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Team lift-out

2 advisors left W•••••• W••••• M••••••••• I••• for S•••••••• A•••••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Frank Joseph EspositoMiami, FlMar 15, 2022Feb 15, 2022
Niki Fowler WoodworthMiami, FlMar 15, 2022Feb 15, 2022
The rule
Registrations ended
Mar 15, 2022
Registered next
Feb 15, 2022
Branch state
FL
Cities
1, most in Miami, Fl
Registered there that day
9 (people still on IAPD; an estimate)
Share of that headcount
22%
Succession by the destination
none on the tape