DFX Intelligence
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Firm absorbed
5 advisors left V•••••• F•••••••• S••••••• L•• for M••••• G••••• A••••••• I•••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Douglas James Watts | Ann Arbor, Mi | Feb 23, 2023 | Dec 19, 2022 |
| Jack William Mccloskey | Ann Arbor, Mi | Feb 23, 2023 | Dec 14, 2022 |
| Michael Stros | Ann Arbor, Mi | Feb 23, 2023 | Dec 15, 2022 |
| Tammy Marie Wakevainen | Ann Arbor, Mi | Feb 23, 2023 | Dec 19, 2022 |
| Deborah Ann Krone | Ann Arbor, Mi | Mar 1, 2023 | Dec 14, 2022 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Feb 23, 2023 to Mar 1, 2023
- Registered next
- Dec 14, 2022 to Dec 19, 2022
- Branch state
- MI
- Cities
- 1, most in Ann Arbor, Mi
- Registered there that day
- 6 (people still on IAPD; an estimate)
- Share of that headcount
- 83%
- Succession by the destination
- none on the tape