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Team lift-out

2 advisors left C••••• I••••••••• A••••••• L•• for M•••••• F•••••••• G••••• L••

BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Clifton M YasutomiHonolulu, HiJan 12, 2021Jan 4, 2021
Nicholas Paul AbbottHonolulu, HiJan 12, 2021Jan 19, 2021
The rule
Registrations ended
Jan 12, 2021
Registered next
Jan 4, 2021 to Jan 19, 2021
Branch state
HI
Cities
1, most in Honolulu, Hi
Registered there that day
2,291 (people still on IAPD; an estimate)
Share of that headcount
0.1%
Succession by the destination
none on the tape