DFX Intelligence
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Team lift-out
2 advisors left A•••••• P••••••• P•••••••• I••• for F••••• F••••••••
BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Brian Joseph Griffin | Dubuque, Ia | Jun 15, 2023 | Feb 16, 2024 |
| Nicholas Bert Heiar | Dubuque, Ia | Jun 27, 2023 | Feb 16, 2024 |
The rule
- Registrations ended
- Jun 15, 2023 to Jun 27, 2023
- Registered next
- Feb 16, 2024
- Branch state
- IA
- Cities
- 1, most in Dubuque, Ia
- Registered there that day
- 161 (people still on IAPD; an estimate)
- Share of that headcount
- 1.2%
- Succession by the destination
- none on the tape