DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from C•••••• G•••• • C• I•• to L•• F•••••••• L••
Not a lift-out: both firms report Lpl Holdings, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Morris Mayerfeld | Lakewood, Nj | Oct 17, 2018 | Oct 18, 2018 |
| Yisroel Meir Krohn | Lakewood, Nj | Oct 17, 2018 | Oct 18, 2018 |
The rule
- Registrations ended
- Oct 17, 2018
- Registered next
- Oct 18, 2018
- Branch state
- NJ
- Cities
- 1, most in Lakewood, Nj
- Registered there that day
- 188 (people still on IAPD; an estimate)
- Share of that headcount
- 1.1%
- One enterprise because
- both firms report Lpl Holdings, Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape