DFX Intelligence
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Firm absorbed
3 advisors left S••••• I••••••••• L•• for F•••••••• C•••••• M••••••••• L••
mixed wealthtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Michael Lee Allard | Los Gatos, Ca | May 15, 2019 | May 17, 2019 |
| Riley Barr | Los Gatos, Ca | May 15, 2019 | May 16, 2019 |
| Samuel Pun | Los Gatos, Ca | May 15, 2019 | May 16, 2019 |
The rule
- Registrations ended
- May 15, 2019
- Registered next
- May 16, 2019 to May 17, 2019
- Branch state
- CA
- Cities
- 1, most in Los Gatos, Ca
- Registered there that day
- 6 (people still on IAPD; an estimate)
- Share of that headcount
- 50%
- Succession by the destination
- none on the tape