DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Goldman Sachs Wealth Services, L.P.
Latest filing Jun 15, 2026
First filing on the tape Mar 30, 2012 · 95 filings
SEC status approved since Dec 9, 1994
RAUM
$32B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
78%
$25B individuals and HNW
Advisors
1,098
registered through the firm on IAPD
RAUM per advisor
$28.9M
derived; firm RAUM over IAPD count
Employees
1,923
1,134 advisory (5.B.1)
Offices
23
beyond the principal office
Private funds
0
reported on Schedule D
History
95 filings and snapshots on the tape
RAUM$32B as of Jun 15, 2026
Mar 30, 2012$17B then
HNW client RAUM$25B as of Jun 15, 2026
Mar 29, 2018$32B then
State-registered IARs (5.B.3)1,084 as of Jun 15, 2026
Apr 1, 2013357 then
Employees (5.A)1,923 as of Jun 15, 2026
Apr 1, 20131,043 then
Private funds: no history
RAUM +22% over the last fiscal year+3.5% a year over threeIARs 1,055 to 1,084
Practice profile
derived from the filing of Jun 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $28.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 105derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $639,624derivedHNW RAUM over HNW clients
- Average account
- $875,756derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 45.6derived24 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +2.7%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.2%derived
- Compensation
- percentage of assets, hourly, fixed fees, subscriptionreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Financial planning clients
- 104,000reportedItem 5.H
- Custody
- $507M, 536 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$25B96%
- Charitable organizations$902M3.5%
- Corporations and businesses$107M0.4%
- Pension and profit-sharing plans$6.9M0.0%
- Individual clients
- 76,550reported
- HNW clients
- 38,800reported
- Pension plan clients
- 9reported
- Charitable clients
- 75reported
- Accounts
- 36,184reported
- Financial planning clients
- 104,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- $507M for 536 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.78 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=true bd_reps=1271.0derived
Advisors registered through the firm
1,097 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kevin Alan King | Newport Beach, Ca | Mar 23, 1995 | 38 y | 0 |
| Jeffrey Victor Demaio | Newport Beach, Ca | Dec 11, 1997 | 31 y | 0 |
| Rick Alan Lowe | Newport Beach, Ca | Dec 11, 1997 | 30 y | 0 |
| William Blake Hunnicutt | Newport Beach, Ca | Feb 27, 1998 | 30 y | 0 |
| Rachelle Fragnito-Dufault | Newport Beach, Ca | Feb 27, 1998 | 30 y | 0 |
| Richard Sean Barry | Newport Beach, Ca | Feb 27, 1998 | 31 y | 0 |
| John Patrick Toohig | Newport Beach, Ca | Jul 20, 1998 | 30 y | 0 |
| Heidi Gay Goetting | Deerfield, Il | Feb 26, 1999 | 32 y | 0 |
| Michael Paul Cummins | Dallas, Tx | Dec 30, 1999 | 27 y | 0 |
| Roger H Shaar | Newport Beach, Ca | May 11, 2000 | 29 y | 0 |
| Christopher Michael Blades | Newport Beach, Ca | May 11, 2000 | 28 y | 0 |
| Christine Louise Thornburg | Deerfield, Il | May 11, 2000 | 29 y | 0 |
| Darryl Bennett Richardson | Newport Beach, Ca | May 11, 2000 | 28 y | 0 |
| Michael Francis Lagoy | Canonsburg, Pa | Jun 14, 2000 | 30 y | 0 |
| Ryan Michael Mulderig | Troy, Mi | Jun 14, 2000 | 27 y | 0 |
| Carl Wayne Cuff | Dallas, Tx | Sep 1, 2000 | 31 y | 0 |
| Randy Dale Roe | Dallas, Tx | Nov 3, 2000 | 32 y | 0 |
| John F Wetterau | Canonsburg, Pa | Nov 20, 2000 | 28 y | 0 |
| Janice Jim | Newport Beach, Ca | Dec 4, 2000 | 27 y | 0 |
| Joseph Chia-Yen Liao | Newport Beach, Ca | Mar 14, 2001 | 26 y | 0 |
| James Francis O'Neill | Dallas, Tx | Apr 16, 2001 | 29 y | 0 |
| Sean Thomas Koelbl | Deerfield, Il | Apr 19, 2001 | 27 y | 0 |
| Richard L Schannen | Dallas, Tx | Oct 8, 2001 | 28 y | 0 |
| Samuel Chacon | Dallas, Tx | Jun 17, 2002 | 24 y | 0 |
| Graham Bryce Forrester | Newport Beach, Ca | Jun 28, 2002 | 25 y | 0 |
| Michael Joseph Aguado | Morristown, Nj | Jul 1, 2002 | 27 y | 0 |
| Jeffrey Varisco | Morristown, Nj | Jul 17, 2002 | 28 y | 0 |
| Alim Sekip Ozbilge | Morristown, Nj | Jul 30, 2002 | 28 y | 0 |
| Sandra Beth O'Gorman | Morristown, Nj | Jul 30, 2002 | 32 y | 0 |
| Ariane Leigh Auster | Livingston, Nj | Jul 30, 2002 | 32 y | 0 |
| Linda Boney | Morristown, Nj | Jul 30, 2002 | 32 y | 0 |
| Eric Peter Degrandpre | Morristown, Nj | Jul 30, 2002 | 26 y | 0 |
| Florence Marie Dessources | Morristown, Nj | Jul 30, 2002 | 27 y | 0 |
| Thomas Patrick Cawley | Bernardsville, Nj | Jul 30, 2002 | 25 y | 0 |
| David Ferdinand Kaiser | Morristown, Nj | Jul 30, 2002 | 40 y | 0 |
| Erick D Mccreight | Newport Beach, Ca | Nov 19, 2002 | 28 y | 0 |
| Kendra Lashawn Mccartney | Houston, Tx | Dec 4, 2002 | 27 y | 0 |
| Adam J Fried | Morristown, Nj | Jan 7, 2003 | 30 y | 0 |
| Christopher John Kern | Atlanta, Ga | Jan 5, 2004 | 24 y | 0 |
| Christine Elizabeth Kapp | Fountain Valley, Ca | Jan 5, 2004 | 23 y | 0 |
Advisor movement
57 left, 17 joined in 12 months
net -40 in 12 months8 left in 90 days4 joined in 90 daysdeparture rate 5.2% of current headcount163 left over 36 months
Left, latest
- Rebecca Mason to Del-Sette Capital Management, LLCSep 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- Brandon Francis Shimoun to Focus Partners Wealth, LLCSep 10, 2026 · Affiliated broker-dealer or bank to independent RIA
- Krista H Li to Morgan StanleySep 8, 2026 · Affiliated broker-dealer or bank to wirehouse
- Shayn Richard Foley to Cerity Partners LLCAug 3, 2026 · Affiliated broker-dealer or bank to independent RIA
- Haley Marie Hawk to Rockefeller Capital ManagementAug 3, 2026 · Affiliated broker-dealer or bank to another
- Erin Patricia Kavanaugh to Cerity Partners LLCJul 9, 2026 · Affiliated broker-dealer or bank to independent RIA
- Camille Aman Tambunting to Alliancebernstein L.P.Jul 6, 2026 · Other
- Nancy R Derusso to Guardian Wealth Partners, LLCJun 23, 2026 · Affiliated broker-dealer or bank to independent RIA
- Lauren Abigail Heck to J.P. Morgan Securities LLCJun 16, 2026 · Affiliated broker-dealer or bank to wirehouse
- Lukas Olson Sonka to Rockefeller Capital ManagementJun 16, 2026 · Affiliated broker-dealer or bank to another
