DFX Intelligence
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Team lift-out
2 advisors left R•••••••• I••••••••• for C••••••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Corie Evan Gabriel | New York, Ny | Jul 19, 2023 | Feb 24, 2023 |
| Timothy Eric Hermann | New York, Ny | Jul 19, 2023 | Feb 17, 2023 |
The rule
- Registrations ended
- Jul 19, 2023
- Registered next
- Feb 17, 2023 to Feb 24, 2023
- Branch state
- NY
- Cities
- 1, most in New York, Ny
- Registered there that day
- 5 (people still on IAPD; an estimate)
- Share of that headcount
- 40%
- Succession by the destination
- a succession within a year (Oct 20, 2023), not necessarily this firm