registered | Other | Dec 31, 2014 | Jan 2, 2018 (1098 d) |
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