DFX Intelligence
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Team lift-out
2 advisors left G•••••• S•••• W••••• S•••••••• L••• for U••••• C•••••• F•••••••• A•••••••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Edwin Sze | New York, Ny | Nov 16, 2023 | Mar 28, 2024 |
| Timothy Joseph Brothers | Cohoes, Ny | Nov 16, 2023 | Mar 28, 2024 |
The rule
- Registrations ended
- Nov 16, 2023
- Registered next
- Mar 28, 2024
- Branch state
- NY
- Cities
- 2, most in Cohoes, Ny
- Registered there that day
- 844 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- Succession by the destination
- none on the tape