DFX Intelligence
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Team lift-out
2 advisors left U•• F•••••••• S••••••••• L•• for H• B•••• I•••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Clayton K Shum | San Jose, Ca | Dec 1, 2020 | Dec 1, 2020 |
| Eddy Han Tak Shum | San Jose, Ca | Dec 1, 2020 | Dec 1, 2020 |
The rule
- Registrations ended
- Dec 1, 2020
- Registered next
- Dec 1, 2020
- Branch state
- CA
- Cities
- 1, most in San Jose, Ca
- Registered there that day
- 142 (people still on IAPD; an estimate)
- Share of that headcount
- 1.4%
- Succession by the destination
- none on the tape