DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sanctuary Advisors, LLC
Latest filing Sep 14, 2026
First filing on the tape May 28, 2015 · 235 filings
SEC status approved since Jul 10, 2015
RAUM
$35B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
88%
$31B individuals and HNW
Advisors
403
registered through the firm on IAPD
RAUM per advisor
$86.5M
derived; firm RAUM over IAPD count
Employees
770
396 advisory (5.B.1)
Offices
83
beyond the principal office
Private funds
0
reported on Schedule D
History
235 filings and snapshots on the tape
RAUM$35B as of Aug 19, 2026
Feb 5, 2016$417M then
HNW client RAUM$23B as of Aug 19, 2026
Mar 30, 2018$1.4B then
State-registered IARs (5.B.3)396 as of Aug 19, 2026
Feb 5, 201653 then
Employees (5.A)770 as of Aug 19, 2026
Feb 5, 2016107 then
Private funds3 as of Mar 31, 2020
Feb 5, 20162 then
RAUM +26% over the last fiscal year+29% a year over threeIARs 332 to 396
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $86.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.2MderivedHNW RAUM over HNW clients
- Average account
- $557,028derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 7.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 4.8derived84 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +16%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- $21BreportedItem 5.I
- Custody
- $13B, 15,415 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- controlled by a public reporting company (10.A)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$23B66%
- Individuals$7.9B23%
- Pension and profit-sharing plans$2.2B6.3%
- Corporations and businesses$1.6B4.5%
- Charitable organizations$334M1.0%
- Individual clients
- 14,600reported
- HNW clients
- 4,425reported
- Pension plan clients
- 85reported
- Charitable clients
- 65reported
- Accounts
- 62,617reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $20B sponsored, $1.1B managedreported
- Custody of client assets
- $13B for 15,415 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.88 fund_share=0.0 institutional_share=0.07 related_bd=true related_bank=false bd_reps=436.0derived
Advisors registered through the firm
401 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kathrine Jean CalahanCertified Financial Planner | Skokie, Il | Aug 11, 2015 | 16 y | 0 |
| Marcia Abby ArnheimCertified Financial Planner | Chicago, Il | Aug 11, 2015 | 36 y | 1 |
| Fabian Knopfler | Indianapolis, In | Aug 11, 2015 | 14 y | 0 |
| David L Zinck | Skokie, Il | Aug 11, 2015 | 26 y | 0 |
| Jon M Teusch | Indianapolis, In | Aug 11, 2015 | 26 y | 0 |
| Geoffrey Michael Tomes | Chicago, Il | Aug 11, 2015 | 26 y | 0 |
| Roger Craig SmithbergCertified Financial Planner | Chicago, Il | Aug 11, 2015 | 36 y | 0 |
| Linda Marie Conti | Chicago, Il | Aug 11, 2015 | 30 y | 2 |
| Luigi Edward Mancusi | Northbrook, Il | Nov 5, 2015 | 34 y | 4 |
| Lauren Greene Holwell | Northbrooke, Il | Nov 6, 2015 | 18 y | 2 |
| Scott A. Schmidt | Chicago, Il | Jun 10, 2016 | 14 y | 2 |
| John Christopher Cooke | Indianapolis, In | Nov 10, 2016 | 35 y | 2 |
| Brian Forrest Cooke | Indianapolis, In | Nov 18, 2016 | 34 y | 2 |
| Kevin Lee Mccurdy | Indianapolis, In | Nov 18, 2016 | 24 y | 3 |
| Lisa Kay Grimes | Miami, Fl | Nov 18, 2016 | 35 y | 2 |
| Tammy Kay Williams | Indianapolis, In | Jun 13, 2017 | 10 y | 0 |
| Michael H Longley | Indianapolis, In | Sep 25, 2017 | 17 y | 3 |
| Mark Edward ZahorikChartered Financial Analyst | Chicago, Il | Dec 8, 2017 | 42 y | 1 |
| Michael Reed Myers | Indianapolis, In | Sep 14, 2018 | 28 y | 2 |
| Martin Wayne Rice | Indianapolis, In | Sep 28, 2018 | 28 y | 1 |
| Beau Mccoy BarrettCertified Financial Planner | Indianapolis, In | Sep 28, 2018 | 28 y | 1 |
| James J Otley | Miami, Fl | Apr 12, 2019 | 24 y | 2 |
| Michele Rene Stiff | Indianapolis, In | Apr 12, 2019 | 30 y | 2 |
| Christopher Robert Hutchens | Indianapolis, In | Apr 29, 2019 | 19 y | 2 |
| Wyatt J England | Miami, Fl | Apr 30, 2019 | 13 y | 2 |
| Terrance Charles MurrayCertified Financial Planner | Walnut Creek, Ca | Jun 7, 2019 | 25 y | 1 |
| Brian Paul WestcoatCertified Financial Planner | Walnut Creek, Ca | Jun 7, 2019 | 27 y | 2 |
| Elizabeth E Evans | Carmel, In | Jun 14, 2019 | 14 y | 1 |
| Brooke Taylor Weaver | Miami, Fl | Jun 17, 2019 | 26 y | 2 |
| Jonathan M Trusty | Miami, Fl | Jun 21, 2019 | 15 y | 1 |
| Joseph Benjamin Fish | Raleigh, Nc | Jun 21, 2019 | 11 y | 1 |
| Ann W. Hollis-Young | Brentwood, Tn | Jun 21, 2019 | 19 y | 1 |
| Philip Austin Benavides | Miami, Fl | Jun 21, 2019 | 13 y | 1 |
| Clay Hardin Jackson | Raleigh, Nc | Jun 21, 2019 | 26 y | 1 |
| John Patrick PolingCertified Financial Planner | Miami, Fl | Jun 21, 2019 | 19 y | 2 |
| Christopher Maynard HillCertified Financial Planner | Raleigh, Nc | Jun 21, 2019 | 28 y | 1 |
| Victoria Greene | College Station, Tx | Jun 28, 2019 | 18 y | 1 |
| George B Georgiades | College Station, Tx | Jun 28, 2019 | 39 y | 1 |
| Vincent Joseph Fertitta | Miami, Fl | Jul 1, 2019 | 34 y | 1 |
| Michelle Lynn Laycock | Miami, Fl | Jul 18, 2019 | 27 y | 1 |
Advisor movement
23 left, 43 joined in 12 months
net +20 in 12 months4 left in 90 days6 joined in 90 daysdeparture rate 5.7% of current headcount61 left over 36 months
Left, latest
- John Giannattasio to Creative PlanningSep 9, 2026 · Affiliated broker-dealer or bank to independent RIA
- Lauren Gadkowski Lindsay to SavvyAug 5, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jason Douglas Greenfield to MML Investors Services, LLCJul 22, 2026 · Affiliated broker-dealer or bank to another
- Arthur Allen Buckley to SavvyJul 13, 2026 · Affiliated broker-dealer or bank to independent RIA
- Maeling Melody Bruns to Strategic Advisers LLCJun 16, 2026 · Affiliated broker-dealer or bank to another
- John P Durham to Valen Private Capital, LLC.Jun 5, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- Benjamin Durham to Valen Private Capital, LLC.Jun 5, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- Teigyoku Springer to Modera Wealth Management, LLCApr 29, 2026 · Affiliated broker-dealer or bank to independent RIA
- Nichole Carr to Symphony Financial, Ltd. Co.Apr 23, 2026 · Affiliated broker-dealer or bank to independent RIA
- Christopher William Shaw to UBS Financial Services Inc.Apr 21, 2026 · Affiliated broker-dealer or bank to wirehouse
- Kevin Henke to J.P. Morgan Securities LLCApr 20, 2026 · Affiliated broker-dealer or bank to wirehouse
- Samuel Kim to EntrewealthMar 30, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jama R Grotelueschen to Tenet Wealth Partners, LLCMar 10, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- Kyle Brendan Wetters to Tenet Wealth Partners, LLCFeb 10, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- Amy J. Clark to Strategic Advisers LLCFeb 10, 2026 · Affiliated broker-dealer or bank to another
Joined, latest
- Angela Kay Wascom Gantt from Blackrock Financial Management, IncSep 8, 2026 · Other
- Erin Danielle Bluske from Newedge AdvisorsAug 5, 2026 · Affiliated broker-dealer or bank to another
- Amy Renae Hlavacek from Fi3 Financial Advisors, LLCAug 3, 2026 · RIA to affiliated broker-dealer or bank
- Serena Mao from Morgan StanleyJul 30, 2026 · Wirehouse to affiliated broker-dealer or bank
- Mark Alan Elko from Pruco Securities, LLCJul 9, 2026 · Affiliated broker-dealer or bank to another
- Austin Whitton from Forvis Mazars Wealth Advisors, LLCJul 7, 2026 · RIA to affiliated broker-dealer or bank
- Randi Speedling from Morgan StanleyJun 18, 2026 · Wirehouse to affiliated broker-dealer or bank
- Kyle Douglas Young from Morgan StanleyJun 18, 2026 · Wirehouse to affiliated broker-dealer or bank
- Abigail Alexandra Shek from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 12, 2026 · Wirehouse to affiliated broker-dealer or bank
- Brandon Theodore Asher from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 12, 2026 · Wirehouse to affiliated broker-dealer or bank
- Sharon Reynolds Stepenosky from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 12, 2026 · Wirehouse to affiliated broker-dealer or bank
- Gabriella Ressler from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 12, 2026 · Wirehouse to affiliated broker-dealer or bank
- Spencer M Miller from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 12, 2026 · Wirehouse to affiliated broker-dealer or bank
- Cynthia Montgomery Georghiou from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 12, 2026 · Wirehouse to affiliated broker-dealer or bank
- Paul G Larance from MML Investors Services, LLCJun 9, 2026 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Valen Private Capital, LLC.Jun 5, 2026 · Paoli, Pa
- 5 left for Marble Wealth, LLCOct 1, 2025 · Montgomery, Al
- 2 left for Insigneo Advisory Services, LLCJun 4, 2025 · Miami, Fl
- 9 left for Evolve Private Wealth, LLCApr 2, 2025 · Los Angeles, Ca
- 3 left for Evernest Financial AdvisorsDec 11, 2023 · Carmel, In
- 3 left for Fjell CapitalOct 2, 2023 · Fargo, Nd
- 2 left for B. Riley Wealth Advisors, Inc.Sep 17, 2020 · Chicago, Il
- 2 left for Raymond James Financial Services Advisors, IncApr 23, 2020 · Chicago, Il
- 3 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 15, 2026 · Westlake Village, Ca
- 2 joined from UBS Financial Services Inc.May 12, 2026 · Spokane, Wa
- 3 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 21, 2026 · Walnut Creek, Ca
- 2 joined from UBS Financial Services Inc.Sep 10, 2025 · Irvine, Ca
- 3 joined from Truist Advisory Services, Inc.Aug 5, 2025 · Fort Worth, Tx
- 2 joined from Edward JonesJul 2, 2025 · Elk City, Ok
- 8 joined from UBS Financial Services Inc.May 20, 2025 · Fort Myers, Fl
- 3 joined from UBS Financial Services Inc.May 20, 2025 · Sandusky, Oh
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Noyes Torchlite Investment Fund, LLCno longer reported | Venture Capital Fund | $475,000 | 10 | Mar 29, 2019 |
| Noyes Clear Software Investment Fund, LLCno longer reported | Venture Capital Fund | $382,000 | 8 | Nov 5, 2015 |
| Noyes Steadyserv Investment Fund LLCno longer reported | Venture Capital Fund | $0 | 26 | Nov 12, 2015 |
Owners and control persons
Schedule A and B, latest filing
- P Kevin Chase · Chief Compliance Officercontrolsince 04/2023 · owns less than 5%
- Joseph Kevin Miller · Chief Legal Officercontrolsince 11/2023 · owns less than 5%
- Alan Robert Walter · Presidentcontrolsince 10/2021 · owns less than 5%
- Kennedy David Chene · Elected Manager Of Sanctuary Wealth Group, LLCcontrolsince 06/2022 · owns F of Sanctuary Wealth Group LLC
- Matthew James Didden · Elected Manager Of Sanctuary Wealth Group, LLCcontrolsince 06/2022 · owns F of Sanctuary Wealth Group LLC
- Massimo Guiati · Elected Manager Of Sanctuary Wealth Group, LLCcontrolsince 06/2022 · owns F of Sanctuary Wealth Group LLC
- Jay Richard Lampen · Elected Independent Manager Of Sanctuary Wealth Group, LLCcontrolsince 07/2023 · owns F of Sanctuary Wealth Group LLC
- Scott Adam Malamed · Elected Manager Of Sanctuary Wealth Group, LLCcontrolsince 10/2022 · owns F of Sanctuary Wealth Group LLC
Entity owners
- Sanctuary Wealth Group LLC · Sole Memberdirect · owns 75% or more
- Az US Holdings Inc. · Member - Class A Unitsindirect · owns 50% to 75% of Sanctuary Wealth Group LLC
- Azimut Holdings S.P.A · Ownerindirect · owns 75% or more of Azimut Uk Holdings Ltd.
- Azimut Uk Holdings Ltd. · Ownerindirect · owns 75% or more of Az US Holdings Inc.
Related persons
Schedule D 7.A
- Az Apice Capital Management LLCinvestment advisernRAUM $376M
- Azimut Investment Advisors LLCinvestment advisernRAUM $1.0B
- Sanctuary Insurance Solutions LLCreal estaten
- David A. Noyes & Companybroker-dealernRAUM $501M
Advisers that list Sanctuary Advisors, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 140 | 1 | 1 | ||
| Indianapolis, In | 23 | 1 | 0 | ||
| San Antonio, Tx | 17 | 0 | 0 | ||
| Chicago, Il | 13 | 3 | 0 | ||
| Short Hills, Nj | 12 | 2 | 0 | ||
| Danville, Ca | 12 | 2 | 0 | ||
| Raleigh, Nc | 11 | 3 | 0 | ||
| Mcallen, Tx | 11 | 1 | 0 | ||
| Carmel, In | 10 | 2 | 2 | ||
| Fort Worth, Tx | 10 | 1 | 0 | ||
| Walnut Creek, Ca | 9 | 3 | 0 | ||
| Houston, Tx | 9 | 4 | 1 | ||
| Sandusky, Oh | 9 | 1 | 0 | ||
| Moorestown, Nj | 9 | 2 | 0 | ||
| Southbury, Ct | 9 | 1 | 0 | ||
| Brentwood, Tn | 8 | 0 | 0 | ||
| Fort Myers, Fl | 8 | 1 | 0 | ||
| The Woodlands, Tx | 8 | 1 | 0 | ||
| New York, Ny | 8 | 4 | 1 | ||
| Louisville, Ky | 8 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Carmel, IN9 employees
- Short Hills, NJ9 employees
- Indianapolis, IN9 employees
- Brentwood, TN9 employees
- The Woodlands, TX7 employees
- Aliso Viejo, CA7 employees
- Mcallen, TX7 employees
- Louisville, KY7 employees
- Lawrence, KS7 employees
- Danville, CA6 employees
- Los Angeles, CA6 employees
- Southbury, CT6 employees
- Montgomery, AL6 employees
- Ft. Worth, TX6 employees
- Chicago, IL6 employees
- Paramus, NJ5 employees
- Wilmington, NC5 employees
- Moorestown, NJ5 employees
- Bloomfield Hills, MI5 employees
- Diboll, TX4 employees
- Raleigh, NC4 employees
- Raleigh, NC4 employees
- North Haven, CT4 employees
- Plano, TX4 employees
- Trinity, FL4 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Sep 14, 2026LAMPEN, RICHARD, JAY (ELECTED INDEPENDENT MANAGER OF SANCTUARY WEALTH GROUP, LLC) left Schedule A between the filings of 2024-03-21 and 2026-09-14peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Sep 14, 2026DIDDEN, JAMES, MATTHEW (ELECTED MANAGER OF SANCTUARY WEALTH GROUP, LLC) left Schedule A between the filings of 2024-03-21 and 2026-09-14peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Sep 14, 2026MALAMED, ADAM, SCOTT (ELECTED MANAGER OF SANCTUARY WEALTH GROUP, LLC) left Schedule A between the filings of 2024-03-21 and 2026-09-14peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Sep 14, 2026CHENE, DAVID, KENNEDY (ELECTED MANAGER OF SANCTUARY WEALTH GROUP, LLC) left Schedule A between the filings of 2024-03-21 and 2026-09-14peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Sep 14, 2026Guiati, Massimo (ELECTED MANAGER OF SANCTUARY WEALTH GROUP, LLC) left Schedule A between the filings of 2024-03-21 and 2026-09-14peers: affiliated wealth managers, $20B and over (50)
What changed
consecutive filings, newest first
- Financial planning clients · 101-250 to 101-250Aug 19, 2026 to Sep 3, 2026
- Succession · false to unsetAug 19, 2026 to Sep 3, 2026
- Advisory employees · 390 to 396May 14, 2026 to Jun 18, 2026
- BD registered reps · 429 to 436May 14, 2026 to Jun 18, 2026
- Employees · 743 to 770May 14, 2026 to Jun 18, 2026
- State-registered IARs · 390 to 396May 14, 2026 to Jun 18, 2026
- Advisory employees · 386 to 390Apr 22, 2026 to May 14, 2026
- BD registered reps · 428 to 429Apr 22, 2026 to May 14, 2026
- Employees · 739 to 743Apr 22, 2026 to May 14, 2026
- State-registered IARs · 386 to 390Apr 22, 2026 to May 14, 2026
- Advisory employees · 380 to 386Mar 31, 2026 to Apr 22, 2026
- BD registered reps · 418 to 428Mar 31, 2026 to Apr 22, 2026
- Employees · 710 to 739Mar 31, 2026 to Apr 22, 2026
- State-registered IARs · 380 to 386Mar 31, 2026 to Apr 22, 2026
- Accounts · 55,540 to 62,617Feb 19, 2026 to Mar 31, 2026
- Charity clients · 66 to 65Feb 19, 2026 to Mar 31, 2026
- Corporate clients · 287 to 365Feb 19, 2026 to Mar 31, 2026
- HNW clients · 3,675 to 4,425Feb 19, 2026 to Mar 31, 2026
- Individual clients · 13,472 to 14,600Feb 19, 2026 to Mar 31, 2026
- Pension plan clients · 67 to 85Feb 19, 2026 to Mar 31, 2026
- Financial planning clients · 51-100 to 101-250Feb 19, 2026 to Mar 31, 2026
- Discretionary RAUM · $28B to $33BFeb 19, 2026 to Mar 31, 2026
- HNW RAUM · $18B to $23BFeb 19, 2026 to Mar 31, 2026
- Individual RAUM · $7.4B to $7.9BFeb 19, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $109M to $1.6BFeb 19, 2026 to Mar 31, 2026
- Pension RAUM · $421M to $2.2BFeb 19, 2026 to Mar 31, 2026
- RAUM · $28B to $35BFeb 19, 2026 to Mar 31, 2026
- Wrap assets (manager) · $794M to $1.1BFeb 19, 2026 to Mar 31, 2026
- Wrap assets (sponsor) · $17B to $20BFeb 19, 2026 to Mar 31, 2026
- Advisory employees · 370 to 380Nov 28, 2025 to Feb 19, 2026
- BD registered reps · 416 to 418Nov 28, 2025 to Feb 19, 2026
- Employees · 699 to 710Nov 28, 2025 to Feb 19, 2026
- State-registered IARs · 370 to 380Nov 28, 2025 to Feb 19, 2026
- Advisory employees · 366 to 370Aug 28, 2025 to Nov 28, 2025
- BD registered reps · 408 to 416Aug 28, 2025 to Nov 28, 2025
- Employees · 691 to 699Aug 28, 2025 to Nov 28, 2025
- State-registered IARs · 366 to 370Aug 28, 2025 to Nov 28, 2025
- Advisory employees · 351 to 366Jul 9, 2025 to Aug 28, 2025
- BD registered reps · 391 to 408Jul 9, 2025 to Aug 28, 2025
- Employees · 660 to 691Jul 9, 2025 to Aug 28, 2025
Signals
60 dated events
- John Giannattasio left Sanctuary Advisors, LLC for Creative Planning (registered 2026-09-15)Sep 9, 2026 · Advisor changed firm · fact
- Lauren Gadkowski Lindsay left Sanctuary Advisors, Llc for Savvy (registered 2026-06-16)Aug 5, 2026 · Advisor changed firm · fact
- Jason Douglas Greenfield left Sanctuary Advisors, Llc for Mml Investors Services, Llc (registered 2026-08-05)Jul 22, 2026 · Advisor changed firm · fact
- Arthur Allen Buckley left Sanctuary Advisors, Llc for Savvy (registered 2026-05-08)Jul 13, 2026 · Advisor changed firm · fact
- Maeling Melody Bruns left Sanctuary Advisors, Llc for Strategic Advisers Llc (registered 2026-07-14)Jun 16, 2026 · Advisor changed firm · fact
- 4 advisors left Merrill Lynch, Pierce, Fenner & Smith Incorporated (Westlake Village, CA) for Sanctuary Advisors, LLC within 2 daysJun 15, 2026 · Team lift-out · derived
- Benjamin Durham left Sanctuary Advisors, Llc for Valen Private Capital, Llc. (registered 2026-06-08)Jun 5, 2026 · Advisor changed firm · fact
- John P Durham left Sanctuary Advisors, Llc for Valen Private Capital, Llc. (registered 2026-06-05)Jun 5, 2026 · Advisor changed firm · fact
- 2 advisors left Sanctuary Advisors, LLC (Paoli, PA) for Valen Private Capital, LLC. on the same dayJun 5, 2026 · Team lift-out · derived
- 2 advisors left UBS Financial Services Inc. (Spokane, WA) for Sanctuary Advisors, LLC on the same dayMay 12, 2026 · Team lift-out · derived
- Teigyoku Springer left Sanctuary Advisors, Llc for Modera Wealth Management, Llc (registered 2026-07-14)Apr 29, 2026 · Advisor changed firm · fact
- Nichole Carr left Sanctuary Advisors, Llc for Symphony Financial, Ltd. Co. (registered 2026-06-12)Apr 23, 2026 · Advisor changed firm · fact
- Christopher William Shaw left Sanctuary Advisors, Llc for Ubs Financial Services Inc. (registered 2026-06-09)Apr 21, 2026 · Advisor changed firm · fact
- 3 advisors left Merrill Lynch, Pierce, Fenner & Smith Incorporated (Walnut Creek, CA) for Sanctuary Advisors, LLC on the same dayApr 21, 2026 · Team lift-out · derived
- Kevin Henke left Sanctuary Advisors, Llc for J.P. Morgan Securities Llc (registered 2026-05-29)Apr 20, 2026 · Advisor changed firm · fact
- Sanctuary Advisors, Llc reported RAUM $34.9B, up 26% from $27.7B (2026-02-19 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Samuel Kim left Sanctuary Advisors, Llc for Entrewealth (registered 2026-04-15)Mar 30, 2026 · Advisor changed firm · fact
- Jama R Grotelueschen left Sanctuary Advisors, Llc for Tenet Wealth Partners, Llc (registered 2026-02-02)Mar 10, 2026 · Advisor changed firm · fact
- Kevan Michael Melchiorre no longer registered at Sanctuary Advisors, Llc; no later IA registration on IAPDMar 10, 2026 · Advisor departure · fact
- Kyle Brendan Wetters no longer registered at Sanctuary Advisors, Llc; no later IA registration on IAPDMar 10, 2026 · Advisor departure · fact
- Amy J. Clark left Sanctuary Advisors, Llc for Strategic Advisers Llc (registered 2026-07-14)Feb 10, 2026 · Advisor changed firm · fact
- Kevan Michael Melchiorre left Sanctuary Advisors, Llc for Tenet Wealth Partners, Llc (registered 2026-02-02)Feb 10, 2026 · Advisor changed firm · fact
- Kyle Brendan Wetters left Sanctuary Advisors, Llc for Tenet Wealth Partners, Llc (registered 2026-02-02)Feb 10, 2026 · Advisor changed firm · fact
- Madeline Grace Speckman left Sanctuary Advisors, Llc for Meridian Investment Advisors, Inc. (registered 2026-01-21)Jan 21, 2026 · Advisor changed firm · fact
- Jennifer Jean Hansard left Sanctuary Advisors, Llc for Rbc Capital Markets, Llc (registered 2025-12-09)Nov 12, 2025 · Advisor changed firm · fact
- Rebecca Hardwich Baker left Sanctuary Advisors, Llc for Marble Wealth, Llc (registered 2025-06-02)Oct 1, 2025 · Advisor changed firm · fact
- Dustin Grant Hatfield left Sanctuary Advisors, Llc for Marble Wealth, Llc (registered 2025-05-30)Oct 1, 2025 · Advisor changed firm · fact
- Adam Miller Rogers left Sanctuary Advisors, Llc for Marble Wealth, Llc (registered 2025-06-02)Oct 1, 2025 · Advisor changed firm · fact
- Matthew Blake Murphy left Sanctuary Advisors, Llc for Marble Wealth, Llc (registered 2025-06-02)Oct 1, 2025 · Advisor changed firm · fact
- Emily Lauren Farrior left Sanctuary Advisors, Llc for Marble Wealth, Llc (registered 2025-05-30)Oct 1, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
- Sanctuary Advisors, LLC · Private Equityshared crd · intermediary
- Sanctuary Advisors, LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/g2pwreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/credowmreportedpublic record, Form ADV, Sep 17, 2026
- Website
- sanctuarywealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 317-975-7729reportedpublic record, Form ADV, Sep 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $86.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026