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RIA Intelligence

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Firm absorbed

9 advisors left S••••• I••••••••• M••••••••• L•• for S••••• I••••••••• M•••••••••

independent RIAtono RAUMRIA to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Alex W NielsenTucson, AzOct 1, 2021Sep 20, 2022
Douglas R. RogersTucson, AzOct 1, 2021Sep 20, 2022
Hugh Bradley TolandTucson, AzOct 1, 2021Sep 20, 2022
Ludwell Graham GainesTucson, AzOct 1, 2021Sep 20, 2022
Michael H ArkoPhoenix, AzOct 1, 2021Oct 1, 2021
Noah S PutnamTucson, AzOct 1, 2021Sep 20, 2022
Ryan M GargolTucson, AzOct 1, 2021Sep 20, 2022
Sara Suzann AlexanderTucson, AzOct 1, 2021Sep 20, 2022
Timothy Duane WilcoxTucson, AzOct 1, 2021Sep 20, 2022
The rule
Registrations ended
Oct 1, 2021
Registered next
Oct 1, 2021 to Sep 20, 2022
Branch state
AZ
Cities
2, most in Tucson, Az
Registered there that day
9 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of S••••• I••••••••• M••••••••• L••Other teams into S••••• I••••••••• M•••••••••