DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Capital Analysts
Broker-dealer affiliated wealth managerFort Washington, PennsylvaniaCRD 162200SEC 801-74614websiteIAPD
Legal name Capital Analysts, LLC
Latest filing Jul 20, 2026
First filing on the tape Mar 14, 2012 · 64 filings
SEC status approved since Apr 17, 2012
RAUM
$8.8B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
96%
$8.4B individuals and HNW
Advisors
623
registered through the firm on IAPD
RAUM per advisor
$14.1M
derived; firm RAUM over IAPD count
Employees
679
667 advisory (5.B.1)
Offices
254
beyond the principal office
Private funds
0
reported on Schedule D
History
64 filings and snapshots on the tape
RAUM$8.8B as of Jul 20, 2026
Apr 1, 2013$2.8B then
HNW client RAUM$4.6B as of Jul 20, 2026
Mar 29, 2018$2.2B then
State-registered IARs (5.B.3)663 as of Jul 20, 2026
Apr 1, 2013220 then
Employees (5.A)679 as of Jul 20, 2026
Apr 1, 2013220 then
Private funds: no history
RAUM +0.6% over the last fiscal year+12% a year over threeIARs 720 to 663offices 269 to 254
Practice profile
derived from the filing of Jul 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $14.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 25derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $374,425derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 2.4derived255 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- -7.9%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -10%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $2.6BreportedItem 5.I
- Custody
- $8.7B, 15,761 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$4.6B53%
- Individuals$3.8B44%
- Corporations and businesses$208M2.4%
- Pension and profit-sharing plans$100M1.1%
- Charitable organizations$29.5M0.3%
- Individual clients
- 12,569reported
- HNW clients
- 3,042reported
- Pension plan clients
- 87reported
- Charitable clients
- 23reported
- Accounts
- 23,420reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $280M sponsored, $0 managedreported
- Custody of client assets
- $8.7B for 15,761 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=660.0derived
Advisors registered through the firm
614 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ross Alexander Mclaurin | Houston, Tx | Oct 29, 1987 | 41 y | 0 |
| Lawrence Allen Hendershot | Canton, Ga | Mar 28, 1991 | 51 y | 0 |
| David Richard Cuba | Fort Washington, Pa | Jan 1, 2000 | 34 y | 0 |
| Rex G Swartz | Kansas City, Mo | Jan 1, 2000 | 33 y | 0 |
| Patrick Joseph BerginCertified Financial Planner | Fort Washington, Pa | Jul 26, 2002 | 36 y | 0 |
| Virginia Tanner HarriettCertified Financial Planner | Marlton, Nj | Jul 29, 2002 | 43 y | 0 |
| John Michael NataleChartered Financial Consultant | Fort Washington, Pa | Jul 29, 2002 | 42 y | 0 |
| Harold Jeffrey Hill | Marlton, Nj | Jul 29, 2002 | 47 y | 0 |
| Richard James Gaglianese | Jenkintown, Pa | Jul 29, 2002 | 37 y | 0 |
| Alberto Eduardo GaglianeseCertified Financial Planner | Marlton, Nj | Jul 29, 2002 | 40 y | 0 |
| Michael Salvatore Enos | Oaklyn, Nj | Jul 29, 2002 | 34 y | 0 |
| Daniel Ernest HernandezCertified Financial Planner | Marlton, Nj | Jul 29, 2002 | 39 y | 0 |
| Thomas Joseph Price | Marlton, Nj | Jul 30, 2002 | 39 y | 0 |
| Jonathan Hare WiltCertified Financial Planner | Marlton, Nj | Aug 1, 2002 | 41 y | 0 |
| Kathryn Collie DiduchCertified Financial Planner | Fort Washington, Pa | Sep 3, 2002 | 40 y | 0 |
| Pamela Jackson MiddletonChartered Financial Consultant | Atlanta, Ga | Mar 27, 2003 | 39 y | 1 |
| Brad Montgomery Joseph | Dunwoody, Ga | Apr 2, 2003 | 31 y | 0 |
| Mitchell Thomas Melan | Fort Washington, Pa | Apr 2, 2003 | 32 y | 0 |
| Perry Gordon Williams | Dunwoody, Ga | Apr 2, 2003 | 28 y | 0 |
| Derrick Ryan Friedman | Dunwoody, Ga | Apr 14, 2003 | 31 y | 0 |
| Rian A Steinbiss | Marlton, Nj | Mar 1, 2004 | 24 y | 0 |
| Michael Jerome Howard | Hartford, Ct | May 7, 2004 | 51 y | 1 |
| Allen Thomas LayaChartered Financial Consultant | Lombard, Il | Feb 1, 2005 | 38 y | 1 |
| Stewart Allen JacobsonCertified Financial Planner | Sugar Land, Tx | Feb 18, 2005 | 38 y | 0 |
| Mark Andrew CountrymanCertified Financial Planner | Sugarland, Tx | May 13, 2005 | 27 y | 0 |
| Jeffery Craig FarrisCertified Financial Planner | Sugar Land, Tx | Jun 17, 2005 | 29 y | 0 |
| Gregory Elliot Mikolajczak | Marlton, Nj | Jul 29, 2005 | 27 y | 0 |
| Robert Anthony Moore | Stone Mountain, Ga | Sep 6, 2005 | 27 y | 0 |
| Shane Michael Robinson | Fort Washington, Pa | Sep 27, 2005 | 21 y | 1 |
| Elliott Harris | Lutz, Fl | Sep 27, 2005 | 28 y | 2 |
| Jay Edward Badeaux | Lutz, Fl | Sep 27, 2005 | 27 y | 3 |
| Charles Joseph LewandowskiCertified Financial Planner | Peachtree City, Ga | Oct 4, 2005 | 23 y | 1 |
| Bret Douglas SmithCertified Financial Planner, Chartered Financial Consultant | Greenville, Nc | Oct 4, 2005 | 44 y | 1 |
| Christian Lee Isaly | Lutz, Fl | Dec 6, 2005 | 31 y | 0 |
| Daniel Allen Laya | Lombard, Il | Mar 2, 2006 | 28 y | 0 |
| Justin Chris Muro | Lombard, Il | Mar 3, 2006 | 32 y | 0 |
| James Paul Noe | Lombard, Il | Mar 7, 2006 | 35 y | 0 |
| Damian John Caruso | Plano, Tx | Jun 19, 2006 | 24 y | 0 |
| Cynthia Lyn Perini | Canton, Ga | Jun 23, 2006 | 32 y | 1 |
| Jana K. Albus | Sugarland, Tx | Nov 17, 2006 | 20 y | 0 |
Advisor movement
47 left, 0 joined in 12 months
net -47 in 12 months10 left in 90 days0 joined in 90 daysdeparture rate 7.5% of current headcount133 left over 36 months
Left, latest
- Patrick Joseph Reilley to LPL Financial LLCAug 27, 2026 · Affiliated broker-dealer or bank to another
- Ryan David Cass to Beacon Financial Advisory LLCAug 27, 2026 · Affiliated broker-dealer or bank to independent RIA
- Douglas Richard Evernham to LPL Financial LLCAug 21, 2026 · Affiliated broker-dealer or bank to another
- Stephanie Louise Shaw to LPL Financial LLCAug 21, 2026 · Affiliated broker-dealer or bank to another
- Robert William Shaw to LPL Financial LLCAug 21, 2026 · Affiliated broker-dealer or bank to another
- Jake R Digregorio to LPL Financial LLCJul 24, 2026 · Affiliated broker-dealer or bank to another
- Mark John Dunn to Lincoln InvestmentJul 24, 2026 · Affiliated broker-dealer or bank to independent RIA
- Dylan Ray Ramos to LPL Financial LLCJul 24, 2026 · Affiliated broker-dealer or bank to another
- Noah Douglas to LPL Financial LLCJul 14, 2026 · Affiliated broker-dealer or bank to another
- Kevin Meredith Hemphill to Vanguard Advisers, Inc.Jul 1, 2026 · Affiliated broker-dealer or bank to another
- Periklis Kotsiopoulos to LPL Financial LLCMay 28, 2026 · Affiliated broker-dealer or bank to another
- Emily Moore to Lincoln InvestmentMay 28, 2026 · Affiliated broker-dealer or bank to independent RIA
- Julia Anne Soranno to Janney Montgomery Scott LLCMay 20, 2026 · Affiliated broker-dealer or bank to another
- Robert J Hetherington to Cetera Investment Advisers LLCApr 22, 2026 · Affiliated broker-dealer or bank to another
- Lea Anne Smith Creekmore to LPL Financial LLCMar 20, 2026 · Affiliated broker-dealer or bank to another
Joined, latest
- Eric Anthony Giosa from Transamerica Financial Advisors, LLCJan 1, 2025 · Other
- Tyler Kretschmar from Lincoln InvestmentOct 4, 2024 · RIA to affiliated broker-dealer or bank
- Joseph Valdes from Valic Financial Advisors, Inc.Sep 20, 2024 · Affiliated broker-dealer or bank to another
- Angela Casasanto from LPL Financial LLCSep 16, 2024 · Affiliated broker-dealer or bank to another
- Jacquelyn Cook from Lincoln InvestmentSep 14, 2024 · RIA to affiliated broker-dealer or bank
- Keith Jeffrey Maeder from Esi Financial AdvisorsAug 1, 2024 · RIA to affiliated broker-dealer or bank
- Marlene Ann Burns from Lincoln InvestmentJul 31, 2024 · RIA to affiliated broker-dealer or bank
- L Ray Burns from Lincoln InvestmentJul 26, 2024 · RIA to affiliated broker-dealer or bank
- Brian Douglas Alchermes from Planmember Securities CorporationJul 18, 2024 · RIA to affiliated broker-dealer or bank
- Pablo J Oliva from Northsight Wealth ManagementJul 3, 2024 · Other
- Eric Franklin Caplinger from Lincoln InvestmentJun 4, 2024 · RIA to affiliated broker-dealer or bank
- Keith Anthony Fredrickson from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 3, 2024 · Wirehouse to affiliated broker-dealer or bank
- Benjamin Weinberger from Cetera Investment Advisers LLCMay 29, 2024 · Affiliated broker-dealer or bank to another
- James Patrick Eismon from Valic Financial Advisors, Inc.May 17, 2024 · Affiliated broker-dealer or bank to another
- Frank Anthony Preziuso from Valic Financial Advisors, Inc.May 1, 2024 · Affiliated broker-dealer or bank to another
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for LPL Financial LLCAug 21, 2026 · Indianapolis, In
- 3 left for LPL Financial LLCJul 24, 2026 · Las Vegas, Nv
- 3 left for Integrity Alliance, LLCFeb 24, 2026 · Dover, Nh
- 2 left for Lincoln InvestmentFeb 10, 2026 · Dover, Nh
- 4 left for Newedge AdvisorsJan 27, 2026 · Lutcher, La
- 2 left for Lincoln InvestmentJan 16, 2026 · Omaha, Ne
- 2 left for Lincoln InvestmentJan 8, 2026 · Pembroke, Ma
- 3 left for LPL Financial LLCJan 6, 2026 · Arcadia, Oh
- 3 joined from Lincoln InvestmentAug 21, 2026 · Palm Beach Gardens, Fl
- 2 joined from Lincoln InvestmentJul 24, 2026 · Las Vegas, Nv
- 2 joined from Lincoln InvestmentMay 20, 2026 · Fort Washington, Pa
- 2 joined from Lincoln InvestmentFeb 24, 2026 · Dover, Nh
- 3 joined from Lincoln InvestmentFeb 13, 2026 · Fort Washington, Pa
- 4 joined from Lincoln InvestmentJan 27, 2026 · Fort Washington, Pa
- 2 joined from Lincoln InvestmentJan 6, 2026 · Arcadia, Oh
- 2 joined from Lincoln InvestmentSep 8, 2025 · Wesley Chapel, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Samuel Edward Forst · Elected Managercontrolsince 01/2017 · owns less than 5%
- Mark Michael Kollar · Executive Vice President And Chief Information Officercontrolsince 04/2022 · owns less than 5%
- Kinslow Kathleen Leckey · Executive Vice President And Chief Operating Officercontrolsince 10/2022 · owns less than 5%
- Ann Maureen Mattson · Executive Vice President And Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
- Mulherrin Diane Mccarthy · Elected Manager, Executive Vice President And Chief Financial Officer (Treasurer)controlsince 07/2022 · owns less than 5%
- Joseph Kevin O'Leary · President And Chief Executive Officercontrolsince 10/2022 · owns less than 5%
- Charles Anthony Bueti · Senior Vice President, Operations & Servicesince 03/2023 · owns less than 5%
- Dougherty Karen Bura · Vice President, Controllersince 03/2023 · owns less than 5%
- Thomas Stephen Mayhew · Senior Vice President And Chief Investment Officersince 07/2022 · owns less than 5%
- Mary Susan Oberlies · Senior Vice President, Corporate Counsel And Secretarysince 07/2022 · owns less than 5%
Entity owners
- Lincoln Investment Capital Holdings, LLC · Member, Direct Ownerdirect · owns 75% or more
- Lincoln Investment Group Holdings, Inc. · Memberindirect · owns 50% to 75% of Lincoln Investment Capital Holdings, LLC
Related persons
Schedule D 7.A
- Beacon Financial Advisory LLCinvestment advisernRAUM $901M
- Capital Advisors, Ltd., LLCinvestment advisernRAUM $1.4B
- K2 Financial Inc.investment advisernRAUM $192M
- Legacy Solutions, LLCinvestment advisernRAUM $244M
- Lincoln Investmentbroker-dealerinvestment adviserreal estatenRAUM $22B
- Shore Morgan Young Wealth Strategiesinvestment advisernRAUM $615M
- Shepherd Financial Investment Advisory LLCinvestment advisernRAUM $6.2B
- Strategic Asset Management Group Advisorsinvestment advisernRAUM $416M
- William Roane Skeeters, Inc.investment advisernRAUM $28.7M
Advisers that list Capital Analysts as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Marlton, Nj | 30 | 0 | 1 | ||
| Braintree, Ma | 25 | 1 | 0 | ||
| Getzville, Ny | 20 | 0 | 1 | ||
| Lombard, Il | 19 | 0 | 0 | ||
| Tallahassee, Fl | 18 | 0 | 0 | ||
| Jenkintown, Pa | 16 | 0 | 1 | ||
| Fort Washington, Pa · principal | 12 | 1 | 2 | ||
| Rochester, Ny | 12 | 0 | 0 | ||
| Lutz, Fl | 10 | 0 | 0 | ||
| Worcester, Ma | 9 | 0 | 0 | ||
| Royal Oak, Mi | 9 | 0 | 0 | ||
| Southfield, Mi | 9 | 0 | 0 | ||
| Horsham, Pa | 9 | 0 | 1 | ||
| Renton, Wa | 8 | 0 | 1 | ||
| Independence, Oh | 8 | 0 | 0 | ||
| Carmel, In | 8 | 0 | 0 | ||
| Cleveland, Oh | 8 | 0 | 1 | ||
| Bethlehem, Pa | 7 | 0 | 1 | ||
| Bohemia, Ny | 7 | 0 | 0 | ||
| Greenville, Nc | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Horsham, PA76 employees
- Marlton, NJ58 employees
- Lutz, FL54 employees
- Amherst, NY45 employees
- Woodland Hills, CA45 employees
- Union, KY45 employees
- Lombard, IL29 employees
- Braintree, MA28 employees
- Waltham, MA28 employees
- Tallahassee, FL25 employees
- Farmington Hills, MI24 employees
- Rochester, NY21 employees
- Sewickley, PA21 employees
- Carmel, IN18 employees
- Independence, OH16 employees
- Bethlehem, PA16 employees
- Renton, WA15 employees
- Syracuse, NY13 employees
- Bohemia, NY13 employees
- Royal Oak, MI13 employees
- Land O Lakes, FL13 employees
- Phoenix, AZ12 employees
- Albemarle, NC12 employees
- Cleveland, OH12 employees
- Shaker Heights, OH11 employees
What changed
consecutive filings, newest first
- Accounts · 26,578 to 23,420Sep 9, 2025 to Mar 31, 2026
- Advisory employees · 725 to 667Sep 9, 2025 to Mar 31, 2026
- BD registered reps · 715 to 660Sep 9, 2025 to Mar 31, 2026
- Charity clients · 26 to 23Sep 9, 2025 to Mar 31, 2026
- Corporate clients · 144 to 119Sep 9, 2025 to Mar 31, 2026
- HNW clients · 3,095 to 3,042Sep 9, 2025 to Mar 31, 2026
- Individual clients · 14,327 to 12,569Sep 9, 2025 to Mar 31, 2026
- Pension plan clients · 106 to 87Sep 9, 2025 to Mar 31, 2026
- Assets in custody · $8.7B to $8.7BSep 9, 2025 to Mar 31, 2026
- Employees · 739 to 679Sep 9, 2025 to Mar 31, 2026
- Insurance-licensed employees · 702 to 646Sep 9, 2025 to Mar 31, 2026
- State-registered IARs · 720 to 663Sep 9, 2025 to Mar 31, 2026
- Other offices · 269 to 254Sep 9, 2025 to Mar 31, 2026
- Discretionary RAUM · $8.5B to $8.6BSep 9, 2025 to Mar 31, 2026
- HNW RAUM · $4.3B to $4.6BSep 9, 2025 to Mar 31, 2026
- Individual RAUM · $4.1B to $3.8BSep 9, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $208M to $212MSep 9, 2025 to Mar 31, 2026
- Pension RAUM · $116M to $100MSep 9, 2025 to Mar 31, 2026
- RAUM · $8.7B to $8.8BSep 9, 2025 to Mar 31, 2026
- Wrap assets (sponsor) · $6.2B to $280MSep 9, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Aug 13, 2025 to Sep 9, 2025
- Accounts · 22,363 to 26,578Nov 25, 2024 to Mar 31, 2025
- Advisory employees · 704 to 725Nov 25, 2024 to Mar 31, 2025
- BD registered reps · 694 to 715Nov 25, 2024 to Mar 31, 2025
- Charity clients · 28 to 26Nov 25, 2024 to Mar 31, 2025
- Corporate clients · 133 to 144Nov 25, 2024 to Mar 31, 2025
- HNW clients · 2,605 to 3,095Nov 25, 2024 to Mar 31, 2025
- Individual clients · 12,187 to 14,327Nov 25, 2024 to Mar 31, 2025
- Pension plan clients · 100 to 106Nov 25, 2024 to Mar 31, 2025
- Assets in custody · $7.1B to $8.7BNov 25, 2024 to Mar 31, 2025
- Employees · 705 to 739Nov 25, 2024 to Mar 31, 2025
- Insurance-licensed employees · 673 to 702Nov 25, 2024 to Mar 31, 2025
- State-registered IARs · 698 to 720Nov 25, 2024 to Mar 31, 2025
- Other offices · 277 to 269Nov 25, 2024 to Mar 31, 2025
- Discretionary RAUM · $6.9B to $8.5BNov 25, 2024 to Mar 31, 2025
- HNW RAUM · $3.4B to $4.3BNov 25, 2024 to Mar 31, 2025
- Individual RAUM · $3.4B to $4.1BNov 25, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $198M to $208MNov 25, 2024 to Mar 31, 2025
- Pension RAUM · $97.1M to $116MNov 25, 2024 to Mar 31, 2025
- RAUM · $7.1B to $8.7BNov 25, 2024 to Mar 31, 2025
Signals
60 dated events
- Ryan Joseph Herits no longer holds an investment adviser registration (last listed at Capital Analysts on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- Patrick Joseph Reilley left Capital Analysts for Lpl Financial Llc (registered 2026-08-25)Aug 27, 2026 · Advisor changed firm · fact
- Ryan David Cass left Capital Analysts for Beacon Financial Advisory Llc (registered 2023-09-18)Aug 27, 2026 · Advisor changed firm · fact
- Stephanie Louise Shaw left Capital Analysts for Lpl Financial Llc (registered 2026-08-20)Aug 21, 2026 · Advisor changed firm · fact
- Douglas Richard Evernham left Capital Analysts for Lpl Financial Llc (registered 2026-08-20)Aug 21, 2026 · Advisor changed firm · fact
- Robert William Shaw left Capital Analysts for Lpl Financial Llc (registered 2026-08-20)Aug 21, 2026 · Advisor changed firm · fact
- 3 advisors left Capital Analysts (Indianapolis, IN) for LPL Financial LLC on the same dayAug 21, 2026 · Team lift-out · derived
- 3 advisors left Lincoln Investment (Palm Beach Gardens, FL) for Capital Analysts on the same dayAug 21, 2026 · Team lift-out · derived
- Mark John Dunn left Capital Analysts for Lincoln Investment (registered 2023-11-02)Jul 24, 2026 · Advisor changed firm · fact
- Jake R Digregorio left Capital Analysts for Lpl Financial Llc (registered 2026-07-27)Jul 24, 2026 · Advisor changed firm · fact
- Dylan Ray Ramos left Capital Analysts for Lpl Financial Llc (registered 2026-07-27)Jul 24, 2026 · Advisor changed firm · fact
- 2 advisors left Capital Analysts (Las Vegas, NV) for LPL Financial LLC on the same dayJul 24, 2026 · Team lift-out · derived
- 2 advisors left Lincoln Investment (Las Vegas, NV) for Capital Analysts on the same dayJul 24, 2026 · Team lift-out · derived
- Noah Douglas left Capital Analysts for Lpl Financial Llc (registered 2026-07-24)Jul 14, 2026 · Advisor changed firm · fact
- Kevin Meredith Hemphill left Capital Analysts for Vanguard Advisers, Inc. (registered 2026-08-05)Jul 1, 2026 · Advisor changed firm · fact
- Periklis Kotsiopoulos left Capital Analysts for Lpl Financial Llc (registered 2026-05-22)May 28, 2026 · Advisor changed firm · fact
- Emily Moore left Capital Analysts for Lincoln Investment (registered 2022-12-14)May 28, 2026 · Advisor changed firm · fact
- Julia Anne Soranno left Capital Analysts for Janney Montgomery Scott Llc (registered 2026-05-28)May 20, 2026 · Advisor changed firm · fact
- 2 advisors left Lincoln Investment (Fort Washington, PA) for Capital Analysts within 8 daysMay 20, 2026 · Team lift-out · derived
- Robert J Hetherington left Capital Analysts for Cetera Investment Advisers Llc (registered 2026-04-20)Apr 22, 2026 · Advisor changed firm · fact
- Capital Analysts reported 254 offices beyond its principal office, down from 269 (2025-09-09 to 2026-03-31)Mar 31, 2026 · Office count change · derived
- Lea Anne Smith Creekmore left Capital Analysts for Lpl Financial Llc (registered 2026-04-14)Mar 20, 2026 · Advisor changed firm · fact
- Daniel John Hinchey left Capital Analysts for Lincoln Investment (registered 2022-09-07)Mar 10, 2026 · Advisor changed firm · fact
- Wesley Edward Labelle left Capital Analysts for Integrity Alliance, Llc (registered 2026-02-23)Feb 26, 2026 · Advisor changed firm · fact
- Richard William Wasson left Capital Analysts for Lincoln Investment (registered 2022-11-07)Feb 24, 2026 · Advisor changed firm · fact
- Shawn Grant left Capital Analysts for Pnc Wealth Management (registered 2026-02-26)Feb 24, 2026 · Advisor changed firm · fact
- Joshua Mark Knights left Capital Analysts for Lincoln Investment (registered 2022-10-05)Feb 24, 2026 · Advisor changed firm · fact
- Thomas Orcutt left Capital Analysts for Lincoln Investment (registered 2024-08-28)Feb 24, 2026 · Advisor changed firm · fact
- Tyler Kretschmar left Capital Analysts for Integrity Alliance, Llc (registered 2026-02-23)Feb 24, 2026 · Advisor changed firm · fact
- Mandie Josephine Peters left Capital Analysts for Integrity Alliance, Llc (registered 2026-02-23)Feb 24, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- CAPITALANALYSTS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 800-242-1421reportedpublic record, Form ADV, Jul 20, 2026
- Contact form
- capitalanalysts.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $14.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026