- Alison Elizabeth Miller to UBS Financial Services Inc.Jun 9, 2026 · Affiliated broker-dealer or bank to wirehouse
- Christina Marie Ferguson to Cerity Partners LLCJun 3, 2026 · Affiliated broker-dealer or bank to independent RIA
- Devin Michael Young to Principal Advised ServicesJun 2, 2026 · Affiliated broker-dealer or bank to another
- Richard To to J.P. Morgan Securities LLCMay 26, 2026 · Affiliated broker-dealer or bank to wirehouse
- Trent Carter Adams to Raymond James Financial Services Advisors, IncMay 20, 2026 · Affiliated broker-dealer or bank to another
Joined, latest
- Zachary Christopher Welch from Morgan StanleyAug 27, 2026 · Wirehouse to affiliated broker-dealer or bank
- Kevin Jarrell Thomas from Vanguard Advisers, Inc.Aug 14, 2026 · Affiliated broker-dealer or bank to another
- Amira Valerie Garwood from Strategic Advisers LLCJul 30, 2026 · Affiliated broker-dealer or bank to another
- Justin William Smith from UBS Financial Services Inc.Jul 14, 2026 · Wirehouse to affiliated broker-dealer or bank
- Momodou Mbenga from The Strategic Financial AllianceJun 12, 2026 · Affiliated broker-dealer or bank to another
- Adam Ehab Innab from Alliancebernstein L.P.Jun 5, 2026 · Other
- Patrick J Burke from Morgan StanleyApr 17, 2026 · Wirehouse to affiliated broker-dealer or bank
- Abdoulali Ibrahim Jirani from Florida Financial Advisors, LLCApr 2, 2026 · Affiliated broker-dealer or bank to another
- Pasquale Angelo Razzano from United Capital Financial AdvisorsMar 26, 2026 · Affiliated broker-dealer or bank to another
- Kevin Thomas Fryc from J.P. Morgan Securities LLCMar 25, 2026 · Wirehouse to affiliated broker-dealer or bank
- Alexander Mauricio Douma from Strategic Advisers LLCMar 9, 2026 · Affiliated broker-dealer or bank to another
- Francis Joseph Fazio from Aj WealthFeb 18, 2026 · RIA to affiliated broker-dealer or bank
- Nolan Michael Godek from Equitable Advisors, LLCFeb 12, 2026 · Affiliated broker-dealer or bank to another
- Dylan Douglas Mcdonald from Equitable Advisors, LLCFeb 11, 2026 · Affiliated broker-dealer or bank to another
- Alyssa Jordan Benton from MML Investors Services, LLCJan 29, 2026 · Affiliated broker-dealer or bank to another
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Cerity Partners LLCFeb 4, 2026 · Cohoes, Ny
- 2 left for J.P. Morgan Securities LLCDec 3, 2025 · Newport Beach, Ca
- 2 left for Strategic Advisers LLCMay 29, 2025 · Newport Beach, Ca
- 2 left for Allworth Financial, L.P.May 20, 2025 · Irving, Tx
- 2 left for Fisher InvestmentsOct 4, 2024 · Dallas, Tx
- 4 left for Cerity Partners LLCMar 1, 2024 · Cohoes, Ny
- 2 left for United Capital Financial AdvisorsNov 16, 2023 · Cohoes, Ny
- 2 left for United Capital Financial AdvisorsJan 5, 2023 · Cohoes, Ny
- 6 joined from United Capital Financial AdvisorsNov 17, 2023 · Miami, Fl
- 4 joined from United Capital Financial AdvisorsNov 17, 2023 · New York, Ny
- 2 joined from United Capital Financial AdvisorsNov 17, 2023 · Irving, Tx
- 4 joined from United Capital Financial AdvisorsNov 2, 2023 · Westport, Ct
- 2 joined from United Capital Financial AdvisorsOct 24, 2023 · Troy, Mi
- 12 joined from United Capital Financial AdvisorsOct 24, 2023 · Cohoes, Ny
- 10 joined from United Capital Financial AdvisorsOct 24, 2023 · Irving, Tx
- 3 joined from United Capital Financial AdvisorsOct 24, 2023 · Newport Beach, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Kyle Kinowski · Vice President, Assistant Secretarycontrolsince 06/2024 · owns less than 5%
- M Shelley Luks · Vice President, Treasurercontrolsince 01/2021 · owns less than 5%
- Sara Naison-Tarajano · President, Chief Executive Officercontrolsince 03/2026 · owns less than 5%
- Joseph Lawrence Restieri · Chief Executive Officer, Presidentcontrolsince 02/2018 · owns less than 5%
- Elizabeth Diana Ryan · Vice President, Chief Compliance Officercontrolsince 06/2024 · owns less than 5%
- Patrick Jason Shepard · Vice President, Secretary Compliance Officercontrolsince 06/2024 · owns less than 5%
Entity owners
- Gs Ayco Holding LLC · Limited Partnerdirect · owns 75% or more
- Saratoga Springs LLC · General Partnerdirect · owns less than 5%
- Gs Ayco Holding LLC · Sole Member And Managerindirect · owns 75% or more of Saratoga Springs LLC
- Imd Holdings LLC · Sole Member And Managerindirect · owns 75% or more of Gs Ayco Holding LLC
- The Goldman Sachs Group, Inc. · Sole Member And Managerindirect · owns 75% or more of Imd Holdings LLC · public reporting company
Related persons
Schedule D 7.A
- Goldman Sachs & Co. LLCbroker-dealerinvestment adviserbanktrust companycustodiannRAUM $134B
- Goldman Sachs Asset Management Internationalinvestment adviserbankpooled vehicle sponsorLP sponsornRAUM $621B
- Goldman Sachs Asset Management, L.P.investment adviserbankpooled vehicle sponsorLP sponsornRAUM $2649B
- Goldman Sachs Bank USACPO or CTAn
- Goldman Sachs Financial Markets, L.P.broker-dealerCPO or CTAn
- Goldman Sachs Hedge Fund Strategies LLCinvestment adviserbankpooled vehicle sponsorLP sponsornRAUM $11B
- Goldman Sachs Management Partners, L.P.pooled vehicle sponsorn
- J. Aron & Company LLCbroker-dealern
- Mercer Allied Company, L.P.broker-dealery
- Rocaton Investment Advisorsinvestment adviserLP sponsornRAUM $13B
- The Ayco Services Agency, L.P.real estatey
- The Ayco Services Insurance Agency, Inc.real estatey
- The Goldman Sachs Group, Inc.pooled vehicle sponsory
- The Goldman Sachs Trust Company Of Delawaren
- The Goldman Sachs Trust Company, National Associationn
Advisers that list Goldman Sachs Wealth Services, L.P. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cohoes, Ny · principal | 314 | 65 | 22 | 1 | |
| Newport Beach, Ca | 159 | 34 | 6 | 1 | |
| Deerfield, Il | 107 | 23 | 2 | ||
| Morristown, Nj | 95 | 21 | 2 | ||
| Dallas, Tx | 88 | 17 | 1 | ||
| New York, Ny | 85 | 22 | 0 | ||
| Atlanta, Ga | 71 | 8 | 1 | ||
| Troy, Mi | 40 | 8 | 1 | ||
| Irving, Tx | 34 | 6 | 10 | ||
| Canonsburg, Pa | 30 | 8 | 7 | ||
| Boston, Ma | 27 | 3 | 0 | ||
| Saratoga Springs, Ny | 23 | 0 | 0 | ||
| Jersey City, Nj | 20 | 1 | 0 | ||
| Chicago, Il | 13 | 3 | 1 | ||
| Miami, Fl | 12 | 3 | 0 | ||
| Houston, Tx | 10 | 0 | 0 | ||
| Seattle, Wa | 7 | 3 | 0 | ||
| San Francisco, Ca | 6 | 3 | 0 | ||
| Minneapolis, Mn | 5 | 1 | 0 | ||
| Philadelphia, Pa | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Newport Beach, CA141 employees
- Parsippany, NJ82 employees
- Deerfield, IL80 employees
- Atlanta, GA67 employees
- Dallas, TX66 employees
- Irving, TX50 employees
- New York, NY50 employees
- Saratoga Springs, NY39 employees
- Canonsburg, PA32 employees
- Troy, MI28 employees
- Boston, MA22 employees
- Houston, TX9 employees
- Chicago, IL9 employees
- San Francisco, CA8 employees
- Miami, FL8 employees
- Washington, DC7 employees
- Seattle, WA5 employees
- Westport, CT5 employees
- Minneapolis, MN4 employees
- Philadelphia, PA3 employees
- Boulder, CO1 employees
- Charleston, SC1 employees
- West Palm Beach, FL1 employees
- Austin, TX1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jun 15, 2026NAISON-TARAJANO, SARA (PRESIDENT, CHIEF EXECUTIVE OFFICER) appeared on Schedule A between the filings of 2024-07-01 and 2026-06-15peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jun 15, 2026RYAN, DIANA, ELIZABETH (VICE PRESIDENT, CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-07-01 and 2026-06-15peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jun 15, 2026RESTIERI, LAWRENCE, JOSEPH (CHIEF EXECUTIVE OFFICER, PRESIDENT) left Schedule A between the filings of 2024-07-01 and 2026-06-15peers: affiliated wealth managers, $20B and over (50)
Data quality: total accounts (5.F.2.f) is below the private client count (5.D) by half or more on the filing of 2026-06-15
What changed
consecutive filings, newest first
- Accounts · 33,477 to 36,184Feb 19, 2026 to Mar 31, 2026
- Advisory employees · 1,055 to 1,134Feb 19, 2026 to Mar 31, 2026
- BD registered reps · 1,250 to 1,271Feb 19, 2026 to Mar 31, 2026
- Charity clients · 60 to 75Feb 19, 2026 to Mar 31, 2026
- Corporate clients · 32 to 30Feb 19, 2026 to Mar 31, 2026
- HNW clients · 37,000 to 38,800Feb 19, 2026 to Mar 31, 2026
- Individual clients · 82,200 to 76,550Feb 19, 2026 to Mar 31, 2026
- Pension plan clients · 14 to 9Feb 19, 2026 to Mar 31, 2026
- Employees · 1,809 to 1,923Feb 19, 2026 to Mar 31, 2026
- State-registered IARs · 1,055 to 1,084Feb 19, 2026 to Mar 31, 2026
- Discretionary RAUM · $26B to $32BFeb 19, 2026 to Mar 31, 2026
- HNW RAUM · $21B to $25BFeb 19, 2026 to Mar 31, 2026
- Pension RAUM · $8.3M to $6.9MFeb 19, 2026 to Mar 31, 2026
- RAUM · $26B to $32BFeb 19, 2026 to Mar 31, 2026
- Wrap assets (manager) · 1875000.0 to unsetFeb 19, 2026 to Mar 31, 2026
- Wrap assets (sponsor) · 0.0 to unsetFeb 19, 2026 to Mar 31, 2026
- Financial planning clients · More than 500 to More than 500Apr 14, 2025 to Jul 1, 2025
- Accounts · 46,004 to 33,477Feb 10, 2025 to Apr 14, 2025
- Advisory employees · 997 to 1,055Feb 10, 2025 to Apr 14, 2025
- BD registered reps · 1,156 to 1,250Feb 10, 2025 to Apr 14, 2025
- Business name · THE AYCO COMPANY, L.P. to GOLDMAN SACHS WEALTH SERVICES, L.P.Feb 10, 2025 to Apr 14, 2025
- Charity clients · 46 to 60Feb 10, 2025 to Apr 14, 2025
- Corporate clients · 30 to 32Feb 10, 2025 to Apr 14, 2025
- HNW clients · 33,900 to 37,000Feb 10, 2025 to Apr 14, 2025
- Individual clients · 90,200 to 82,200Feb 10, 2025 to Apr 14, 2025
- Pension plan clients · 25 to 14Feb 10, 2025 to Apr 14, 2025
- Assets in custody · $473M to $507MFeb 10, 2025 to Apr 14, 2025
- Employees · 1,792 to 1,809Feb 10, 2025 to Apr 14, 2025
- State-registered IARs · 997 to 1,055Feb 10, 2025 to Apr 14, 2025
- Legal name · THE AYCO COMPANY, L.P. to GOLDMAN SACHS WEALTH SERVICES, L.P.Feb 10, 2025 to Apr 14, 2025
- Other offices · 24 to 23Feb 10, 2025 to Apr 14, 2025
- Discretionary RAUM · $26B to $26BFeb 10, 2025 to Apr 14, 2025
- HNW RAUM · $17B to $21BFeb 10, 2025 to Apr 14, 2025
- Pension RAUM · $23.3M to $8.3MFeb 10, 2025 to Apr 14, 2025
- RAUM · $26B to $26BFeb 10, 2025 to Apr 14, 2025
- Wrap assets (manager) · $2.2M to $1.9MFeb 10, 2025 to Apr 14, 2025
- Advisory employees · 875 to 997Nov 3, 2023 to Mar 28, 2024
- Accounts · 68,279 to 46,004Nov 3, 2023 to Mar 28, 2024
- BD registered reps · 1,122 to 1,156Nov 3, 2023 to Mar 28, 2024
- Charity clients · 123 to 46Nov 3, 2023 to Mar 28, 2024
Signals
60 dated events
- Daniel C Buff no longer holds an investment adviser registration (last listed at Goldman Sachs Wealth Services, L.P. on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Trifol Headman no longer holds an investment adviser registration (last listed at Goldman Sachs Wealth Services, L.P. on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Rebecca Mason left Goldman Sachs Wealth Services, L.P. for Del-Sette Capital Management, LLC (registered 2026-08-24)Sep 16, 2026 · Advisor changed firm · fact
- Brandon Francis Shimoun left Goldman Sachs Wealth Services, L.P. for Focus Partners Wealth, Llc (registered 2026-09-08)Sep 10, 2026 · Advisor changed firm · fact
- Krista H Li left Goldman Sachs Wealth Services, L.P. for Morgan Stanley (registered 2026-09-07)Sep 8, 2026 · Advisor changed firm · fact
- Haley Marie Hawk left Goldman Sachs Wealth Services, L.P. for Rockefeller Capital Management (registered 2026-07-16)Aug 3, 2026 · Advisor changed firm · fact
- Shayn Richard Foley left Goldman Sachs Wealth Services, L.P. for Cerity Partners Llc (registered 2026-07-17)Aug 3, 2026 · Advisor changed firm · fact
- Erin Patricia Kavanaugh left Goldman Sachs Wealth Services, L.P. for Cerity Partners Llc (registered 2026-06-16)Jul 9, 2026 · Advisor changed firm · fact
- Camille Aman Tambunting left Goldman Sachs Wealth Services, L.P. for Alliancebernstein L.P. (registered 2026-08-03)Jul 6, 2026 · Advisor changed firm · fact
- Nancy R Derusso left Goldman Sachs Wealth Services, L.P. for Park Avenue Securities Llc (registered 2026-09-10)Jun 23, 2026 · Advisor changed firm · fact
- Lauren Abigail Heck left Goldman Sachs Wealth Services, L.P. for J.P. Morgan Securities Llc (registered 2026-06-09)Jun 16, 2026 · Advisor changed firm · fact
- Lukas Olson Sonka left Goldman Sachs Wealth Services, L.P. for Rockefeller Capital Management (registered 2026-06-24)Jun 16, 2026 · Advisor changed firm · fact
- Alison Elizabeth Miller left Goldman Sachs Wealth Services, L.P. for Ubs Financial Services Inc. (registered 2026-06-04)Jun 9, 2026 · Advisor changed firm · fact
- Christina Marie Ferguson left Goldman Sachs Wealth Services, L.P. for Cerity Partners Llc (registered 2026-05-14)Jun 3, 2026 · Advisor changed firm · fact
- Devin Michael Young left Goldman Sachs Wealth Services, L.P. for Principal Advised Services (registered 2026-05-26)Jun 2, 2026 · Advisor changed firm · fact
- Richard To left Goldman Sachs Wealth Services, L.P. for J.P. Morgan Securities Llc (registered 2026-09-01)May 26, 2026 · Advisor changed firm · fact
- Trent Carter Adams left Goldman Sachs Wealth Services, L.P. for Raymond James Financial Services Advisors, Inc (registered 2026-04-27)May 20, 2026 · Advisor changed firm · fact
- Jason Phillip Suway left Goldman Sachs Wealth Services, L.P. for Modera Wealth Management, Llc (registered 2026-07-07)May 20, 2026 · Advisor changed firm · fact
- Alexander Jeffrey Gido left Goldman Sachs Wealth Services, L.P. for Schwab Wealth Advisory, Inc. (registered 2026-06-23)May 19, 2026 · Advisor changed firm · fact
- Morgan Sierra Tibble left Goldman Sachs Wealth Services, L.P. for Lpl Financial Llc (registered 2026-04-20)May 14, 2026 · Advisor changed firm · fact
- Juan Martin Ponce left Goldman Sachs Wealth Services, L.P. for Fisher Investments (registered 2026-05-19)May 13, 2026 · Advisor changed firm · fact
- Muriel Mary Dol left Goldman Sachs Wealth Services, L.P. for Voya Financial Advisors, Inc. (registered 2026-04-17)May 5, 2026 · Advisor changed firm · fact
- Domonique Lockridge left Goldman Sachs Wealth Services, L.P. for Empower Advisory Group, Llc (registered 2026-05-26)May 5, 2026 · Advisor changed firm · fact
- Kyle A Moffitt left Goldman Sachs Wealth Services, L.P. for Lpl Financial Llc (registered 2026-03-02)Apr 9, 2026 · Advisor changed firm · fact
- Eric D Longstreth left Goldman Sachs Wealth Services, L.P. for Kestra Private Wealth Services, Llc (registered 2026-02-25)Mar 26, 2026 · Advisor changed firm · fact
- William Hunter Boardman left Goldman Sachs Wealth Services, L.P. for Principal Securities, Inc. (registered 2026-03-02)Mar 5, 2026 · Advisor changed firm · fact
- Carlee Kaitlyn Luciano left Goldman Sachs Wealth Services, L.P. for Cerity Partners Llc (registered 2026-02-24)Mar 3, 2026 · Advisor changed firm · fact
- Fadel Krisht left Goldman Sachs Wealth Services, L.P. for Kestra Advisory Services, Llc (registered 2026-02-11)Feb 19, 2026 · Advisor changed firm · fact
- Brian Barrett Noone left Goldman Sachs Wealth Services, L.P. for J.P. Morgan Securities Llc (registered 2026-02-05)Feb 18, 2026 · Advisor changed firm · fact
- Holden Ziels left Goldman Sachs Wealth Services, L.P. for Prestige Wealth Management (registered 2026-01-27)Feb 18, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
- The Ayco Company, L.P. · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/goldman-sachs-aycoreportedpublic record, Form ADV, Sep 18, 2026
- Website
- goldmansachs.com/what-we-do/aycoreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 518-886-4000reportedpublic record, Form ADV, Jun 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $28.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026