DFX Intelligence
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Team lift-out
2 advisors left C••••• I••••••••• A••••••• L•• for P••••••••• C•••••• A•••••••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Benjamin Joseph Kaup | Stuart, Ne | Jul 22, 2024 | Jul 24, 2024 |
| Scott Vincent Kaup | Stuart, Ne | Jul 22, 2024 | Jul 19, 2024 |
The rule
- Registrations ended
- Jul 22, 2024
- Registered next
- Jul 19, 2024 to Jul 24, 2024
- Branch state
- NE
- Cities
- 1, most in Stuart, Ne
- Registered there that day
- 7,130 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape