DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Prosperity Capital Advisors
Legal name C2p Capital Advisory Group, LLC
Latest filing Mar 23, 2026
First filing on the tape Nov 28, 2011 · 66 filings
SEC status approved since Mar 22, 2011
RAUM
$4.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
86%
$3.8B individuals and HNW
Advisors
102
registered through the firm on IAPD
RAUM per advisor
$43.0M
derived; firm RAUM over IAPD count
Employees
244
98 advisory (5.B.1)
Offices
41
beyond the principal office
Private funds
0
reported on Schedule D
History
66 filings and snapshots on the tape
RAUM$4.4B as of Mar 23, 2026
Mar 30, 2012$52.5M then
HNW client RAUM$2.1B as of Mar 23, 2026
Mar 29, 2018$83.7M then
State-registered IARs (5.B.3)106 as of Mar 23, 2026
Mar 21, 201334 then
Employees (5.A)244 as of Mar 23, 2026
Mar 21, 201350 then
Private funds: no history
RAUM +19% over the last fiscal year+37% a year over threeIARs 109 to 106offices 39 to 41
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $43.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 73derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $265,142derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 2.4derived42 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- -2.8%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
- Financial planning clients
- 4,500reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.1B48%
- Individuals$1.7B38%
- Insurance companies$541M12%
- Pension and profit-sharing plans$32.8M0.7%
- Corporations and businesses$29.7M0.7%
- Charitable organizations$2.5M0.1%
- Individual clients
- 6,479reported
- HNW clients
- 990reported
- Pension plan clients
- 29reported
- Charitable clients
- 24reported
- Accounts
- 16,541reported
- Financial planning clients
- 4,500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.86 fund_share=0.0 institutional_share=0.13 related_bd=false related_bank=false bd_reps=16.0derived
Advisors registered through the firm
100 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Matthew AlisonCertified Financial Planner | Charleston, Sc | Mar 25, 2011 | 19 y | 1 |
| Jason L Smith | Avon, Oh | Mar 25, 2011 | 19 y | 1 |
| Michael Joseph Delgreco | Pittsburgh, Pa | Dec 23, 2011 | 18 y | 0 |
| Charles Paul WeldeCertified Financial Planner | Westlake, Oh | Jan 19, 2012 | 42 y | 1 |
| Jeffrey Scott WarnkinCertified Financial Planner | Westlake, Oh | Feb 21, 2012 | 30 y | 3 |
| Clinton Shane Pelfrey | Avon, Oh | Sep 11, 2012 | 15 y | 0 |
| Scott R Luecke | Schererville, In | Nov 14, 2012 | 25 y | 2 |
| Gregory S Hammer | Westlake, Oh | Nov 15, 2012 | 33 y | 2 |
| Glen Richards Pier | Arden, Nc | Dec 21, 2012 | 22 y | 3 |
| Kyleah Parson Lee | Chesapeake, Va | Apr 26, 2013 | 14 y | 0 |
| Bryan J Bibbo | Jacksonville, Fl | Nov 5, 2013 | 16 y | 0 |
| Joseph Michael Salerno | Clearwater, Fl | Sep 23, 2014 | 30 y | 1 |
| Wayne Alan BarkerChartered Financial Consultant | Westlake, Oh | May 26, 2015 | 15 y | 1 |
| Brian Daniel Minier | Gahanna, Oh | Jun 2, 2015 | 14 y | 1 |
| John Raymond Eikanger | Bonita Springs, Fl | Jun 16, 2015 | 12 y | 0 |
| Carol Lynn Ochoa | Pleasanton, Ca | Jul 7, 2016 | 24 y | 3 |
| Lisa Maria Chenet | Westlake, Oh | Aug 11, 2016 | 11 y | 0 |
| Chad Dennis Weigl | Avon, Oh | Jan 6, 2017 | 12 y | 0 |
| Deborah Kipp Cundiff | Schererville, In | Jun 6, 2017 | 32 y | 1 |
| Catherine Basnight Reid | Westlake, Oh | Nov 11, 2017 | 17 y | 1 |
| Ryan J WarnerCertified Financial Planner | Maple Grove, Mn | Jun 28, 2018 | 23 y | 3 |
| Anthony Gerard EngrassiaChartered Financial Consultant | Westlake, Oh | Aug 6, 2018 | 35 y | 1 |
| Joseph Frederick VoellmChartered Financial Consultant | Avon, Oh | Nov 29, 2018 | 11 y | 1 |
| Belen KrabbeChartered Financial Consultant | Mason City, Ia | Jan 4, 2019 | 39 y | 1 |
| Richard Thomas Dunnett | Schererville, In | Feb 13, 2019 | 15 y | 1 |
| Julie Thompson Manning | Westlake, Oh | Apr 1, 2019 | 30 y | 1 |
| Casey Johansen | Schererville, In | May 15, 2019 | 14 y | 0 |
| David Ira RothCertified Financial Planner | Westlake, Oh | Nov 9, 2020 | 19 y | 1 |
| Gary William Ronan | Colts Neck, Nj | Dec 14, 2020 | 14 y | 5 |
| Keith U HeritageChartered Financial Consultant | Westlake, Oh | Sep 27, 2021 | 19 y | 4 |
| Justin Brady Grossman | Fremont, Oh | Dec 9, 2021 | 10 y | 3 |
| Kirsten Lee Schlumbohm | Westlake, Oh | Apr 14, 2022 | 24 y | 1 |
| Benjamin Roy | Westlake, Oh | May 16, 2022 | 14 y | 1 |
| Jeannette Bajalia | Westlake, Oh | Jul 20, 2022 | 17 y | 1 |
| William C GuthrieCertified Financial Planner | Jacksonville, Fl | Jul 21, 2022 | 14 y | 3 |
| Gayle Marie JendzejecChartered Financial Consultant | North Kingstown, Ri | Aug 3, 2022 | 39 y | 2 |
| John Douglas JonesCertified Financial Planner | Westlake, Oh | Sep 26, 2022 | 14 y | 0 |
| Luke W RipienskiCertified Financial Planner | Westlake, Oh | Oct 5, 2022 | 24 y | 3 |
| Joseph Overfield | Gahanna, Oh | Nov 23, 2022 | 11 y | 0 |
| Zachary T Leonard | Morehead City, Nc | Jan 25, 2023 | 13 y | 0 |
Advisor movement
22 left, 10 joined in 12 months
net -12 in 12 months3 left in 90 days0 joined in 90 daysdeparture rate 22% of current headcount39 left over 36 months
Left, latest
- Ebony Rideau to Triad Wealth Partners, LLCSep 11, 2026 · RIA to RIA
- Troy Lane Stine to Triad Wealth Partners, LLCSep 11, 2026 · RIA to RIA
- Adam Spencer Carey to Blueprint Financial AdvisorsJul 16, 2026 · RIA to RIA
- Jude Harvey Wilson to Centrus Financial StrategiesMay 27, 2026 · RIA to a newly registered adviser
- Corey Joseph Shevlin to Sound Income Strategies, LLCApr 23, 2026 · RIA to RIA
- Peter Charles Lynch to Sound Income Strategies, LLCApr 23, 2026 · RIA to RIA
- Conrad Brian Levesque to SavvyMar 18, 2026 · RIA to RIA
- Richard Gustafson to Simplicity WealthFeb 18, 2026 · RIA to RIA
- Emily Ann Agresta to Raymond James Financial Services Advisors, IncJan 30, 2026 · RIA to affiliated broker-dealer or bank
- Jeremiah Stephen Skaggs to Foundations Investment Advisors LLCOct 1, 2025 · RIA to RIA
- Brendan P. Kelly to Foundations Investment Advisors LLCOct 1, 2025 · RIA to RIA
- Cherish Ruby Grey to Foundations Investment Advisors LLCOct 1, 2025 · RIA to RIA
- Thomas Joseph Ponce to Foundations Investment Advisors LLCOct 1, 2025 · RIA to RIA
- Scott Christopher Nolen to Foundations Investment Advisors LLCOct 1, 2025 · RIA to RIA
- Joshua Eric Reesman to Foundations Investment Advisors LLCOct 1, 2025 · RIA to RIA
Joined, latest
- Jeffrey Dominic Dattolo from Nationwide Securities, LLCApr 30, 2026 · Other
- Marci Hodge from Motiv8 Investments LLCApr 30, 2026 · RIA to RIA
- Kelli A Buraglio from LPL Financial LLCFeb 11, 2026 · Affiliated broker-dealer or bank to independent RIA
- Caleb Luke Christian from Granite Harbor Advisors, Inc.Jan 27, 2026 · RIA to RIA
- Bernadette Marie Strout from Cetera Investment Advisers LLCJan 9, 2026 · Affiliated broker-dealer or bank to independent RIA
- Ryan Patrick Asher from Sovereign Financial Group, Inc.Dec 22, 2025 · RIA to RIA
- Stanley Donald Milovancev from Cbiz Investment Advisory Services, LLCNov 24, 2025 · Other
- Anthony Thomas Swiderski from LPL Financial LLCOct 22, 2025 · Other
- Maria Linda Kamin from Creative Planning Institutional Advisors, LLCOct 2, 2025 · Other
- Shane James Clarke from Fsc Wealth Advisors, LLCSep 17, 2025 · RIA to RIA
- Danielle Farina D'Angiolillo from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 18, 2025 · Wirehouse to independent RIA
- Joanna R Habegger from Invite Wealth ManagementAug 11, 2025 · Other
- Blake Allen Smith from SpcMay 27, 2025 · Affiliated broker-dealer or bank to independent RIA
- Robert Joseph Kramer from SpcMay 27, 2025 · Affiliated broker-dealer or bank to independent RIA
- Melody Michele Lowe from SpcMay 27, 2025 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Triad Wealth Partners, LLCSep 11, 2026 · Lafayette, La
- 2 left for Sound Income Strategies, LLCApr 23, 2026 · Westlake, Oh
- 2 left for Foundations Investment Advisors LLCOct 1, 2025 · Melbourne, Fl
- 3 left for Foundations Investment Advisors LLCOct 1, 2025 · St Louis, Mo
- 7 left for Foundations Investment Advisors LLCOct 1, 2025 · Westlake, Oh
- 3 joined from SpcMay 27, 2025 · Ann Arbor, Mi
- 2 joined from Cetera Investment Advisers LLCJul 22, 2024 · Stuart, Ne
- 2 joined from M Holdings Securities, Inc.Mar 7, 2024 · Berkeley Heights, Nj
- 2 joined from LPL Financial LLCJun 26, 2023 · Rochester, Mi
- 2 joined from Cetera Advisor Networks LLCJan 31, 2023 · Smithtown, Ny
- 3 joined from Petros Advisory Services, LLCJan 13, 2023 · Jacksonville, Fl · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Matthew David Alison · President Of Wealth Management / Founding Partnercontrolsince 03/2021 · owns less than 5%
- Joseph Kalem Mackey · Executive Vice Presidentcontrolsince 01/2024 · owns less than 5%
- Donald Stanley Milovancev · Ceocontrolsince 04/2025 · owns less than 5%
- W Luke Ripienski · Chief Compliance Officercontrolsince 03/2023 · owns less than 5%
- R Matt Seitz · Chief Marketing Officercontrolsince 03/2021 · owns less than 5%
- L Jason Smith · Chief Visionary / Executive Chairman & Foundercontrolsince 02/2020 · owns less than 5%
- Pablo Juan Terra · Chief People Officercontrolsince 03/2021 · owns less than 5%
- L Jason Smith · Ownercontrolsince 08/2018 · owns 25% to 50% of C2p Enterprises, LLC
- Patrick Ryan Asher · Director Of Investment Operationssince 11/2023 · owns less than 5%
- Petev Stoyan Petev · Svp Of Advanced Marketssince 01/2024 · owns less than 5%
Entity owners
- C2p Enterprises, LLC · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- C2p Advisory Group, LLCreal estaten
Advisers that list Prosperity Capital Advisors as a related person
- 291213 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Westlake, Oh · principal | 101 | 16 | 11 | 2 | |
| Red Bank, Nj | 11 | 1 | 0 | ||
| Avon, Oh | 10 | 2 | 0 | ||
| Fremont, Oh | 5 | 1 | 0 | ||
| Schererville, In | 5 | 0 | 0 | ||
| Berkeley Heights, Nj | 4 | 0 | 0 | ||
| Jacksonville, Fl | 4 | 0 | 0 | ||
| Arden, Nc | 4 | 0 | 1 | ||
| Alachua, Fl | 3 | 1 | 0 | ||
| South Easton, Ma | 3 | 0 | 0 | ||
| Morehead City, Nc | 3 | 0 | 0 | ||
| Ottumwa, Ia | 3 | 0 | 0 | ||
| Hauppauge, Ny | 3 | 1 | 0 | ||
| Rocky Mount, Nc | 3 | 0 | 0 | ||
| Palm Coast, Fl | 2 | 0 | 0 | ||
| Chesapeake, Va | 2 | 0 | 0 | ||
| Cumming, Ga | 2 | 0 | 0 | ||
| Fishkill, Ny | 2 | 1 | 0 | ||
| Gahanna, Oh | 2 | 0 | 0 | ||
| Grass Valley, Ca | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- St. Louis, MO13 employees
- Red Bank, NJ11 employees
- Avon, OH9 employees
- Schereville, IN6 employees
- Arden, NC3 employees
- Jacksonville, FL3 employees
- Mount Pleasant, SC3 employees
- North Kingstown, RI3 employees
- South Easton, MA3 employees
- Smithtown, NY2 employees
- Newberry, FL2 employees
- Orlando, FL2 employees
- Red Bank, NJ2 employees
- Rochester, MI2 employees
- Rocky Mount, NC2 employees
- Grass Valley, CA2 employees
- Lake Charles, LA2 employees
- Gahanna, OH1 employees
- Stockton, CA1 employees
- Hampton, IA1 employees
- Clearwater, FL1 employees
- Colts Neck, NJ1 employees
- Powhattan, VA1 employees
- Gahanna, OH1 employees
- Sewell, NJ1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 23, 2026MILOVANCEV, STANLEY, DONALD (CEO) appeared on Schedule A between the filings of 2024-03-26 and 2026-03-23peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 23, 2026MACKEY, KALEM, Joseph (EXECUTIVE VICE PRESIDENT) appeared on Schedule A between the filings of 2024-03-26 and 2026-03-23peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 23, 2026TERRA, JUAN, PABLO (CHIEF PEOPLE OFFICER) appeared on Schedule A between the filings of 2024-03-26 and 2026-03-23peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 23, 2026Seitz, Matt, R (CHIEF MARKETING OFFICER) appeared on Schedule A between the filings of 2024-03-26 and 2026-03-23peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 23, 2026RIPIENSKI, LUKE, W (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-03-26 and 2026-03-23peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 14,823 to 16,541Oct 30, 2025 to Mar 23, 2026
- Advisory employees · 102 to 98Oct 30, 2025 to Mar 23, 2026
- BD registered reps · 14 to 16Oct 30, 2025 to Mar 23, 2026
- Charity clients · 6 to 24Oct 30, 2025 to Mar 23, 2026
- Corporate clients · 19 to 25Oct 30, 2025 to Mar 23, 2026
- HNW clients · 752 to 990Oct 30, 2025 to Mar 23, 2026
- Individual clients · 6,298 to 6,479Oct 30, 2025 to Mar 23, 2026
- Pension plan clients · 20 to 29Oct 30, 2025 to Mar 23, 2026
- Employees · 202 to 244Oct 30, 2025 to Mar 23, 2026
- State-registered IARs · 109 to 106Oct 30, 2025 to Mar 23, 2026
- Other offices · 39 to 41Oct 30, 2025 to Mar 23, 2026
- Discretionary RAUM · $3.7B to $4.4BOct 30, 2025 to Mar 23, 2026
- HNW RAUM · $1.4B to $2.1BOct 30, 2025 to Mar 23, 2026
- Individual RAUM · $1.6B to $1.7BOct 30, 2025 to Mar 23, 2026
- Pension RAUM · $4.8M to $32.8MOct 30, 2025 to Mar 23, 2026
- RAUM · $3.7B to $4.4BOct 30, 2025 to Mar 23, 2026
- Financial planning clients · More than 500 to More than 500Apr 29, 2025 to May 21, 2025
- Accounts · 9,396 to 14,823Sep 18, 2024 to Apr 29, 2025
- Advisory employees · 104 to 102Sep 18, 2024 to Apr 29, 2025
- BD registered reps · 20 to 14Sep 18, 2024 to Apr 29, 2025
- Charity clients · 3 to 6Sep 18, 2024 to Apr 29, 2025
- Corporate clients · 15 to 19Sep 18, 2024 to Apr 29, 2025
- HNW clients · 333 to 752Sep 18, 2024 to Apr 29, 2025
- Individual clients · 4,309 to 6,298Sep 18, 2024 to Apr 29, 2025
- Pension plan clients · 7 to 20Sep 18, 2024 to Apr 29, 2025
- State-registered IARs · 101 to 109Sep 18, 2024 to Apr 29, 2025
- Other offices · 37 to 39Sep 18, 2024 to Apr 29, 2025
- Discretionary RAUM · $2.2B to $3.7BSep 18, 2024 to Apr 29, 2025
- HNW RAUM · $694M to $1.4BSep 18, 2024 to Apr 29, 2025
- Individual RAUM · $998M to $1.6BSep 18, 2024 to Apr 29, 2025
- Pension RAUM · $1.4M to $4.8MSep 18, 2024 to Apr 29, 2025
- RAUM · $2.2B to $3.7BSep 18, 2024 to Apr 29, 2025
- Accounts · 7,565 to 9,396Mar 12, 2024 to Mar 26, 2024
- Advisory employees · 63 to 104Mar 12, 2024 to Mar 26, 2024
- Advisory activities · 6 to 5Mar 12, 2024 to Mar 26, 2024
- BD registered reps · 9 to 20Mar 12, 2024 to Mar 26, 2024
- Corporate clients · 10 to 15Mar 12, 2024 to Mar 26, 2024
- HNW clients · 212 to 333Mar 12, 2024 to Mar 26, 2024
- Individual clients · 3,667 to 4,309Mar 12, 2024 to Mar 26, 2024
- Pension plan clients · 3 to 7Mar 12, 2024 to Mar 26, 2024
Signals
60 dated events
- Robert Joseph Kramer added a MN registration at Prosperity Capital AdvisorsSep 15, 2026 · New state registration · fact
- Ebony Rideau left Prosperity Capital Advisors for Triad Wealth Partners, Llc (registered 2026-09-11)Sep 11, 2026 · Advisor changed firm · fact
- Troy Lane Stine left Prosperity Capital Advisors for Triad Wealth Partners, Llc (registered 2026-09-11)Sep 11, 2026 · Advisor changed firm · fact
- 2 advisors left Prosperity Capital Advisors (Lafayette, LA) for Triad Wealth Partners, LLC on the same daySep 11, 2026 · Team lift-out · derived
- Adam Spencer Carey left Prosperity Capital Advisors for Blueprint Financial Advisors (registered 2026-08-28)Jul 16, 2026 · Advisor changed firm · fact
- Jude Harvey Wilson left Prosperity Capital Advisors for Centrus Financial Strategies (registered 2026-03-16)May 27, 2026 · Advisor changed firm · fact
- Peter Charles Lynch left Prosperity Capital Advisors for Sound Income Strategies, Llc (registered 2026-04-24)Apr 23, 2026 · Advisor changed firm · fact
- Corey Joseph Shevlin left Prosperity Capital Advisors for Sound Income Strategies, Llc (registered 2026-04-24)Apr 23, 2026 · Advisor changed firm · fact
- 2 advisors left Prosperity Capital Advisors (Westlake, OH) for Sound Income Strategies, LLC on the same dayApr 23, 2026 · Team lift-out · derived
- Conrad Brian Levesque left Prosperity Capital Advisors for Savvy (registered 2026-05-18)Mar 18, 2026 · Advisor changed firm · fact
- Richard Gustafson left Prosperity Capital Advisors for Simplicity Wealth (registered 2026-02-23)Feb 18, 2026 · Advisor changed firm · fact
- Emily Ann Agresta left Prosperity Capital Advisors for Raymond James Financial Services Advisors, Inc (registered 2026-02-06)Jan 30, 2026 · Advisor changed firm · fact
- Amos Madison left Prosperity Capital Advisors for Foundations Investment Advisors Llc (registered 2025-09-23)Oct 1, 2025 · Advisor changed firm · fact
- Giovanni Thomas Ferrara left Prosperity Capital Advisors for Foundations Investment Advisors Llc (registered 2025-09-19)Oct 1, 2025 · Advisor changed firm · fact
- Isaac Butler left Prosperity Capital Advisors for Foundations Investment Advisors Llc (registered 2025-09-23)Oct 1, 2025 · Advisor changed firm · fact
- Scott Christopher Nolen left Prosperity Capital Advisors for Foundations Investment Advisors Llc (registered 2025-09-19)Oct 1, 2025 · Advisor changed firm · fact
- Jeremiah Stephen Skaggs left Prosperity Capital Advisors for Foundations Investment Advisors Llc (registered 2025-09-23)Oct 1, 2025 · Advisor changed firm · fact
- Jordan Daniel Knapke left Prosperity Capital Advisors for Foundations Investment Advisors Llc (registered 2025-09-23)Oct 1, 2025 · Advisor changed firm · fact
- Cherish Ruby Grey left Prosperity Capital Advisors for Foundations Investment Advisors Llc (registered 2025-09-23)Oct 1, 2025 · Advisor changed firm · fact
- Brendan P. Kelly left Prosperity Capital Advisors for Foundations Investment Advisors Llc (registered 2025-09-19)Oct 1, 2025 · Advisor changed firm · fact
- Donald Fruehauf Chamberlin left Prosperity Capital Advisors for Foundations Investment Advisors Llc (registered 2025-09-22)Oct 1, 2025 · Advisor changed firm · fact
- Jerod Luke Bland left Prosperity Capital Advisors for Foundations Investment Advisors Llc (registered 2025-09-23)Oct 1, 2025 · Advisor changed firm · fact
- Joshua Eric Reesman left Prosperity Capital Advisors for Foundations Investment Advisors Llc (registered 2025-09-19)Oct 1, 2025 · Advisor changed firm · fact
- Donald Fruehauf Chamberlin left Prosperity Capital Advisors for Foundations Investment Advisors Llc (registered 2025-09-19)Oct 1, 2025 · Advisor changed firm · fact
- 2 advisors left Prosperity Capital Advisors (Melbourne, FL) for Foundations Investment Advisors LLC on the same dayOct 1, 2025 · Team lift-out · derived
- 3 advisors left Prosperity Capital Advisors (Westlake, OH) for Foundations Investment Advisors LLC on the same dayOct 1, 2025 · Team lift-out · derived
- 7 advisors left Prosperity Capital Advisors (ST Louis, MO) for Foundations Investment Advisors LLC on the same dayOct 1, 2025 · Team lift-out · derived
- Elliot Keenan Rybak left Prosperity Capital Advisors for Private Advisor Group, Llc (registered 2026-01-07)Sep 15, 2025 · Advisor changed firm · fact
- Justin Dulle left Prosperity Capital Advisors for Wealth Enhancement Advisory Services, Llc (registered 2025-12-01)Sep 15, 2025 · Advisor changed firm · fact
- Matthew Alexander Losse left Prosperity Capital Advisors for Fefa Financial (registered 2026-01-08)Sep 15, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 888-240-1923reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/prosperity-capital-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- PROSPERITYCAPITALADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 888-240-0064reportedpublic record, Form ADV, Mar 23, 2026
- Contact form
- prosperitycapitaladvisors.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- prosperitycapitaladvisors.com/about/leadership-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $43.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026