RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• S••••• A••••••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Oct 2, 2025 · Tucson, Az
- S••••• I••••••••• M••••••••• formerSep 20, 2022 to Oct 23, 2025 · Tucson, Az
- S••••• I••••••••• M••••••••• L•• formerMay 2, 2016 to Oct 1, 2021 · Tucson, Az
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Apr 17, 2015 · Tucson, Az
- C•••• I••••••••• S••••••• C•••• formerJun 20, 2012 to Oct 1, 2012 · Tucson, Az
- J••• M••••• S••••••••• L•• wirehouseOct 23, 2008 to Sep 29, 2011 · Tempe, Az
- J••• M••••• S••••••••• I••• unclassifiedJun 4, 2007 to Oct 1, 2008 · Tucson, Az
- S••••• I••••••••• M••••••••• to F•••• P••••••• W•••••• L••left Oct 23, 2025, registered Oct 2, 2025 (-21 days) · RIA to RIA · moved with a team
- S••••• I••••••••• M••••••••• L•• to S••••• I••••••••• M•••••••••left Oct 1, 2021, registered Sep 20, 2022 (354 days) · channel change inside one enterprise, not a move · moved with a team
- J••• M••••• S••••••••• L•• to S••••• I••••••••• M••••••••• L••left Apr 17, 2015, registered May 2, 2016 (381 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to C•••• I••••••••• S••••••• C••••left Sep 29, 2011, registered Jun 20, 2012 (265 days) · Other
- J••• M••••• S••••••••• I••• to J••• M••••• S••••••••• L••left Oct 1, 2008, registered Oct 23, 2008 (22 days) · corporate re-registration, not a move
- S••• S••••• A•••••••• left S••••• I••••••••• M••••••••• for F•••• P••••••• W•••••• L•• (registered 2025-10-02)Oct 23, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address