DFX Intelligence
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Firm absorbed
3 advisors left N•••••••• I••••••••• A••••••• L•• for B••••• P••••• A•••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Alexandra Nicole Schmidt | Denver, Co | Aug 26, 2021 | Aug 31, 2021 |
| Frederick Blackburn Taylor | Denver, Co | Aug 26, 2021 | Sep 2, 2021 |
| John Chester Riecke | Denver, Co | Aug 26, 2021 | Aug 31, 2021 |
The rule
- Registrations ended
- Aug 26, 2021
- Registered next
- Aug 31, 2021 to Sep 2, 2021
- Branch state
- CO
- Cities
- 1, most in Denver, Co
- Registered there that day
- 3 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape