DFX Intelligence
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Firm absorbed
3 advisors left O•••• P••• A•••• M••••••••• I••• for S••••• I••••••••• M••••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| David Chandler Wright | Santa Monica, Ca | Dec 24, 2024 | May 23, 2003 |
| Kenneth Lee Sleeper | Santa Monica, Ca | Dec 24, 2024 | May 28, 2003 |
| Marshall Quan | Santa Monica, Ca | Dec 24, 2024 | Nov 4, 2024 |
The rule
- Registrations ended
- Dec 24, 2024
- Registered next
- May 23, 2003 to Nov 4, 2024
- Branch state
- CA
- Cities
- 1, most in Santa Monica, Ca
- Registered there that day
- 5 (people still on IAPD; an estimate)
- Share of that headcount
- 60%
- Succession by the destination
- a succession within a year (Oct 1, 2024), not necessarily this firm