DFX Intelligence
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Team lift-out
2 advisors left M•• I•••••••• S•••••••• L•• for F••••••••• A•••••••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| James William Diehl | Walnut Creek, Ca | May 5, 2025 | May 14, 2025 |
| Timothy Thomas Walsh | Walnut Creek, Ca | May 8, 2025 | May 15, 2025 |
The rule
- Registrations ended
- May 5, 2025 to May 8, 2025
- Registered next
- May 14, 2025 to May 15, 2025
- Branch state
- CA
- Cities
- 1, most in Walnut Creek, Ca
- Registered there that day
- 4,559 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape