DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from L••••• A•••••••• L•• to C•••••• A•••••••
Not a lift-out: both firms report Lincoln Investment Capital Holdings, Llc as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Aaron Michael Alonzo | Tucson, Az | Oct 4, 2019 | Oct 11, 2017 |
| Andre Ryan Solis | Tucson, Az | Oct 4, 2019 | Mar 10, 2020 |
The rule
- Registrations ended
- Oct 4, 2019
- Registered next
- Oct 11, 2017 to Mar 10, 2020
- Branch state
- AZ
- Cities
- 1, most in Tucson, Az
- Registered there that day
- 164 (people still on IAPD; an estimate)
- Share of that headcount
- 1.2%
- One enterprise because
- both firms report Lincoln Investment Capital Holdings, Llc as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape