DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Beacon Pointe Advisors, LLC

Independent wealth managerNewport Beach, CaliforniaCRD 119290SEC 801-60943website IAPD

Latest filing Aug 31, 2026

First filing on the tape Dec 23, 2011 · 76 filings

SEC status approved since Feb 20, 2002

RAUM

$55B

reported, Item 5.F

Discretionary

92%

of RAUM

Private clients

90%

$49B individuals and HNW

Advisors

471

registered through the firm on IAPD

RAUM per advisor

$117M

derived; firm RAUM over IAPD count

Employees

780

440 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

76 filings and snapshots on the tape

RAUM$55B as of Aug 31, 2026

Mar 30, 2012$4.5B then

HNW client RAUM$43B as of Aug 31, 2026

Mar 30, 2018$2.4B then

State-registered IARs (5.B.3)446 as of Aug 31, 2026

Mar 27, 201322 then

Employees (5.A)780 as of Aug 31, 2026

Mar 27, 201339 then

Private funds5 as of Aug 31, 2026

Mar 27, 20131 then

RAUM +38% over the last fiscal year+33% a year over threeIARs 350 to 446offices 65 to 89

Practice profile

derived from the filing of Aug 31, 2026; every figure names its basis

Archetypes, each a printed rule

Consolidator · three or more firms absorbed (half or more of their registered advisors moved to this adviser within 14 days) in 24 months
HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $117MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 63derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.7MderivedHNW RAUM over HNW clients
Average account: $1.8MderivedRAUM over accounts (5.F.2.f)
Discretionary: 92%derivedof RAUM
Institutional: 7.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.7derivedItem 5.A over advisors
Advisors per office: 5.2derived90 offices incl. principal (1.F.5)
RAUM growth, one year: +38%derivedbetween the last two annual amendments
Advisor growth, one year: +27%derivedItem 5.B.3 between annual amendments
Client growth, one year: +64%derived
Compensation: percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
Financial planning clients: 5,800reportedItem 5.H
Wrap fee program: $766MreportedItem 5.I
Custody: $13B, 9,000 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 13derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes testimonials (5.L.1.c)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$43B78%
Individuals$6.1B11%
Charitable organizations$3.4B6.1%
Investment companies$984M1.8%
Insurance companies$595M1.1%
Pension and profit-sharing plans$357M0.7%
Corporations and businesses$309M0.6%
Pooled investment vehicles$110M0.2%
State and municipal entities$12.4M0.0%
Banks and thrifts$8.5M0.0%

Individual clients: 18,083reported
HNW clients: 11,482reported
Pension plan clients: 55reported
Charitable clients: 156reported
Accounts: 29,892reported
Financial planning clients: 5,800reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: $13B for 9,000 clientsreported
Compensation: % of AUM, fixed, hourly, performancereported
Class basis: private_client_share=0.9 fund_share=0.02 institutional_share=0.08 related_bd=false related_bank=false bd_reps=4.0derived

Advisors registered through the firm

471 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Felix Tser-Chun LinChartered Financial Analyst	Newport Beach, Ca	Jun 25, 2009	24 y	0
Graham Brown Pierce	Newport Beach, Ca	May 19, 2010	32 y	0
David Mark Hopkins	Newport Beach, Ca	Jun 17, 2010	25 y	2
Michael Breller	Newport Beach, Ca	Aug 25, 2010	30 y	1
Commie Stevens	Newport Beach, Ca	Jul 29, 2011	18 y	1
Julie Lynn Johnson	Newport Beach, Ca	Oct 17, 2011	23 y	0
Rocky LinChartered Financial Analyst	Newport Beach, Ca	Nov 4, 2011	22 y	6
Derek Thomas NewcomerChartered Financial Analyst	Newport Beach, Ca	Dec 19, 2011	14 y	0
Juna Ho ChiangCertified Financial Planner	Newport Beach, Ca	Mar 22, 2012	21 y	2
Kelly Lauren DigonziniCertified Financial Planner	Newport Beach, Ca	Nov 7, 2012	16 y	1
Scott William Ayers	Newport Beach, Ca	Feb 15, 2013	19 y	1
Jonathan Theodore Acosta	Newport Beach, Ca	Mar 11, 2013	14 y	0
Shannon Flint Eusey	Newport Beach, Ca	Apr 1, 2013	31 y	0
Alexander Gilbert Kassouf	Newport Beach, Ca	Sep 11, 2013	14 y	0
Jason Scott OverholtzerChartered Financial Analyst	Newport Beach, Ca	Jul 11, 2014	12 y	0
Landen Leon LunswayCertified Financial Planner	Newport Beach, Ca	Jan 13, 2015	25 y	3
Brian Lawrence Coughlan	Newport Beach, Ca	Jan 13, 2015	33 y	3
Christopher Frank PalermoCertified Financial Planner, Chartered Financial Analyst	Newport Beach, Ca	Jan 13, 2015	25 y	3
Andrew Richard ReinhardtCertified Financial Planner	Newport Beach, Ca	Mar 19, 2015	26 y	4
Eric Lee NewbyCertified Financial Planner	Newport Beach, Ca	Aug 13, 2015	20 y	4
Matthew John ArmisteadCertified Financial Planner	Scottsdale, Az	Aug 28, 2015	23 y	6
David Duc Ngoc LeCertified Financial Planner	Newport Beach, Ca	Dec 23, 2015	11 y	0
Mark Draper FlintChartered Financial Analyst	San Diego, Ca	Jan 6, 2016	22 y	1
Mark Vincent MathersCertified Financial Planner	Waltham, Ma	Jan 13, 2016	30 y	7
Mark Louis Moehlman	Newport Beach, Ca	Apr 20, 2016	25 y	3
Tyler M BrockCertified Financial Planner	Campbell, Ca	Apr 20, 2016	23 y	5
Vincent Paul Franks	Waltham, Ma	Apr 26, 2016	18 y	4
James Joel WardCertified Financial Planner	Plano, Tx	Oct 3, 2016	32 y	3
Eric Russell WitteCertified Financial Planner	Plano, Tx	Oct 3, 2016	34 y	3
Samuel Dale MitchellCertified Financial Planner	Plano, Tx	Oct 4, 2016	24 y	4
Jill Broder Steinberg	Bala Cynwyd, Pa	Jan 11, 2017	31 y	3
Kenneth Brian Kann	Newport Beach, Ca	Feb 27, 2017	21 y	6
Robyn Michelle GerkeCertified Financial Planner	Newport Beach, Ca	Feb 27, 2017	24 y	1
Dylan James MacdonaldCertified Financial Planner	Newport Beach, Ca	May 2, 2017	10 y	0
Brandt Laurence KuhnCertified Financial Planner	Palm Desert, Ca	Jul 12, 2017	18 y	4
Michele Thibodeau Sarna	Palm Desert, Ca	Jul 12, 2017	33 y	3
Scott Alan PlamondonChartered Financial Consultant	Newport Beach, Ca	Oct 10, 2017	33 y	2
Alisa B GarnekCertified Financial Planner	Newport Beach, Ca	Mar 28, 2018	11 y	2
Todd Douglas Reinhart	Newport Beach, Ca	Aug 15, 2018	22 y	4
Coby CressCertified Financial Planner	Scottsdale, Az	Aug 30, 2018	10 y	1

All 471 advisors at Beacon Pointe Advisors, LLC

Advisor movement

17 left, 93 joined in 12 months

net +76 in 12 months5 left in 90 days6 joined in 90 daysdeparture rate 3.6% of current headcount40 left over 36 months

Left, latest

Dane Joshua Jensen to Drive Wealth Advisers
Aug 31, 2026 · RIA to RIA
Bryton Kessel to Rubinbrown Advisors LLC
Aug 13, 2026 · RIA to RIA
Andrew Howard to Seia
Jul 6, 2026 · RIA to affiliated broker-dealer or bank
Taylor Mcmain to Schwab Wealth Advisory, Inc.
Jun 29, 2026 · Other
Chase Anthony Garbers to Ieq Capital, LLC
Jun 22, 2026 · RIA to RIA
Janic Cesar Hoyuela to Stancorp Investment Advisers, Inc.
Jun 15, 2026 · Other
Beck J Ringle to Chicory Wealth
May 1, 2026 · RIA to RIA
David Miles Szabla to Mission Wealth Management, LP
Apr 27, 2026 · RIA to RIA
Ikechukwu Egwuonwu to Root Financial Partners
Apr 13, 2026 · RIA to RIA
Timothy Paul Mcnamara to Mercer Global Advisors Inc.
Mar 12, 2026 · RIA to RIA
Jordan Freund to Mariner
Feb 25, 2026 · RIA to affiliated broker-dealer or bank
Rania Ghawi to Clarity Wealth Partners
Jan 15, 2026 · RIA to a state-registered adviser
Christopher Lee Bentley to Schwab Wealth Advisory, Inc.
Jan 2, 2026 · Other
Anabel Diaz-Garcia to Natural Bridges Financial Advisors
Dec 17, 2025 · RIA to RIA
William Truett Davis to Earned Wealth Advisors, LLC
Oct 31, 2025 · RIA to RIA

Joined, latest

Bailey Edward Yates from Versant Capital Management, Inc.
Aug 25, 2026 · RIA to RIA
Stefan Noah Hermann from Beacon Trust
Aug 21, 2026 · RIA to RIA
Nicholas James Lindholm from Petersen Hastings Wealth Advisors, Inc.
Aug 18, 2026 · RIA to RIA
Casey Daniel Paton from Svb Wealth
Aug 12, 2026 · RIA to RIA
Mark Alan Meier from Advisory Services Network
Jul 9, 2026 · RIA to RIA
Jackson M Bush from Harbour Investments, Inc.
Jul 7, 2026 · RIA to RIA
Darren Hem from Trb Wealth Management, LLC
Jun 16, 2026 · Other
Dylan Cole Simons from Raymond James Financial Services Advisors, Inc
Jun 10, 2026 · Affiliated broker-dealer or bank to independent RIA
Amanda Anne Magee from Financially In Tune
May 19, 2026 · RIA to RIA
Jennifer Dewey Kundrot from Financially In Tune
May 13, 2026 · RIA to RIA
Jeanne Gibson Sullivan from Financially In Tune
May 11, 2026 · RIA to RIA
Philip Clayton Lee from Financially In Tune
May 6, 2026 · RIA to RIA
Cody James from Mai Capital Management, LLC
May 6, 2026 · RIA to RIA
Kristopher Paul Brassard from Eaton Vance Management
Apr 16, 2026 · Other
Kevin Michael Klein from Morton Wealth
Apr 7, 2026 · RIA to RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 left for One Capital Management, LLC
Jan 13, 2020 · Newport Beach, Ca
2 left for Adviceperiod, LLC
Sep 15, 2016 · Newport Beach, Ca

4 joined from Financially In Tune
Aug 5, 2026 · Stoneham, Ma · Firm absorbed
2 joined from Mgb Wealth Management, LLC
Mar 30, 2026 · Addison, Tx
6 joined from The Financial Advisors, LLC
Mar 12, 2026 · Andover, Ma · Firm absorbed
2 joined from Sensible Financial Planning And Management, LLC
Mar 6, 2026 · Waltham, Ma
6 joined from Litman Gregory Wealth Management, LLC
Feb 26, 2026 · Paris · Firm absorbed
2 joined from Voyager Capital Management, LLC
Dec 31, 2025 · Lake Geneva, Wi
5 joined from Financial Planning Solutions, LLC
Dec 31, 2025 · Auburndale, Ma · Firm absorbed
4 joined from Stephens Consulting, LLC
Dec 31, 2025 · Flint, Mi · Firm absorbed

Teams out Teams in

Private funds

6 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Bp Credit Opportunities Fund, L.P.	Other Private Fund	$41.3M	34	Mar 31, 2021
Bp Real Estate Opportunities Fund, L.P.	Real Estate Fund	$21.3M	70	Apr 26, 2019
Bp Real Estate Opportunities Fund II L.P.	Real Estate Fund	$20.9M	66	Mar 31, 2023
Bp Credit Opportunities Fund II L.P.	Other Private Fund	$17.3M	20	Mar 29, 2024
Foothill Land, LLCno longer reported	Hedge Fund	$17.0M	2	Mar 27, 2013
Bp Gim Opportunity Fund, L.P.	Other Private Fund	$9.1M	50	Feb 3, 2022

Owners and control persons

Schedule A and B, latest filing

Baird Matthew Cooper · Chief Executive Officercontrol
since 05/2026 · owns less than 5%
Jade Karisa Diephouse · Chief Operating Officercontrol
since 04/2021 · owns less than 5%
Gaffney Michael Dow · Chief Investment Officercontrol
since 11/2018 · owns less than 5%
Flint Shannon Eusey · Chairmancontrol
since 05/2026 · owns less than 5%
Colin Jon Frojen · Chief Financial Officercontrol
since 10/2024 · owns less than 5%
Raymond John Gray · Chief Financial Officercontrol
since 03/2021 · owns less than 5%
Sarah Green · Chief Compliance Officer / Chief Risk Officercontrol
since 08/2026 · owns less than 5%
Judith Janet Hathaway · General Counselcontrol
since 05/2019 · owns less than 5%
Commie Stevens · Chief Practice Officercontrol
since 01/2016 · owns less than 5%

Entity owners

Beacon Pointe Advisors · Member
direct · owns 75% or more
Beacon Pointe Advisors Holdings, LLC · Member
direct · owns 75% or more
Beacon Pointe Harmony, LLC · Owner
indirect · owns 75% or more of Beacon Pointe Advisors Holdings, LLC
Kkr Associates North America Xiii Aiv L.P. · General Partner
indirect · owns F of Kkr North America Fund Xiii (Polyphony) L.P.
Kkr Associates North America Xiii Aiv L.P. · General Partner
indirect · owns F of Kkr North America Xiii (Polyphony) Blocker LLC
Kkr North America Fund Xiii (Polyphony) L.P. · Owner
indirect · owns 75% or more of Kkr Polyphony Aggregator L.P.
Kkr North America Xiii (Polyphony) Blocker LLC · Owner
indirect · owns 50% to 75% of Kkr North America Fund Xiii (Polyphony) L.P.
Kkr North America Xiii (Polyphony) Blocker Parent, L.P. · Owner
indirect · owns 25% to 50% of Kkr North America Xiii (Polyphony) Blocker LLC
Kkr Polyphony Aggregator Gp LLC · General Partner
indirect · owns F of Kkr Polyphony Aggregator L.P.
Kkr Polyphony Aggregator L.P. · Owner
indirect · owns 50% to 75% of Polyphony Topco, LLC
Polyphony Buyer, LLC · Owner
indirect · owns 75% or more of Beacon Pointe Harmony, LLC
Polyphony Holdco, LLC · Owner
indirect · owns 75% or more of Polyphony Buyer, LLC
Polyphony Topco, LLC · Owner
indirect · owns 75% or more of Polyphony Holdco, LLC

Related persons

Schedule D 7.A

Beacon Pointe Captive Insurance
real estaten
Beacon Pointe Gp, LLC
pooled vehicle sponsorn
Beacon Pointe Insurance Services, LLC
real estaten
Candice L. Armstrong
insurancey
Ferrell Realty, Inc.
investment companyn
Port Street Investments, LLC
investment advisernRAUM $174M

Advisers that list Beacon Pointe Advisors, LLC as a related person

151328 n
168596 n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Newport Beach, Ca · principal	462	134	10
Scottsdale, Az	33	4	0
Dallas, Tx	31	5	0
Waltham, Ma	23	14	0
Denver, Co	18	5	2
Larkspur, Ca	14	8	1
Campbell, Ca	14	4	0
San Diego, Ca	11	5	0
Metairie, La	11	0	1
Plano, Tx	11	0	0
Greensboro, Nc	10	2	0
Asheville, Nc	9	1	0
Bala Cynwyd, Pa	9	0	0
Summit, Nj	8	3	0
Lake Elmo, Mn	8	1	0
Pasadena, Ca	8	0	1
Seattle, Wa	7	1	0
Falls Church, Va	7	7	0
Greenville, Sc	7	2	0
Bethesda, Md	7	6	0

All 60 offices

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 24 since 2015, 13 in 24 monthsderived
Advisors acquired: 128derived
Still registered after 90 days: 94% of 124derived
After 180 days: 98% of 124derived
After 365 days: 90% of 80derived
After 730 days: 89% of 53derived
Team lift-outs after: 0derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Scottsdale, AZ25 employees
Metairie, LA12 employees
Plano, TX12 employees
Campbell, CA11 employees
Lake Elmo, MN11 employees
Waltham, MA9 employees
Asheville, NC8 employees
Denver, CO8 employees
Bala Cynwyd, PA8 employees
Summit, NJ8 employees
Greensboro, NC7 employees
Pasadena, CA6 employees
Greenville, SC6 employees
Columbia, MD6 employees
Los Angeles, CA6 employees
Scottsdale, AZ6 employees
Fort Worth, TX5 employees
Winter Park, FL5 employees
Seattle, WA5 employees
San Diego, CA5 employees
Dallas, TX5 employees
Dallas, TX5 employees
Milwaukee, WI5 employees
Denver, CO4 employees
Carlsbad, CA4 employees

ADV anomalies

8 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Aug 31, 2026
GRAY, JOHN, RAYMOND (CHIEF FINANCIAL OFFICER) left Schedule A between the filings of 2022-02-07 and 2026-08-31
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Aug 31, 2026
FROJEN, JON, COLIN (CHIEF FINANCIAL OFFICER) appeared on Schedule A between the filings of 2022-02-07 and 2026-08-31
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Aug 31, 2026
GREEN, SARAH (CHIEF COMPLIANCE OFFICER / CHIEF RISK OFFICER) appeared on Schedule A between the filings of 2022-02-07 and 2026-08-31
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Aug 31, 2026
STEVENS, COMMIE (CHIEF PRACTICE OFFICER) left Schedule A between the filings of 2022-02-07 and 2026-08-31
peers: independent wealth managers, $20B and over (84)
growth on all axesCombination · filing Apr 10, 2026
RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $39,839,757,384 to $54,872,534,714, advisors 350 to 446, private clients 18045 to 29565, offices 65 to 89 (2025-03-31 to 2026-04-10)
peers: independent wealth managers, $20B and over (84)
new owner headcount expandsCombination · filing Apr 10, 2026
BEACON POINTE ADVISORS joined Schedule A on the filing of 2026-08-31; advisors 350.0 to 446.0 between the annual amendments of 2025-03-31 and 2026-04-10
peers: independent wealth managers, $20B and over (84)
account count collapseChange between filings · filing Apr 10, 2026
accounts (Item 5.F.2.f) moved from 54,870.0 to 29,892.0 (-46.0%) between the annual amendments of 2025-03-31 and 2026-04-10; the peer median change was +7.0% (76 comparable advisers, 4.0th percentile of changes)
peers: independent wealth managers, $20B and over (76) · 4.0% percentile
client count surgeChange between filings · filing Apr 10, 2026
individual and HNW clients (Item 5.D) moved from 18,045.0 to 29,565.0 (+64.0%) between the annual amendments of 2025-03-31 and 2026-04-10; the peer median change was +8.0% (63 comparable advisers, 95.0th percentile of changes)
peers: independent wealth managers, $20B and over (63) · 95% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Advisory activities · 10 to 9
May 22, 2026 to Jul 13, 2026
Other offices · 65 to 89
Mar 31, 2026 to Apr 10, 2026
Related insurance company · true to false
Mar 31, 2026 to Apr 10, 2026
Accounts · 54,870 to 29,892
Jul 15, 2025 to Mar 31, 2026
Advisory employees · 355 to 440
Jul 15, 2025 to Mar 31, 2026
BD registered reps · 15 to 4
Jul 15, 2025 to Mar 31, 2026
Charity clients · 162 to 156
Jul 15, 2025 to Mar 31, 2026
Corporate clients · 95 to 135
Jul 15, 2025 to Mar 31, 2026
HNW clients · 7,703 to 11,482
Jul 15, 2025 to Mar 31, 2026
Individual clients · 10,342 to 18,083
Jul 15, 2025 to Mar 31, 2026
Pension plan clients · 47 to 55
Jul 15, 2025 to Mar 31, 2026
Assets in custody · $9.4B to $13B
Jul 15, 2025 to Mar 31, 2026
Employees · 600 to 780
Jul 15, 2025 to Mar 31, 2026
State-registered IARs · 350 to 446
Jul 15, 2025 to Mar 31, 2026
Discretionary RAUM · $36B to $51B
Jul 15, 2025 to Mar 31, 2026
HNW RAUM · $30B to $43B
Jul 15, 2025 to Mar 31, 2026
Individual RAUM · $4.1B to $6.1B
Jul 15, 2025 to Mar 31, 2026
Non-discretionary RAUM · $3.7B to $4.3B
Jul 15, 2025 to Mar 31, 2026
Pension RAUM · $117M to $357M
Jul 15, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $132M to $110M
Jul 15, 2025 to Mar 31, 2026
RAUM · $40B to $55B
Jul 15, 2025 to Mar 31, 2026
Wrap assets (manager) · $221M to $0
Jul 15, 2025 to Mar 31, 2026
Financial planning clients · More than 500 to More than 500
Mar 31, 2025 to Jul 15, 2025
Accounts · 47,098 to 54,870
Feb 12, 2025 to Mar 31, 2025
Advisory employees · 296 to 355
Feb 12, 2025 to Mar 31, 2025
BD registered reps · 22 to 15
Feb 12, 2025 to Mar 31, 2025
Charity clients · 87 to 162
Feb 12, 2025 to Mar 31, 2025
Corporate clients · 89 to 95
Feb 12, 2025 to Mar 31, 2025
HNW clients · 6,134 to 7,703
Feb 12, 2025 to Mar 31, 2025
Individual clients · 8,596 to 10,342
Feb 12, 2025 to Mar 31, 2025
Pension plan clients · 29 to 47
Feb 12, 2025 to Mar 31, 2025
Pooled vehicle clients · 5 to 7
Feb 12, 2025 to Mar 31, 2025
Assets in custody · $2.5B to $9.4B
Feb 12, 2025 to Mar 31, 2025
Employees · 500 to 600
Feb 12, 2025 to Mar 31, 2025
Insurance-licensed employees · 0 to 2
Feb 12, 2025 to Mar 31, 2025
State-registered IARs · 296 to 350
Feb 12, 2025 to Mar 31, 2025
Other offices · 52 to 65
Feb 12, 2025 to Mar 31, 2025
Discretionary RAUM · $29B to $36B
Feb 12, 2025 to Mar 31, 2025
HNW RAUM · $23B to $30B
Feb 12, 2025 to Mar 31, 2025
Individual RAUM · $3.3B to $4.1B
Feb 12, 2025 to Mar 31, 2025

Signals

60 dated events

Michael Thomas Smith no longer holds an investment adviser registration (last listed at Beacon Pointe Advisors, Llc on the 2026-09-16 feed)
Sep 16, 2026 · Advisor registration ended · derived
Mari Frances Panzenhagen added a CO registration at Beacon Pointe Advisors, Llc
Sep 15, 2026 · New state registration · fact
Carolyn Ruth Smith no longer holds an investment adviser registration (last listed at Beacon Pointe Advisors, Llc on the 2026-09-14 feed)
Sep 14, 2026 · Advisor registration ended · derived
Dane Joshua Jensen left Beacon Pointe Advisors, Llc for Drive Wealth Advisers (registered 2026-09-02)
Aug 31, 2026 · Advisor changed firm · fact
Bryton Kessel left Beacon Pointe Advisors, Llc for Rubinbrown Advisors Llc (registered 2026-08-26)
Aug 13, 2026 · Advisor changed firm · fact
Financially IN Tune's advisors moved to Beacon Pointe Advisors, LLC (Stoneham, MA): 4 of 4 registered, on the same day
Aug 5, 2026 · Firm absorbed (people side) · derived
Andrew Howard left Beacon Pointe Advisors, Llc for Seia (registered 2026-07-07)
Jul 6, 2026 · Advisor changed firm · fact
Taylor Mcmain left Beacon Pointe Advisors, Llc for Schwab Wealth Advisory, Inc. (registered 2026-07-09)
Jun 29, 2026 · Advisor changed firm · fact
Chase Anthony Garbers left Beacon Pointe Advisors, Llc for Ieq Capital, Llc (registered 2026-06-30)
Jun 22, 2026 · Advisor changed firm · fact
Janic Cesar Hoyuela left Beacon Pointe Advisors, Llc for Stancorp Investment Advisers, Inc. (registered 2026-07-24)
Jun 15, 2026 · Advisor changed firm · fact
Beck J Ringle left Beacon Pointe Advisors, Llc for Chicory Wealth (registered 2026-07-15)
May 1, 2026 · Advisor changed firm · fact
David Miles Szabla left Beacon Pointe Advisors, Llc for Mission Wealth Management, Lp (registered 2026-05-19)
Apr 27, 2026 · Advisor changed firm · fact
Ikechukwu Egwuonwu left Beacon Pointe Advisors, Llc for Root Financial Partners (registered 2026-04-21)
Apr 13, 2026 · Advisor changed firm · fact
Beacon Pointe Advisors, Llc reported 89 offices beyond its principal office, up from 65 (2026-03-31 to 2026-04-10)
Apr 10, 2026 · Office count change · derived
Beacon Pointe Advisors, Llc reported 446 state-registered advisory representatives, up from 350 (2025-07-15 to 2026-03-31)
Mar 31, 2026 · Advisor headcount change · derived
Beacon Pointe Advisors, Llc reported RAUM $54.9B, up 38% from $39.8B (2025-07-15 to 2026-03-31)
Mar 31, 2026 · RAUM change · derived
2 advisors left Mgb Wealth Management, LLC (Addison, TX) for Beacon Pointe Advisors, LLC on the same day
Mar 30, 2026 · Team lift-out · derived
Timothy Paul Mcnamara left Beacon Pointe Advisors, Llc for Mercer Global Advisors Inc. (registered 2026-04-09)
Mar 12, 2026 · Advisor changed firm · fact
The Financial Advisors, LLC's advisors moved to Beacon Pointe Advisors, LLC (Andover, MA): 6 of 7 registered, on the same day
Mar 12, 2026 · Firm absorbed (people side) · derived
2 advisors left Sensible Financial Planning And Management, LLC (Waltham, MA) for Beacon Pointe Advisors, LLC on the same day
Mar 6, 2026 · Team lift-out · derived
Litman Gregory Wealth Management, LLC's advisors moved to Beacon Pointe Advisors, LLC (Paris): 4 of 7 registered, on the same day
Feb 26, 2026 · Firm absorbed (people side) · derived
Jordan Freund left Beacon Pointe Advisors, Llc for Mariner (registered 2026-03-06)
Feb 25, 2026 · Advisor changed firm · fact
Rania Ghawi left Beacon Pointe Advisors, Llc for Clarity Wealth Partners (registered 2026-01-22)
Jan 15, 2026 · Advisor changed firm · fact
Christopher Lee Bentley left Beacon Pointe Advisors, Llc for Schwab Wealth Advisory, Inc. (registered 2026-01-20)
Jan 2, 2026 · Advisor changed firm · fact
2 advisors left Voyager Capital Management, LLC (Lake Geneva, WI) for Beacon Pointe Advisors, LLC on the same day
Dec 31, 2025 · Team lift-out · derived
Stephens Consulting, LLC's advisors moved to Beacon Pointe Advisors, LLC (Flint, MI): 4 of 6 registered, on the same day
Dec 31, 2025 · Firm absorbed (people side) · derived
Financial Planning Solutions, LLC's advisors moved to Beacon Pointe Advisors, LLC (Auburndale, MA): 5 of 6 registered, on the same day
Dec 31, 2025 · Firm absorbed (people side) · derived
Hemington Wealth Management's advisors moved to Beacon Pointe Advisors, LLC (Falls Church, VA): 8 of 8 registered, on the same day
Dec 18, 2025 · Firm absorbed (people side) · derived
Anabel Diaz-Garcia left Beacon Pointe Advisors, Llc for Natural Bridges Financial Advisors (registered 2026-01-09)
Dec 17, 2025 · Advisor changed firm · fact
The Family Firm, Inc.'s advisors moved to Beacon Pointe Advisors, LLC (Bethesda, MD): 5 of 5 registered, on the same day
Nov 3, 2025 · Firm absorbed (people side) · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: LINKEDIN.COM/COMPANY/BEACON-POINTE-RIAreportedpublic record, Form ADV, Sep 17, 2026
Firm profile: LINKEDIN.COM/COMPANY/THE-SENSEreportedpublic record, Form ADV, Sep 17, 2026
Website: GETTHESENSE.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 949-718-1600reportedpublic record, Form ADV, Aug 31, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $117Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

Beacon Pointe Advisors, LLC is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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