DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Team lift-out

6 advisors left C•••••• G•••• • C• I•• for S•••• W••••• A••••••• G•••• L••

BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Brian Michael CloudenWest Seneca, NyJul 10, 2025Jan 30, 2018
Jeffrey Loren HaxtonWest Seneca, NyJul 10, 2025Jan 30, 2018
John Gerald CloudenWest Seneca, NyJul 10, 2025Jan 30, 2018
Patrick Joseph SgroiWest Seneca, NyJul 10, 2025Jan 30, 2018
Shawn Patrick MclaughlinWest Seneca, NyJul 10, 2025Mar 13, 2018
Matthew McanultyWest Seneca, NyJul 11, 2025Jul 18, 2022
The rule
Registrations ended
Jul 10, 2025 to Jul 11, 2025
Registered next
Jan 30, 2018 to Jul 18, 2022
Branch state
NY
Cities
1, most in West Seneca, Ny
Registered there that day
377 (people still on IAPD; an estimate)
Share of that headcount
1.6%
Succession by the destination
none on the tape
Other teams out of C•••••• G•••• • C• I••Other teams into S•••• W••••• A••••••• G•••• L••