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Team lift-out

4 advisors left M•• I•••••••• S•••••••• L•• for R•••• W••••• G•••• L••

BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Darren Louis SpreeuwDenver, CoDec 6, 2019Dec 4, 2019
Derek Jeffrey ScarthDenver, CoDec 6, 2019Dec 4, 2019
Shawn Patrick WallaceDenver, CoDec 6, 2019Dec 4, 2019
Graham Christy GerlachDenver, CoDec 11, 2019Dec 18, 2019
The rule
Registrations ended
Dec 6, 2019 to Dec 11, 2019
Registered next
Dec 4, 2019 to Dec 18, 2019
Branch state
CO
Cities
1, most in Denver, Co
Registered there that day
3,438 (people still on IAPD; an estimate)
Share of that headcount
0.1%
Succession by the destination
none on the tape