DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from O•••• P••• A•••• M••••••••• I••• to O•••• P••• A•••• M••••••••• L••
Not a lift-out: the two CRDs file under the same business name, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtoasset managerOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Bruk A Campbell | Santa Monica, Ca | Dec 24, 2024 | Dec 5, 2024 |
| Tiana Kaylyn Brenneise | Santa Monica, Ca | Dec 24, 2024 | Jan 26, 2024 |
The rule
- Registrations ended
- Dec 24, 2024
- Registered next
- Jan 26, 2024 to Dec 5, 2024
- Branch state
- CA
- Cities
- 1, most in Santa Monica, Ca
- Registered there that day
- 5 (people still on IAPD; an estimate)
- Share of that headcount
- 40%
- One enterprise because
- the two CRDs file under the same business name
- Succession by the destination
- none on the tape