DFX Intelligence
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Firm absorbed
10 advisors left G••••• J•••• I••••••••• C•••••• for C••••• P••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Alison Jones Gamble | Pasadena, Ca | Sep 14, 2023 | Mar 2, 2023 |
| Aram Joseph Schotts | Pasadena, Ca | Sep 14, 2023 | Mar 2, 2023 |
| Bridget Lizabeth Goodbody | Pasadena, Ca | Sep 14, 2023 | Mar 2, 2023 |
| Charles Coulbourn Hackerman | Pasadena, Ca | Sep 14, 2023 | Mar 3, 2023 |
| James Michael Erskine | Pasadena, Ca | Sep 14, 2023 | Mar 7, 2024 |
| Justine E. Munoz | Pasadena, Ca | Sep 14, 2023 | Mar 2, 2023 |
| Peter Lawrence Viehl | Pasadena, Ca | Sep 14, 2023 | Mar 2, 2023 |
| Scott Russell Phillips | Pasadena, Ca | Sep 14, 2023 | Mar 1, 2023 |
| Thomas Francis Jones | Pasadena, Ca | Sep 14, 2023 | Mar 2, 2023 |
| Thomas Sheldon Jones | Pasadena, Ca | Sep 14, 2023 | Mar 2, 2023 |
The rule
- Registrations ended
- Sep 14, 2023
- Registered next
- Mar 1, 2023 to Mar 7, 2024
- Branch state
- CA
- Cities
- 1, most in Pasadena, Ca
- Registered there that day
- 10 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape