DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from C•••••• G•••• • C• I•• to L•• F•••••••• L••
Not a lift-out: both firms report Lpl Holdings, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jennifer Catherine Hayes | Syracuse, Ny | Dec 9, 2025 | Jul 16, 2025 |
| Michelle Kendall | Syracuse, Ny | Dec 9, 2025 | Aug 21, 2025 |
The rule
- Registrations ended
- Dec 9, 2025
- Registered next
- Jul 16, 2025 to Aug 21, 2025
- Branch state
- NY
- Cities
- 1, most in Syracuse, Ny
- Registered there that day
- 3 (people still on IAPD; an estimate)
- Share of that headcount
- 67%
- One enterprise because
- both firms report Lpl Holdings, Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape