DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Firm absorbed
4 advisors left W•••••••• J•••• • A••••••••• L•• for W••••••• J•••• W••••• M••••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| David Allan Rosenfeld | New York, Ny | Aug 23, 2019 | Jan 10, 2020 |
| Nancy Lee Kokolj | New York, Ny | Aug 23, 2019 | Sep 5, 2019 |
| William Pickering Jones, Jr. | New York, Ny | Aug 23, 2019 | Aug 23, 2019 |
The rule
- Registrations ended
- Aug 23, 2019
- Registered next
- Aug 23, 2019 to Jan 1, 2025
- Branch state
- NY
- Cities
- 1, most in New York, Ny
- Registered there that day
- 4 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape