DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mission Financial Group, LLC
Latest filing May 13, 2026
First filing on the tape Nov 25, 2020 · 18 filings
SEC status approved since Jan 4, 2021
RAUM
$311M
reported, Item 5.F
Discretionary
86%
of RAUM
Private clients
83%
$257M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$51.8M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$311M as of May 13, 2026
Mar 22, 2022$109M then
HNW client RAUM$135M as of May 13, 2026
Mar 22, 2022$58.0M then
State-registered IARs (5.B.3)5 as of May 13, 2026
Mar 22, 20222 then
Employees (5.A)6 as of May 13, 2026
Mar 22, 20224 then
Private funds: no history
RAUM +34% over the last fiscal year+33% a year over threeIARs 5 to 5offices 3 to 5
Practice profile
derived from the filing of May 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $51.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 58derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $291,117derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 86%derivedof RAUM
- Institutional
- 15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +34%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Wrap fee program
- $253MreportedItem 5.I
- Custody
- $79.8M, 152 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$135M43%
- Individuals$122M39%
- Pension and profit-sharing plans$44.1M14%
- Corporations and businesses$7.6M2.4%
- Charitable organizations$2.6M0.8%
- Individual clients
- 286reported
- HNW clients
- 60reported
- Pension plan clients
- 24reported
- Charitable clients
- n/areported
- Accounts
- 1,068reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $127M sponsored, $127M managedreported
- Custody of client assets
- $79.8M for 152 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.83 fund_share=0.0 institutional_share=0.15 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Clifton M Yasutomi | Las Vegas, Nv | Jan 4, 2021 | 20 y | 4 |
| Nicholas Paul Abbott | Las Vegas, Nv | Jan 19, 2021 | 18 y | 3 |
| Michael J Cook | Las Vegas, Nv | Mar 7, 2024 | 15 y | 1 |
| Sean Kai Ohashi | Las Vegas, Nv | Sep 18, 2024 | 13 y | 1 |
| Elliott B Montgomery | Kilauea, Hi | Feb 19, 2025 | 10 y | 0 |
| Dustin Robert Insley | Las Vegas, Nv | May 13, 2026 | 10 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Dustin Robert Insley from Commonwealth Financial NetworkMay 13, 2026 · Affiliated broker-dealer or bank to independent RIA
- Sean Kai Ohashi from Edward JonesSep 18, 2024 · Affiliated broker-dealer or bank to independent RIA
- Michael J Cook from Charles Schwab & Co., Inc.Mar 7, 2024 · Affiliated broker-dealer or bank to independent RIA
- Nicholas Paul Abbott from Cetera Investment Advisers LLCJan 19, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
- Clifton M Yasutomi from Cetera Investment Advisers LLCJan 4, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Cetera Investment Advisers LLCJan 12, 2021 · Honolulu, Hi
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Paul Nicholas Abbott · Co-Foundercontrolsince 12/2020 · owns 50% to 75%
- M Clifton Yasutomi · Co-Founder & Chief Compliance Officercontrolsince 12/2020 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Las Vegas, Nv · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Honolulu, HI1 employees
What changed
consecutive filings, newest first
- Other offices · 4 to 5Mar 24, 2026 to May 13, 2026
- Accounts · 897 to 1,068Nov 10, 2025 to Mar 24, 2026
- Corporate clients · 5 to 6Nov 10, 2025 to Mar 24, 2026
- HNW clients · 45 to 60Nov 10, 2025 to Mar 24, 2026
- Individual clients · 262 to 286Nov 10, 2025 to Mar 24, 2026
- Pension plan clients · 20 to 24Nov 10, 2025 to Mar 24, 2026
- Assets in custody · $66.2M to $79.8MNov 10, 2025 to Mar 24, 2026
- Employees · 8 to 6Nov 10, 2025 to Mar 24, 2026
- Financial planning clients · 0 to 1-10Nov 10, 2025 to Mar 24, 2026
- Discretionary RAUM · $203M to $267MNov 10, 2025 to Mar 24, 2026
- HNW RAUM · $102M to $135MNov 10, 2025 to Mar 24, 2026
- Individual RAUM · $97.9M to $122MNov 10, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $30.1M to $44.3MNov 10, 2025 to Mar 24, 2026
- Pension RAUM · $30.1M to $44.1MNov 10, 2025 to Mar 24, 2026
- RAUM · $233M to $311MNov 10, 2025 to Mar 24, 2026
- Wrap assets (manager) · $191M to $127MNov 10, 2025 to Mar 24, 2026
- Wrap assets (sponsor) · $191M to $127MNov 10, 2025 to Mar 24, 2026
- Financial planning clients · 0 to 0Aug 5, 2025 to Nov 10, 2025
- Other offices · 3 to 4Aug 5, 2025 to Nov 10, 2025
- Succession · true to falseJan 30, 2025 to Jul 14, 2025
- Accounts · 672 to 897Aug 19, 2024 to Jan 30, 2025
- Advisory employees · 2 to 5Aug 19, 2024 to Jan 30, 2025
- BD registered reps · 2 to 5Aug 19, 2024 to Jan 30, 2025
- Corporate clients · unset to 5.0Aug 19, 2024 to Jan 30, 2025
- HNW clients · 44 to 45Aug 19, 2024 to Jan 30, 2025
- Individual clients · 215 to 262Aug 19, 2024 to Jan 30, 2025
- Pension plan clients · 8 to 20Aug 19, 2024 to Jan 30, 2025
- Assets in custody · $48.3M to $66.2MAug 19, 2024 to Jan 30, 2025
- Employees · 3 to 8Aug 19, 2024 to Jan 30, 2025
- HQ city · HONOLULU to LAS VEGASAug 19, 2024 to Jan 30, 2025
- HQ state · HI to NVAug 19, 2024 to Jan 30, 2025
- State-registered IARs · 2 to 5Aug 19, 2024 to Jan 30, 2025
- Other offices · 1 to 3Aug 19, 2024 to Jan 30, 2025
- Discretionary RAUM · $170M to $203MAug 19, 2024 to Jan 30, 2025
- HNW RAUM · $97.1M to $102MAug 19, 2024 to Jan 30, 2025
- Individual RAUM · $70.7M to $97.9MAug 19, 2024 to Jan 30, 2025
- Non-discretionary RAUM · $8.2M to $30.1MAug 19, 2024 to Jan 30, 2025
- Pension RAUM · $8.2M to $30.1MAug 19, 2024 to Jan 30, 2025
- RAUM · $178M to $233MAug 19, 2024 to Jan 30, 2025
- Succession · false to trueAug 19, 2024 to Jan 30, 2025
Signals
2 dated events
- Mission Financial Group, Llc reported succeeding to the business of Mission Financial Group, Llc (Form ADV Item 4)Jan 30, 2025 · Succession (Item 4) · fact
- Mission Financial Group, Llc filed its initial SEC registration (Form ADV)Nov 25, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- samantha@missionfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 808-395-8411reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 808-445-9965reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/mission-financial-group-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- missionfinancial.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 808-445-9965reportedpublic record, Form ADV, May 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $51.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026