DFX Intelligence
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Firm absorbed
6 advisors left I••••••• S•••••••• for W••••• E••••••••• A••••••• S•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Brett C Fingerhut | Coconut Grove, Fl | Nov 19, 2021 | Oct 26, 2021 |
| Francis Charles Armstrong | Coconut Grove, Fl | Nov 19, 2021 | Oct 26, 2021 |
| John Joseph Pitlosh | Coconut Grove, Fl | Nov 19, 2021 | Oct 26, 2021 |
| Louis Feldman | Coconut Grove, Fl | Nov 19, 2021 | Oct 27, 2021 |
| Richard James Feldman | Coconut Grove, Fl | Nov 19, 2021 | Oct 26, 2021 |
| Robert Gordon | Coconut Grove, Fl | Nov 19, 2021 | Oct 26, 2021 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Nov 19, 2021
- Registered next
- Oct 26, 2021 to Oct 27, 2021
- Branch state
- FL
- Cities
- 1, most in Coconut Grove, Fl
- Registered there that day
- 6 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape